Potential of Dubois model for soil moisture retrieval in prairie areas using SAR and optical data

Soil moisture retrieval is often confounded by the influence of vegetation and surface roughness on the backscattered radar signal in vegetated areas. In this study, a semi-empirical methodology is proposed to retrieve soil moisture in prairie areas. The effect of vegetation is eliminated by the ratio vegetation method and water cloud model (WCM), respectively. The conditions of vegetation are characterized by leaf area index (LAI), vegetation water content (VWC), normalized difference vegetation index (NDVI), and enhanced vegetation index (EVI), respectively. To remove the dependence on surface roughness, the dielectric constant is explicitly expressed as the function of co-polarization backscattering coefficients and sensor parameters based on the Dubois model. The ground measurements and satellite data collected from the Ruoergai and Wutumeiren prairies of China allow for validating the feasibility and effectiveness of the proposed methodology. From the perspective of soil moisture retrieval accuracy, the ratio vegetation method performs better than WCM. In the Ruoergai prairie, the best soil moisture retrieval result is obtained when EVI is used, with correlation coefficient (r) and root mean square error (RMSE) of 0.87 and 3.50 vol.%, respectively. While in the Wutumeiren prairie, the lowest retrieval error is obtained when LAI is used, with r and RMSE values of 0.79 and 5.73 vol.%, respectively. These results demonstrate that the Dubois model has a potential for enhancing soil moisture retrieval in prairie areas using synthetic aperture radar (SAR) and optical data.     

Assessing spatial and temporal variations in surface soil moisture in fire-disturbed black spruce forests in Interior Alaska using spaceborne synthetic aperture radar imagery — Implications for post-fire tree recruitment

Recent studies [Bourgeau-Chavez, L.L., Kasischke, E.S., Riordan, K., Brunzell, S.M., Nolan, M., Hyer, E.J., Slawski, J.J., Medvecz, M., Walters, T., and Ames, S. (in press). Remote monitoring of spatial and temporal surface soil moisture in fire disturbed boreal forest ecosystems with ERS SAR imagery. Int. J. Rem. Sens.] demonstrated that ERS SAR imagery can be used to estimate surface soil moisture in recently burned black spruce forests in interior Alaska. We used this relationship to analyze the intra- and inter-annual variations surface soil moisture in two burned black spruce forests in Alaska. The results of this study showed distinct seasonal and longer-term trends in soil moisture in the two sites, with the site that burned in 1994 having higher soil moisture than the site that burned in 1999. The differences in soil moisture between the sites were related to landscape-scale variations in soil drainage and seasonal permafrost thawing. Finally, we found that the 1999 site had dramatically lower levels of tree recruitment (both aspen and black spruce) than the 1994 site as a result of the lower soil moisture levels. These results show that the ERS SAR and similar systems can be used to monitor a site characteristic that is important to understanding changes in the ecosystem community structure that result from variations in climate and the fire regime in the boreal region.     

Mapping of Sahelian vegetation parameters from ERS scatterometer data with an evolution strategies algorithm

The West African Sahel rainfall regime is known for its spatio-temporal variability at different scales which has a strong impact on vegetation development. This study presents results of the combined use of a simple water balance model, a radiative transfer model and ERS scatterometer data to produce map of vegetation biomass and thus vegetation cover at a spatial resolution of 25 km. The backscattering coefficient measured by spaceborne wind scatterometers over Sahel shows a marked seasonality linked to the drastic changes of both soil and vegetation dielectric properties associated to the alternating dry and wet seasons. For lack of a direct observation, METEOSAT rainfall estimates are used to calculate temporal series of soil moisture with the help of a water balance model. This a priori information is used as input of the radiative transfer model that simulates the interaction between the radar wave and the surface components (soil and vegetation). Then, an inversion algorithm is applied to retrieve vegetation aerial mass from the ERS scatterometer data. Because of the nonlinear feature of the inverse problem to be solved, the inversion is performed using a global stochastic nonlinear inversion method. A good agreement is obtained between the inverse solutions and independent field measurements with mean and standard deviation of −54 and 130 kg of dry matter by hectare (kg DM/ha), respectively. The algorithm is then applied to a 350,000 km² area including the Malian Gourma and Seno region and a Sahelian part of Burkina Faso during two contrasted seasons (1999 and 2000). At the considered resolution, the obtained herbaceous mass maps show a global qualitative consistency (r²=0.71) with NDVI images acquired by the VEGETATION instrument.     

Soil moisture retrieval using thermal inertia, determined with visible and thermal spaceborne data, validated for European forests

Variations in soil moisture strongly affect surface energy balances, regional runoff, land erosion and vegetation productivity (potential crop yield). Hence, the detection of soil moisture content (SMC) is very valuable in the social, economic, humanitarian (food security) and environmental segments of society. A method to estimate SMC from optical and thermal spectral information of METEOSAT imagery based on thermal inertia (TI) is presented. Minimum and maximum TI values from time series are combined in the Soil Moisture Saturation Index (SMSI). To convert surface to soil profile values, a Markov type filter is used, based on a simple two layer water balance equation (the surface layer and the reservoir below) and an autocorrelation function. Ten-daily SMC values are compared with up-scaled (using AVHRR/NDVI) observations on 10 EUROFLUX sites in Europe for the 1997 growing season (March-October). Moreover, the thermal inertia approach is compared for 1997, with ERS Scatterometer data for eight EUROFLUX sites. METEOSAT pixels are up-scaled to accommodate the ERS Scatterometer spatial resolution. The regression coefficients (slope, intercept and R²) of the thermal inertia approach versus the up-scaled soil moisture observations from EUROFLUX sites vary between 0.811-1.148, − 0.0029-0.66 and 0.544-0.877, respectively, with a RRMSE range of 3.9% to 35.7%. The regression coefficients of the comparison of ERS Scatterometer derived Soil Water Index (SWI) versus the up-scaled Soil Moisture Saturation Index for the pooled case (binning the eight EUROFLUX sites) are 0.587, 0.105 and 0.441, respectively, with a RRMSE of 38%. A simple error propagation model applied for the thermal inertia approach reveals that the absolute and relative errors of the obtained soil moisture content is at least 0.010 m³ m^− 3 or 2.0% with a SMC of 0.203 m³ m^− 3. Recommendations are made to test and implement the TI methodology using NOAA/AVHRR imagery.     

Effects of soil moisture and water depth on ERS SAR backscatter measurements from an Alaskan wetland complex

We conducted a preliminary investigation of the response of ERS C-band SAR backscatter to variations in soil moisture and surface inundation in wetlands of interior Alaska. Data were collected from 5 wetlands over a three-week period in 2007. Results showed a positive correlation between backscatter and soil moisture in sites dominated by herbaceous vegetation cover (r = 0.74, p < 0.04). ERS SAR backscatter was negatively correlated to water depth in all open (non-forested) wetlands when water table levels were more than 6 cm above the wetland surface (r = − 0.82, p < 0.001). There was no relationship between backscatter and soil moisture in the forested (black spruce-dominated) wetland site. Our preliminary results show that ERS SAR data can be used to monitor variations in hydrologic conditions in high northern latitude wetlands (including peatlands), particularly sites with sparse tree cover.     

Soil moisture retrieval over agricultural fields from multi-polarized and multi-angular RADARSAT-2 SAR data

The aim of this study was to estimate soil moisture from RADARSAT-2 Synthetic Aperture Radar (SAR) images acquired over agricultural fields. The adopted approach is based on the combination of semi-empirical backscattering models, four RADARSAT-2 images and coincident ground measurements (soil moisture, soil surface roughness and vegetation characteristics) obtained near Saskatoon, Saskatchewan, Canada during the summer of 2008. The depolarization ratio (χ_v), the co-polarized correlation coefficient (ρ_vvhh) and the ratio of the absolute value of cross polarization to crop height (Λ_vh) derived from RADARSAT-2 data were analyzed with respect to changes in soil surface roughness, crop height, soil moisture and vegetation water content. This sensitivity analysis allowed us to develop empirical relationships for soil surface roughness, crop height and crop water content estimation regardless of crop type. The latter were then used to correct the semi-empirical Water-Cloud model for soil surface roughness and vegetation effects in order to retrieve soil moisture data. The soil moisture retrieved algorithm is evaluated over mature crop fields (wheat, pea, lentil, and canola) using ground measurements. Results show average relative errors of 19%, 10%, 25.5% and 32% respectively for the retrieval of crop height, soil surface roughness, crop water content and soil moisture.     

基于Sentinel-1及 Landsat 8数据的黑河中游农田土壤水分估算

土壤水分是陆地表层系统中的关键变量。利用主动微波遥感,特别是合成孔径雷达(Synthetic Aperture Radar,SAR)的观测,在监测和估计表层土壤水分时空分布方面已开展了诸多研究。然而,SAR土壤水分反演仍存在诸多挑战,特别是地表粗糙度和植被的影响。因此,本文提出了一种结合主动微波和光学遥感的优化估计方案,旨在同步反演植被含水量、地表粗糙度和土壤水分。反演算法首先在水云模型的框架下对模型中的植被透过率因子(与植被含水量密切相关)采用3种不同的光学遥感指数——修正的土壤调节植被指数(Modified Soil Adjusted Vegetation Index,MSAVI)、归一化植被指数(Normalized Difference Vegetation Index,NDVI)和归一化水体指数(Normalized Difference Water Index,NDWI)进行参数化估计,用于校正植被层的散射贡献。在此基础上,构造基于SAR观测和Oh模型的代价函数,利用复型洗牌全局优化算法进行土壤水分和地表粗糙度的联合反演。采用Sentinel-1 SAR和Landsat 8多光谱数据在黑河中游开展了反演试验,并利用相应的地面观测数据对结果进行了验证。结果表明反演结果与地面观测具有良好的一致性,其中基于NDWI的植被含水量反演效果最佳,与地面观测比较,土壤水分决定系数(R 2)在0.7以上,均方根误差(RMSE)为0.073 m^ 3/m^ 3;植被含水量R 2大于0.9,RMSE为0.885 kg/m 2,表明该方法能够较准确地估计土壤水分。同时发现植被含水量的估计结果,以及植被透过率的参数化方案对土壤水分的反演精度有一定的影响,在未来的研究中需要进一步探索。     

空间遥感现状及未来发展

从第三十五届国际宇航联合会的空同遥感专业小组会议上可以看出,目前空间遥感的现状及未来发展前景。今后空间遥感将从具有单一遥感能力向具有综合遥感能力方面发展,不仅能对陆地,而且对海     

Radarsat-2/SAR和MODIS数据联合反演黄土高原地区植被覆盖下土壤水分研究

以黄土高原半干旱区定西为试验区,利用Radarsat-2/SAR和MODIS数据,将由MODIS NDVI估算的植被含水量(VWC)应用到微波散射Water-Cloud模型中校正植被的影响。采用交叉极化(VV/VH)组合方案对植被覆盖下土壤水分的反演进行初步探讨,结果表明:在植被影响校正前,模型反演土壤水分值出现明显低估现象;校正植被影响后,相关系数R由0.13提高到0.44,且通过α=0.01的显著性检验,标准差SD由5.02降低到4.30,有效提高了模型反演土壤水分的准确度。卫星反演的研究区土壤含水量大部分介于10%~30%之间,与实地考察情况一致,较好地反映出区域土壤湿度分布信息。表明,光学和微波协同遥感反演对于提高农田土壤水分遥感反演精度具有较大的应用潜力。     

Near‐surface soil moisture retrieval from ASAR Wide Swath imagery using a Principal Component Analysis

The new ENVISAT Advanced Synthetic Aperture Radar (ASAR) Wide Swath Mode (WSM) data provide good potential for routinely monitoring near surface soil moisture due to the increased temporal revisit capability compared with ERS2 SAR. In this paper, we propose a Principal Components Analysis (PCA) to retrieve near‐surface soil moisture from ASAR WSM data. The results demonstrate that PCA transformation can at least partially separate or group the effect factors, such as surface roughness, land cover, vegetation, and topography within the limitations of our datasets. The second principal component which was consistent with soil moisture and rainfall‐runoff dynamics was representative of the soil moisture Saturation Potential Index over a large area. Validation against field measurements and against the UK Met Office Surface Exchange Scheme shows the retrieval performs with reasonable accuracy.     

Comparison of ERS-2 SAR and Landsat TM imagery for monitoring agricultural crop and soil conditions

Studies over the past 25 years have shown that measurements of surface reflectance and temperature (termed optical remote sensing) are useful for monitoring crop and soil conditions. Far less attention has been given to the use of radar imagery, even though synthetic aperture radar (SAR) systems have the advantages of cloud penetration, all-weather coverage, high spatial resolution, day/night acquisitions, and signal independence of the solar illumination angle. In this study, we obtained coincident optical and SAR images of an agricultural area to investigate the use of SAR imagery for farm management. The optical and SAR data were normalized to indices ranging from 0 to 1 based on the meteorological conditions and sun/sensor geometry for each date to allow temporal analysis. Using optical images to interpret the response of SAR backscatter (σ^o) to soil and plant conditions, we found that SAR σ^o was sensitive to variations in field tillage, surface soil moisture, vegetation density, and plant litter. In an investigation of the relation between SAR σ^o and soil surface roughness, the optical data were used for two purposes: (1) to filter the SAR images to eliminate fields with substantial vegetation cover and/or high surface soil moisture conditions, and (2) to evaluate the results of the investigation. For dry, bare soil fields, there was a significant correlation (r²=.67) between normalized SAR σ^o and near-infrared (NIR) reflectance, due to the sensitivity of both measurements to surface roughness. Recognizing the limitations of optical remote sensing data due to cloud interference and atmospheric attenuation, the findings of this study encourage further studies of SAR imagery for crop and soil assessment.     

Physical-based soil moisture retrieval method over bare agricultural areas by means of multi-sensor SAR data

The main objective of this research is to develop, test and validate soil moisture retrieval method based on multi-source SAR (Synthetic Aperture Radar) data for bare agricultural areas. The Radardat-2, TerraSAR-X and Sentinel-1A SAR data were applied to retrieve soil moisture content in combination with the integral equation model (IEM) or calibrated integral equation model (CIEM). A straightforward inversion scheme was developed, which does not require the prior knowledge of surface roughness. The soil moisture content can be directly estimated using a look-up table (LUT) optimization method with multi-source SAR data as inputs. For validation purpose, in situ soil moisture content was measured during the period of SAR data acquisitions. The effectiveness and reliability of the soil moisture retrieval methods were evaluated based on the in situ measurements and cost function distribution graph. The experimental results indicate that the developed approach provided accurate soil moisture estimates with root mean square errors (RMSE) ranging from 0.047 cm³ cm^?3 to 0.079 cm³ cm^?3 over the experimental areas. The distribution graphs of the cost function demonstrate the uniqueness and convergence of the estimated results based on multi-source SAR data. Either IEM or CIEM was employed to estimate soil moisture content, more accurate results were obtained with Radarsat-2, TerraSAR-X and Sentinel-1A data as inputs. The experimental results preliminary illustrate that the multi-source SAR data are promising for soil moisture retrieval over bare agricultural areas. The novelty of the presented research can be summarized as two aspects. Firstly, the multi-sensor SAR with different incidence angle, different frequency and different polarization were combined to estimate soil moisture content by means of the physical-based methods. The combination of the multi-sensor SAR data can effectively solve the ill-posed problem of soil moisture retrieval using physical models. Secondly, the CIEM was utilized to establish the soil moisture retrieval model, which transforms the three unknown parameters to two unknown parameters. Furthermore, the convergence and uniqueness of the estimated soil moisture were validated through distribution graphs of the cost function.     

SAR‐based land cover classification of Kuwait

Orbital synthetic aperture radar (SAR) C‐band data acquired by ERS‐1/2 in vv‐polarization and Radarsat in hh‐polarization during the period from 1996 to 1999 were used to evaluate their combined information potential for classification of land cover in the arid environment of Kuwait. Individual SAR scenes were orthorectified using a digital elevation model (DEM) of Kuwait, radiometrically adjusted for incidence angle effects, and mosaics were generated for the whole country. The data were coregistered as multichannel composites and integrated with geographical information system (GIS) layers of roads, hydrology, soils and vegetation. An adaptive spatial filter was used to increase the number of effective independent looks prior to generation of feature vectors based on SAR backscatter power values. A total of 13 classes of the joint ERS‐1/2 and Radarsat images were identified based on Bhattacharya distance and geospatial pattern. The C‐band radar backscatter observed by ERS and Radarsat was found to be related to vegetation cover, surface roughness, percentage of coarse material in the surface layer and moisture conditions. These factors are not independent, but are known to be correlated. The complexity of these dependencies made unambiguous classification of surface material difficult when using C‐band data alone. Nevertheless, class labels were assigned using a maximum likelihood supervised classification incorporating field measurements and ancillary data such as soil, and surface sediment maps. When used in a simple two‐class classification (e.g. low vs. high vegetation cover fraction, or smooth vs. rough soils), the overall accuracy of the combined ERS and Radarsat data was between 70 and 80%. The generated dataset is amenable to several label definitions based on the requirements of the intended use.     

Effects of seasonal hydrologic patterns in south Florida wetlands on radar backscatter measured from ERS-2 SAR imagery

A multi-year study was carried out to evaluate ERS synthetic aperture radar (SAR) imagery for monitoring surface hydrologic conditions in wetlands of southern Florida. Surface conditions (water level, aboveground biomass, soil moisture) were measured in 13 study sites (representing three major wetland types) over a 25-month period. ERS SAR imagery was collected over these sites on 22 different occasions and correlated with the surface observations. The results show wide variation in ERS backscatter in individual sites when they were flooded and non-flooded. The range (minimum vs. maximum) in SAR backscatter for the sites when they were flooded was between 2.3 and 8.9 dB, and between 5.0 and 9.0 dB when they were not flooded. Variations in backscatter in the non-flooded sites were consistent with theoretical scattering models for the most part. Backscatter was positively correlated to field measurements of soil moisture. The MIchigan MIcrowave Canopy Scattering (MIMICS) model predicts that backscatter should decrease sharply when a site becomes inundated, but the data show that this drop is only 1-2 dB. This decrease was observed in both non-wooded and wooded sites. The drop in backscatter as water depth increases predicted by MIMICS was observed in the non-wooded wetland sites, and a similar decrease was observed in wooded wetlands as well. Finally, the sensitivity of backscatter and attenuation to variations in aboveground biomass predicted by MIMICS was not observed in the data.The results show that the inter- and intra-annual variations in ERS SAR image intensity in the study region are the result of changes in soil moisture and degree of inundation in the sites. The correlation between changes in SAR backscatter and water depth indicates the potential for using spaceborne SAR systems, such as the ERS for monitoring variations in flooding in south Florida wetlands.     

Review of: “ Télédétection spatiale: Université d' été européenne Toulouse 1990”. By MICHEL VAUZELLE (Cépadues-Éditions. Toulouse. 1992) [Pp. 309.] Price FF300.

In this paper, a simple model is proposed for measuring the vegetation cover over soil surfaces from radar signals acquired in semi-arid regions. In such regions, vegetation is characterized by the presence of clumps which partially cover the soil surface. The proposed model describes the relationship between the percentage of covered surface and the measured radar signal. Model simulations over Tunisian test areas, where ground parameters are controlled, are performed and compared with actual ERS2 radar measurements. A very good agreement is found. The model is then used to derive a map of the vegetation cover density for the whole studied site (in Tunisia). The approach used here is based upon supervised classification with classes defined by inverting the model and taking into account ERS calibration error. Each of the four classes thus defined exhibits a good classification rate, greater than 85%. Finally, two important applications for natural resources management are presented: vegetation monitoring and soil moisture monitoring.     

Radarsat data analysis for monitoring and evaluation of irrigation projects in the monsoon

The availability of multi-look angle HH polarization C band SAR data of different swaths and resolutions from Radarsat, in addition to VV polarization C band SAR data from ERS, has raised hopes for separating individual crops and for estimating soil moisture, enabling monitoring and evaluation of irrigation projects even under cloud cover conditions. Under the Radarsat ADRO Project, an attempt was made to identify irrigated crops in the Bhadra project command area, Karnataka state, India, using temporal, multi-look angle and dual polarization C-band SAR data from Radarsat and ERS. Preliminary analysis included data quality evaluation, rectification, speckle suppression and separability comparison of different land use and land cover classes. Evaluation of Radarsat data quality showed consistency in spatial resolution. Radarsat data acquired on different dates in shallow (S7 mode) and steep (S2 mode) angles and concurrent ERS-2 data were processed and analysed for possible discrimination of individual crops. It was observed that Radarsat data showed better separability of land use and land cover classes than ERS data. Principal Component Analysis was used on multi-look angle and dual polarization data from both ERS and Radarsat to reduce data dimensionality and the results were better with the first three components.     

Mapping fire scars in global boreal forests using imaging radar data

This study is an extension of earlier research which demonstrated the utility of ERS SAR data for detection and monitoring of fire-disturbed boreal forests of Alaska. Fire scars were mappable in Alaska due to the ecological changes that occur post-burn including increased soil moisture. High soil moisture caused a characteristic enhanced backscatter signal to be received by the ERS sensor from burned forests. Since regional ecological differences in the global boreal biome may have an effect on post-fire ecosystem changes, it may also affect how fire scars appear in C-band SAR imagery. In the current study we evaluate the use of C-band SAR data to detect, map and monitor boreal fire scars globally. Study sites include four regions of Canada and an area in central Russia. Fire boundaries were mapped from SAR data without a priori knowledge of fire scar locations. SAR-derived maps were validated with fire service records and field checks. Based on results from test areas in Northwest Territories, Ontario, southeastern Quebec, and central Russia, C-band SAR data have high potential for use in detecting and mapping fire scars globally.     

Semi-empirical regressions at L-band applied to surface soil moisture retrievals over grass

The L-band brightness temperature of natural grass fields is strongly influenced by rainfall interception. In wet conditions, the contribution of the soil, mulch, and vegetation to the overall microwave emission is difficult to decouple, thus rendering the retrieval of surface soil moisture from a direct emission model difficult. This paper investigates the development and assesses the performances of statistical regressions linking passive microwave measurements to surface soil moisture in order to assess the potential of soil moisture retrievals over natural grass. First, statistical regressions were analytically derived from the L-Band Emission of the Biosphere model (L-MEB). Single configuration (1 angle, 1 polarisation), and multi-configuration regressions (2 angles, or 2 polarisations) were developed. Second, the performance of statistical regressions was evaluated under different rainfall interception conditions. For that purpose, a modified polarisation ratio at L-band was used to build three data sets with different interception levels. In the presence of interception, a regression based on one observation angle (50°) and two polarisations was able to reduce the effects of vegetation and soil roughness on the soil moisture retrievals. The methodology presented in this study is also able to provide estimates of the vegetation and soil roughness contribution to the brightness temperature.     

The estimation of the surface moisture of a vegetated soil using aerial infrared photography

The bidirectional reflectance of near infrared wavelengths of electromagnetic radiation from a vegetation canopy is primarily determined by the relative area and reflectance of the canopy and canopy dependent components: leaves, non-green vegetation, soil and shadow. It has been shown that when the percentage cover of leaves and non-green vegetation are both known and constant and the effect of shadow is minimal, then the near infrared bidirectional reflectance from the-canopy is negatively related to surface soil moisture.

This study was based on the above observation to estimate surface soil moisture of a vegetated soil from remotely sensed measurements of near infrared bidirectional reflectance.

The near infrared bidirectional reflectance, surface soil moisture and vegetation cover were measured at 10 heathland sites on 18 dates. The surface soil moisture was significantly related (at better than the 1 per cent level) to the Y axis intercept, when near infrared bidirectional reflectance (Y) was regressed against the percentage cover of green vegetation (X). This relationship between soil moisture and canopy reflectance was then used to enable the surface soil moisture of vegetated heathland soil to be estimated by means of five flights of black and white infrared aerial photography. It proved possible to estimate the surface soil moisture of the vegetated soil with an accuracy of ±18·4 percent at the 95 percent confidence limits. Possible improvements to the technique are discussed.