基于KPCA-LSSVM的软测量建模方法

提出了一种将核主成分分析(KPCA)和最小二乘支持向量机(LSSVM)相结合的软测量建模方法.核主成分分析能够对样本数据进行特征提取,消除数据的相关性.本文利用KPCA提取主元,降低样本的维数;然后利用最小二乘支持向量机进行建模,不仅降低了模型的复杂性,而且提高了模型的泛化能力.用该方法建立柴油凝点的软测量模型,和其他...     

基于ERT传感器和数据挖掘技术的空气水两相流空隙率测量(英文)

Based on an electrical resistance tomography(ERT) sensor and the data mining technology,a new voidage measurement method is proposed for air-water two-phase flow.The data mining technology used in this work is a least squares support vector machine(LS-SVM) algorithm together with the feature extraction method,and three feature extraction methods are tested:principal component analysis(PCA),partial least squares(PLS) and independent component analysis(ICA).In the practical voidage measurement process,the flow pattern is firstly identified directly from the conductance values obtained by the ERT sensor.Then,the appropriate voidage measurement model is selected according to the flow pattern identification result.Finally,the voidage is calculated.Experimental results show that the proposed method can measure the voidage effectively,and the measurement accuracy and speed are satisfactory.Compared with the conventional voidage measurement methods based on ERT,the proposed method doesn’t need any image reconstruction process,so it has the advantage of good real-time performance.Due to the introduction of flow pattern identification,the influence of flow pattern on the voidage measurement is overcome.Besides,it is demonstrated that the LS-SVM method with PLS feature extraction presents the best measurement performance among the tested methods.     

基于特征样本核主元分析的TE过程快速故障辨识方法

核主元分析（KPCA）在非线性系统的故障检测方面明显优于普通的PCA方法,但存在无法进行故障辨识以及在故障诊断过程常常出现核矩阵K计算困难等难题。针对上述问题,提出了一种基于特征样本核主元分析方法（FS-KPCA）非线性故障辨识方法。首先采用特征样本（FS）提取方法有效解决核矩阵K的计算量问题。然后利用计算核函数的偏导方法求取KPCA监控中每个原始变量对统计量T²和SPE的贡献率,利用每个变量对监控统计量贡献程度的不同,可以辨识出故障源。将上述方法应用到TE过程,仿真结果表明该方法不仅能够有效辨识故障,而且提高了故障检测和辨识速度。     

A sparse PCA for nonlinear fault diagnosis and robust feature discovery of industrial processes

Pearson's correlation measure is only able to model linear dependence between random variables. Hence, conventional principal component analysis (PCA) based on Pearson's correlation measure is not suitable for application to modern industrial processes where process variables are often nonlinearly related. To address this problem, a nonparametric PCA model is proposed based on nonlinear correlation measures, including Spearman's and Kendall tau's rank correlation. These two correlation measures are also less sensitive to outliers comparing to Pearson's correlation, making the proposed PCA a robust feature extraction technique. To reveal meaningful patterns from process data, a generalized iterative deflation method is applied to the robust correlation matrix of the process data to sequentially extract a set of leading sparse pseudoeigenvectors. For online fault diagnosis, the T² and SPE statistics are computed and analyzed with respect to the subspace spanned by the extracted pseudoeigenvectors. The proposed method is applied to two industrial case studies. Its process monitoring performance is demonstrated to be superior to that of the conventional PCA and is comparable to those of Kernel PCA and kernel independent component analysis at a lower computational cost. The proposed PCA is also more robust in sparse feature extraction from contaminated process data. © 2016 American Institute of Chemical Engineers AIChE J, 62: 1494–1513, 2016     

Application of fault monitoring and diagnosis in process industry based on fourth order moment and singular value decomposition

Principal component analysis (PCA) and partial least squares (PLS) have been frequently used for process industry monitoring; however, their application on industrial sites is limited because they cannot be used to process data with non-Gaussian distribution. Independent component analysis (ICA) has become a powerful modelling method for non-Gaussian process monitoring. However, the ICA-based modelling method has been found to contribute to double the amount of data loss in feature extraction. There are two reasons for this. First, when the PCA algorithm is used to whiten the original data, the smaller principal component is discarded. Second, when selecting independent components, some smaller independent components will be discarded according to the evaluation index. The abovementioned two data feature extraction methods may discard useful information for fault monitoring, which will inevitably lead to inaccurate fault monitoring. To solve this problem, a fault monitoring and diagnosis method based on fourth order moment (FOM) analysis and singular value decomposition (SVD) is proposed. First, the fourth order moments of each process variable were constructed separately. Then, the data space of the fourth order moments was decomposed by singular value decomposition to establish the global monitoring statistics. Finally, the contribution diagram was drawn and the fault diagnosis was performed based on the global monitoring results. The proposed method was applied to the Tennessee Eastman (TE) simulation platform, and its effectiveness and feasibility were verified by a comparison with PCA and ICA.     

基于加权统计特征KICA的故障检测与诊断方法

针对核独立元分析（kernel independent component analysis, KICA）在非线性动态过程中对微小故障检测率低的问题,提出一种基于加权统计特征KICA（weighted statistical feature KICA, WSFKICA）的故障检测与诊断方法。首先,利用KICA从原始数据中捕获独立元数据和残差数据;然后,通过加权统计特征和滑动窗口获取改进统计特征数据集,并由此数据集构建统计量进行故障检测;最后,利用基于变量贡献图的方法进行过程故障诊断。与传统KICA统计量相比,所提方法的统计量对非线性动态过程中的微小故障具有更高的故障检测性能。应用该方法对一个数值例子和田纳西-伊斯曼（Tennessee-Eastman, TE）过程进行仿真测试,仿真结果显示出所提方法相对于独立元分析（ICA）、KICA、核主成分分析（kernel principal component analysis, KPCA）和统计局部核主成分分析（statistical local kernel principal component analysis, SLKPCA）检测的优势。     

一种新的间歇过程故障诊断策略

间歇过程的在线故障诊断近年来受到了越来越多的关注,目前比较通用的方法主要是多变量统计的方法。然而在实际过程尤其是多阶段的间歇过程中故障诊断效果往往不够理想,误诊率比较高。为解决上述问题,本文基于动态轨迹分析（DLA）和在线的动态时间规整方法（DTW）,将二者的优点有效地结合在一起提出了一种在线故障诊断策略,提高了故障诊断效率和准确性。青霉素发酵过程的在线故障诊断应用实例表明该方法具有比较好的诊断效果。     

基于状态空间主成分分析网络的故障检测方法

作为一种经典的方法,主成分分析（PCA）在多元统计过程监控领域得到了广泛的应用。然而,主成分分析及其各种改进方法仅从原始数据中提取了一层特征,缺乏对深层次特征的提取。计算机领域深度学习技术的发展表明了深层次的网络结构有利于数据特征的提取,因此,将主成分分析网络（PCANet）这种深度学习网络结构引入到故障诊断领域,与多元统计过程监控方法进行结合,以增强故障检测效果。在PCANet框架下,针对工业过程数据的动态特征,在网络结构中增加了状态空间模型作为动态层以解决动态性问题。此外,还以故障检测为目标重新设计了输出层。最后,通过在TE过程上的仿真测试验证了该方法用于故障检测的可行性和有效性。     

基于核主角的故障检测方法

基于主元分析（PCA）的统计检测方法已经被广泛应用于各种化工过程的故障检测和识别.移动主元分析（moving principal component analysis,简称MPCA）算法基于PCA,根据主元子空间的变化来判断故障是否发生.然而,基于主元分析的统计检测方法是线性方法,无法有效应用于非线性系统.因此,提出一种适合于非线性系统的故障检测方法——基于核主角(kernel principal angle,简称KPA)的故障检测方法,其基本思想与MPCA相似,主要内容包括构建特征子空间和核主角测量两部分.TE过程故障检测仿真实验证明,基于核主角的故障检测方法优于传统的多元统计检测方法（cMSPC）和MPCA.     

一种新的多工况过程在线监测方法

针对复杂工业过程中的多工况和非高斯信息问题,提出一种基于外部分析的ICA-PCA（independent component analysis and principal component analysis）在线统计监测新方法。首先把过程变量分为外部变量和主要变量,通过偏最小二乘（PLS）回归方法分离外部变量对主要变量的影响,然后利用ICA-PCA两步信息提取策略,完整地提取过程的信息,最后用3个统计量对过程进行监测,建立了一种具有非高斯特性的多工况过程在线监测算法。通过对一个数值例子和连续搅拌槽（CSTR）过程的仿真研究,说明提出的方法是可行、有效的。     

Extracting dynamic features with switching models for process data analytics and application in soft sensing

In recent decades, soft sensors have been profoundly studied and successfully applied to predict critical process variables in real‐time. While dealing with various application scenarios, data‐driven methods with representation learning possess great potentials. Latent features are formulated in these approaches to predict outputs from correlated input variables. In this study, a probabilistic framework of feature extraction is proposed in the context of process data analysis. To address switching behaviors in industrial processes, multiple emission models are utilized to construct latent space. To address temporal correlations from continuously operating processes, a dynamic model is implemented in latent space. Bayesian learning strategy is then developed for parameters estimation, where modeling preferences and uncertainties from multiple models are considered. The effectiveness and practicability of the proposed feature extraction algorithm are illustrated through numerical simulations, as well as an industrial case study. © 2018 American Institute of Chemical Engineers AIChE J, 64: 2037–2051, 2018     

基于近似偏最小一乘准则的多变量非线性系统辨识方法

基于近似最小一乘准则和主成分分析,针对输入信号线性相关的多变量Hammerstein模型,进行了近似偏最小一乘非线性系统辨识算法的推导。本文算法用确定性可导函数近似代替残差绝对值,可以抑制满足SαS分布的尖峰噪声,且具有目标函数可导、计算简单的优点。同时,通过主成分分析去除非线性系统数据向量矩阵之间的相关性,可以得出模型参数的唯一解。仿真实验表明,本文算法可以对输入信号存在相关性的多变量Hammerstein模型进行直接辨识,抑制了尖峰噪声对辨识结果的影响,具有优良的稳健性。     

Improved dynamic kernel PCA based on local preserving projections and its application for electric submersible pump fault diagnosis

Dynamic kernel principal component analysis (DKPCA) has been frequently implemented for nonlinear and dynamic process monitoring of complex industrial processes. However, traditional DKPCA focuses only on the global structural analysis of data sets and strongly neglects the local information, which is equally essential for process detection and identification. In this paper, an improved DKPCA, referred to as the local DKPCA (LDKPCA), is proposed based on local preserving projections (LPP) for nonlinear dynamic process fault diagnosis. The method combines the advantages of LPP and DKPCA by utilizing the local structure feature to maintain the geometric structure of the data in a unified framework. To achieve a highly comprehensive feature extraction, the local characteristics are fused in DKPCA to produce an optimization objective. The neighbouring points of the new objective function projection in the feature space are still maintained in proximity, and the variance information is retained simultaneously. For the purpose of fault detection, two statistics, known as the T² and squared prediction error (SPE) statistics, are constructed, based on the LDKPCA model, and used to monitor the latent variable space and the residual space, respectively. In addition, the sensitivity analysis is brought in for fault identification of the two statistics. Based on the experimental analysis using the shaft breakage data of an offshore oilfield electric submersible pump (ESP), the proposed method outperforms the conventional DKPCA in terms of fault monitoring performance. The experimental results demonstrate the potential of the method in nonlinear dynamic process fault diagnosis.     

Accelerated Recursive Feature Elimination Based on Support Vector Machine for Key Variable Identification

Key variable identification for classifications is related to many trouble-shooting problems in process industries. Recursive feature elimination based on support vector machine （SVM-RFE） has been proposed recently in application for feature selection in cancer diagnosis. In this paper, SVM-RFE is used to the key variable selection in fault diagnosis, and an accelerated SVM-RFE procedure based on heuristic criterion is proposed. The data from Tennessee Eastman process （TEP） simulator is used to evaluate the effectiveness of the key variable selection using accelerated SVM-RFE （A-SVM-RFE）. A-SVM-RFE integrates computational rate and algorithm effectiveness into a consistent framework. It not only can correctly identify the key variables, but also has very good computational rate. In comparison with contribution charts combined with principal component aralysis （PCA） and other two SVM-RFE algorithms, A-SVM-RFE performs better. It is more fitting for industrial application.     

Multi-layer features ensemble soft sensor regression model based on stacked autoencoder and vine copula

It is crucial in industrial processes to consider key variables to ensure safe operation and high product quality. Moreover, these variables are difficult to obtain using traditional measurement methods; hence, it makes sense to develop soft sensor regression models to process the variable prediction. However, there are numerous variables integrating noisy and redundant information in complex industrial processes. Using such variables in traditional regression models may result in reducing the model's efficiency and performance. Thus, this paper proposes a multi-layer feature ensemble soft sensor regression method using a stacked auto-encoder (SAE) and vine copula (ESAE–VCR) to address these problems. To do so, the number of neurons in the hidden layer of the SAE is determined by the principal component analysis (PCA). The multi-layer features of the process variables are extracted using a stacked AE, and the regression models are established for each feature layer. A linear regression ensemble method is used to combine the regression models with the multi-layer features to obtain the final predictive model that will estimate the values of the key variables. The effectiveness and practicality of the ESAE–VCR are validated by comparing them with several common soft measurement methods in two examples. In the numerical example, the ESAE–VCR yields an accuracy of prediction (R²) of 0.9898 and a root mean square error (RMSE) of 0.1804. In the industrial example, the ESAE–VCR yields an R² of 0.9908 and an RMSE of 0.1205.     

A process fault diagnosis method using multi-time scale dynamic feature extraction based on convolutional neural network

Unlike many other techniques used in process control, which are widely applied in practice and play significant roles, abnormal situation management (ASM) still relies heavily on human experience, not least because the problem of fault detection and diagnosis (FDD) has not been well addressed. In this paper, a process fault diagnosis method using multi-time scale dynamic feature extraction based on convolutional neural network (CNN) consisting of similarity measurement, variable ranking, and multi-time scale dynamic feature extraction is proposed. The CNN-based model containing the fixed multiple sampling (FMS) layer can extract dynamic characteristics of process data at different time scales. The benchmark Tennessee Eastman (TE) process is used to verify the performance of the proposed method.     

基于核慢特征回归与互信息的常压塔软测量建模

针对工业过程的非线性及动态特性,提出了一种新的慢特征回归软测量方法。该方法首先通过添加时延数据构造动态数据集,利用互信息最大化准则筛选变量从而减少信息冗余的影响。同时该方法在慢特征分析的基础上引入核函数扩展,加强模型处理非线性数据的能力,并将获得的核慢特征用于回归建模。核慢特征分析通过分析样本的变化,提取具有缓慢变化特征的成分,可以有效地刻画工业过程的变化趋势,提升回归模型精度。最后该方法的有效性在常压塔常顶油干点与常一线初馏点的软测量模型中得到了验证。     

基于Fisher子空间特征提取的间歇过程监控和故障诊断

1 INTRODUCTION Process monitoring and fault diagnosis are the most important tasks that determine the successful operation and the final product quality. In batch proc- ess, small changes in the operating conditions may impact the final product quality, which is often exam- ined off-line in a laboratory. If the quality variable does not satisfy a specified criterion, then it is not possible to examine the causes of fault and the time of its occurrence[1]. Therefore, early fault detection …     

一种改进的动态核主元分析故障检测方法

针对复杂工业系统动态非线性故障检测过程精度低和计算量大的问题,提出了一种改进的动态核主元分析故障检测方法，该方法首先利用不可区分度剔除相关程度较小或者不相关变量,减少数据量，然后通过观测值扩展对筛选后的新数据构建增广矩阵，并对矩阵使用核主元分析提取变量数据的非线性空间相关特征，最后通过监测T ²和SPE 两种统计量诊断出系统发生故障及识别故障变量。仿真实验证明，该方法能对风力发电机故障进行有效监测和诊断，与KPCA方法相比，改进的动态核主元分析方法对微小故障更为敏感。     

基于改进核主成分分析的故障检测与诊断方法

针对传统基于核主成分分析的故障检测方法提取非线性特征时只考虑全局结构而忽略局部近邻结构保持的问题, 提出基于改进核主成分分析的故障检测与诊断方法。改进核主成分分析方法将流形学习保持局部结构的思想融入核主成分分析的目标函数中, 使得到的特征空间不仅具有原始样本空间的整体结构, 还保持样本空间相似的局部近邻结构, 可以包含更丰富的特征信息。在此基础上, 本文使用改进核主成分分析方法把原始变量空间映射到特征空间, 使用费舍尔判别分析在特征空间中构建距离统计量并通过核密度估计确定其控制限, 进一步利用相似度的性能诊断方法识别发生的故障类型。采用Tennessee Eastman过程故障检测数据集进行的仿真实验表明所提方法可以取得较好的效果。