有界扰动下约束非线性系统鲁棒经济模型预测控制EI北大核心CSCD

针对未知但有界扰动下约束非线性系统,提出一种新的鲁棒经济模型预测控制(Economic model predictive control,EMPC)策略,保证闭环系统对扰动输入具有输入到状态稳定性(Input-to-state stability,ISS).基于微分对策原理,分别优化经济目标函数和关于最优经济平衡点的鲁棒稳定性目标函数,其中经济最优性与鲁棒稳定性是具有冲突的两个控制目标.利用鲁棒稳定性目标最优值函数构造EMPC优化的隐式收缩约束,建立鲁棒EMPC的递推可行性和闭环系统关于最优经济平衡点相对于有界扰动输入到状态稳定性结果.最后以连续搅拌反应器为例,对比仿真验证本文策略的有效性.     

约束非线性系统稳定经济模型预测控制

考虑约束非线性系统,提出一种新的具有稳定性保证的经济模型预测控制（Economic model predictive control,EMPC）策略.由于经济性能指标的非凸性和非正定性,引入关于经济最优平衡点的正定辅助函数.利用辅助函数的最优值函数定义原始EMPC优化问题的稳定性约束.应用终端约束集、终端代价函数和局部控制器三要素,建立闭环系统关于经济最优平衡点的渐近稳定性和渐近平均性能.进一步,结合多目标理想点概念,将提出的控制策略用于多个经济性能指标的优化控制,得到稳定多目标EMPC策略.最后,以连续搅拌反应器为例,比较仿真结果验证本文策略的有效性.     

Economic MPC of nonlinear systems with nonmonotonic Lyapunov functions and its application to HVAC control

This paper proposes a Lyapunov‐based economic model predictive control (MPC) scheme for nonlinear systems with nonmonotonic Lyapunov functions. Relaxed Lyapunov‐based constraints are used in the MPC formulation to improve the economic performance. These constraints will enforce a Lyapunov decrease after every few steps. Recursive feasibility and asymptotical convergence to the steady state can be achieved using Lyapunov‐like stability analysis. The proposed economic MPC can be applied to minimize energy consumption in heating ventilation and air conditioning control of commercial buildings. The Lyapunov‐based constraints in the online MPC problem enable the tracking of the desired set‐point temperature. The performance is demonstrated by a virtual building composed of 2 adjacent zones.     

Fuel efficiency‐oriented platooning control of connected nonlinear vehicles: A distributed economic MPC approach

This paper considers the fuel efficiency‐oriented platooning control problem of connected vehicles. We present a novel distributed economic model predictive control (EMPC) approach to solve the problem of the vehicle platoon subject to nonlinear dynamics and safety constraints. In order to improve fuel economy of the whole vehicle platoon, the fuel consumption criterion is used to design the distributed EMPC strategy for the platoon. Meanwhile, the car‐tracking performance is exploited to guarantee stability and string stability of the platoon. Then the fuel efficiency control problem of the platoon is formulated as a distributed dual‐layer economic optimal control problem, which is solved in a fashion of receding horizon. It is proved that the proposed strategy guarantees asymptotic stability and predecessor‐follower string stability as well as fuel economy of the whole platoon by minimizing the fuel consumption cost. Finally, the effectiveness of the proposed strategy is highlighted by comparing its performance with that of the traditional distributed MPC strategy in numerical simulations.     

Integrating dynamic economic optimization and model predictive control for optimal operation of nonlinear process systems

In this work, we propose a conceptual framework for integrating dynamic economic optimization and model predictive control (MPC) for optimal operation of nonlinear process systems. First, we introduce the proposed two-layer integrated framework. The upper layer, consisting of an economic MPC (EMPC) system that receives state feedback and time-dependent economic information, computes economically optimal time-varying operating trajectories for the process by optimizing a time-dependent economic cost function over a finite prediction horizon subject to a nonlinear dynamic process model. The lower feedback control layer may utilize conventional MPC schemes or even classical control to compute feedback control actions that force the process state to track the time-varying operating trajectories computed by the upper layer EMPC. Such a framework takes advantage of the EMPC ability to compute optimal process time-varying operating policies using a dynamic process model instead of a steady-state model, and the incorporation of suitable constraints on the EMPC allows calculating operating process state trajectories that can be tracked by the control layer. Second, we prove practical closed-loop stability including an explicit characterization of the closed-loop stability region. Finally, we demonstrate through extensive simulations using a chemical process model that the proposed framework can both (1) achieve stability and (2) lead to improved economic closed-loop performance compared to real-time optimization (RTO) systems using steady-state models.     

On finite-time and infinite-time cost improvement of economic model predictive control for nonlinear systems

A novel two-layer economic model predictive control (EMPC) structure that addresses provable finite-time and infinite-time closed-loop economic performance of nonlinear systems in closed-loop with EMPC is presented. In the upper layer, a Lyapunov-based EMPC (LEMPC) scheme is formulated with performance constraints by taking advantage of an auxiliary Lyapunov-based model predictive control (LMPC) problem solution formulated with a quadratic cost function. The lower layer LEMPC uses a shorter prediction horizon and smaller sampling period than the upper layer LEMPC and involves explicit performance-based constraints computed by the upper layer LEMPC. Thus, the two-layer architecture allows for dividing dynamic optimization and control tasks into two layers for a computationally manageable control scheme at the feedback control (lower) layer. A chemical process example is used to demonstrate the performance and stability properties of the two-layer LEMPC structure.     

A tutorial review of economic model predictive control methods

An overview of the recent results on economic model predictive control (EMPC) is presented and discussed addressing both closed-loop stability and performance for nonlinear systems. A chemical process example is used to provide a demonstration of a few of the various approaches. The paper concludes with a brief discussion of the current status of EMPC and future research directions to promote and stimulate further research potential in this area.     

基于切换控制的经济模型预测控制

为了提升经济模型预测控制的经济性能指标, 提出一种切换控制策略. 首先, 依据Lyapunov 稳定性理论给出理想和扰动下的两类估计可行域, 并实时检测系统状态; 然后, 根据系统状态所处不同区域, 采用相应的控制器分别实施经济优化、状态驱动和稳态驱动. 所提方法在保证稳定性的同时, 能够为经济性能优化提供更多的在线优化时间和优化自由度, 获得比传统方法更高的经济效益. 通过一个负阻振荡器实例验证了所提出方法的可行性和有效性.

     

约束非线性系统输入到状态稳定经济型模型预测控制

考虑约束非线性系统经济型最优控制问题,提出一种关于经济性能输入到状态稳定的经济型模型预测控制(EMPC)策略.通过离线计算系统的最优经济稳态点,构建关于该稳态点跟踪的稳定最优控制问题.在此基础上,利用稳定最优控制问题的最优值函数和关于经济性能函数的松弛量构造EMPC优化问题的收缩约束,再结合不变集原理和输入到状态稳定性...     

Economic Lyapunov-based model predictive control with event-triggered parametric identification

This article focuses on the design of model predictive control (MPC) for nonlinear systems with slow time-dynamic change. To avoid frequent updates of the predictive model and guarantee the state always stays inside of a given feasible region, an event-triggered parametric estimation mechanism is designed. Firstly, a trigger condition is designed to judge if parameters of the predictive model are out of date and differ a lot from their current true values so that there is no feasible solution to regulate the state within the given bound without predictive model parameter update. This condition also depends on the current state and is deduced from a designed Lyapunov constraint, inputs constraints, and the mismatched predictive model. Then the EMPC is designed based on this condition. If the trigger condition is met, the MPC recursively updates the parameters and imposes the Lyapunov constraint. The Lyapunov constraint is based on the mismatched model and the real state does not need to be convergence. Else, the MPC only optimizes the cost function to derive a good profit. We proved that the proposed EMPC promises that the closed-loop system state is maintained within a predefined stable region when the model mismatch bound can be estimated accurately. A simulation of a chemical process demonstrates the effectiveness of the proposed method.     

Economic model predictive control of parabolic PDE systems: Addressing state estimation and computational efficiency

In a previous work [20], an economic model predictive control (EMPC) system for parabolic partial differential equation (PDE) systems was proposed. Through operating the PDE system in a time-varying fashion, the EMPC system demonstrated improved economic performance over steady-state operation. The EMPC system assumed the knowledge of the complete state spatial profile at each sampling period. From a practical point of view, measurements of the state variables are typically only available at a finite number of spatial positions. Additionally, the basis functions used to construct a reduced-order model (ROM) for the EMPC system were derived using analytical sinusoidal/cosinusoidal eigenfunctions. However, constructing a ROM on the basis of historical data-based empirical eigenfunctions by applying Karhunen-Loève expansion may be more computationally efficient. To address these issues, several EMPC systems are formulated for both output feedback implementation and with ROMs based on analytical sinusoidal/cosinusoidal eigenfunctions and empirical eigenfunctions. The EMPC systems are evaluated using a non-isothermal tubular reactor example, described by two nonlinear parabolic PDEs, where a second-order reaction takes place. The model accuracy, computational time, input and state constraint satisfaction, and closed-loop economic performance of the closed-loop tubular reactor under the different EMPC systems are compared.     

Stabilizing decentralized model predictive control of nonlinear systems

This note presents a stabilizing decentralized model predictive control (MPC) algorithm for nonlinear discrete time systems. No information is assumed to be exchanged between local control laws. The stability proof relies on the inclusion of a contractive constraint in the formulation of the MPC problem.     

Contractive model predictive control for constrained nonlinearsystems

This paper addresses the development of stabilizing state and output feedback model predictive control (MPC) algorithms for constrained continuous-time nonlinear systems with discrete observations. Moreover, we propose a nonlinear observer structure for this class of systems and derive sufficient conditions under which this observer provides asymptotically convergent estimates. The MPC scheme proposed consists of a basic finite horizon nonlinear MPC technique with the introduction of an additional state constraint, which has been called a contractive constraint. The resulting MPC scheme has been denoted contractive MPC. This is a Lyapunov-based approach in which a Lyapunov function chosen a priori is decreased, not continuously, but discretely; it is allowed to increase at other times. We show in this work that the implementation of this additional constraint into the online optimization makes it possible to prove strong nominal stability properties of the closed-loop system     

External stability of Caputo fractional‐order nonlinear control systems

This paper investigates external stability of Caputo fractional‐order nonlinear control systems. Following the idea of a traditional Lyapunov function method, we point out the problems that would appear when applying it for fractional external stability. These problems are shown to be solvable by employing results on smoothness of solutions, but this method generalized for Caputo fractional‐order nonlinear control systems requires strong conditions to be imposed on vector field functions and inputs. To further explore the fractional external stability, diffusive realizations and Lyapunov‐like functions are taken into consideration. Specifically, a Caputo fractional‐order nonlinear control system with certain assumptions proves to be equivalent to its diffusive realization; a Lyapunov‐like function based on the realization exhibits properties useful to prove the external stability. As expected, this Lyapunov‐like method has weaker requirements. Finally, it is applied to the external stabilization of a Caputo fractional‐order Chua's circuits with inputs.     

On the theory of economic MPC: ELOC and approximate infinite horizon EMPC

In recent years, the notion of Economic Model Predictive Control (EMPC) has gained significant interest. Despite a marked improvement in economic performance, it has been shown that this performance will degrade substantially if implemented with a horizon that is not sufficiently large. In the current effort, it is shown that if applied to a particular reaction process, EMPC performance will abruptly collapse at a critical horizon size. To alleviate this issue, we develop an Infinite Horizon EMPC (IH-EMPC) formulation. While this IH-EMPC problem is computationally intractable, it does lead to an approximation of the optimal policy. The resulting Approximate IH-EMPC (AIH-EMPC) is identical to the original finite horizon EMPC, but includes a final cost term that represents the objective function from the finite horizon to infinity. With two example systems, a chemical reactor and a power system with energy storage, it is shown that the AIH-EMPC policy is virtually insensitive to its computational horizon size.     

Robust Contractive Economic MPC for Nonlinear Systems with Additive Disturbance

International Journal of Control, Automation and Systems - This article presents two novel robust contractive economic model predictive control (EMPC) algorithms with guaranteed input-to-state...     

Robust stability of nonlinear model predictive control with extended Kalman filter and target setting

This work deals with the closed‐loop robust stability of nonlinear model predictive control (NMPC) coupled with an extended Kalman filter (EKF). First, we point out the gaps between the practical formulations and theoretical research. Then, we show that the estimation error dynamics of an EKF are input‐to‐state stable (ISS) in the presence of nonvanishing perturbations. Moreover, a target setting optimization problem is proposed to solve the target state corresponding to the desired set points, which are used in the objective function in NMPC formulation. Thus, the objective function is a Lyapunov function candidate, and the input‐to‐state practical stability (ISpS) of the closed‐loop system can be established. Moreover, we see that the stability property deteriorates because of the estimation error. Simulation results of the proposed scheme are presented.Copyright © 2012 John Wiley & Sons, Ltd.     

Finite‐time stability of switched nonlinear time‐delay systems

This article addresses the problem of finite‐time stability (FTS) and finite‐time contractive stability (FTCS) for switched nonlinear time‐delay systems (SNTDSs). By virtues of the Lyapunov‐Razumikhin method, Lyapunov functionals approach, and the comparison principle technique, we obtain some improved Razumikhin‐type theorems that verify FTS and FTCS property for SNTDSs. Moreover, our results allow the estimate of the upper bound of the derivatives for Lyapunov functions to be mode dependent functions which can be positive and negative. Meanwhile, the proposed results also improve the related existing results on the same topic by removing some restrictive conditions. Finally, two examples are presented to verify the effectiveness of our methods.     

Economic model predictive control for the operation optimization of water distribution networks with risks

For water distribution networks (WDNs) with risks of insufficient water supply, some users' water demand is affected. Because the operation cost is positively related to the number of users whose water demand cannot be met, making the most of the limited water sources to meet the water demand of as many users as possible is the key to reduce the related cost in the operation optimization. Considering the time‐varying of users' water demand and the dynamic characteristics of WDNs, real‐time dynamic operation optimization of WDNs is required. In this paper, an economic cost function which connects the cost incurred by the risks and the controllable pressure is proposed based on the distribution of users and the corresponding water supply method. An EMPC strategy with the ability to guarantee the closed‐loop stability is adopted for the optimization problem. Performance of the proposed methods is illustrated based on the simulation of the Newtown case at different risk levels. Simulation results show that the extra cost decreases greatly in the situation with risks by applying the proposed pressure‐related economic function and the EMPC strategy.     

切换非线性系统全局优化运行的经济预测控制

切换非线性系统在不同模式间平稳切换和经济切换是全局优化运行的主要需求.针对不同模式有限时域下控制算法可行域未必存在交集的系统,提出了对应的经济预测控制算法（Economic model predictive control,EMPC）及切换策略.切换发生时,该方法在实时优化层求解和更新可行中间点,并构造基于耗散的局部EMPC辅助性能指标,在考虑中间点稳定性问题上使其尽可能逼近原经济性能.在先进控制层,利用局部EMPC将状态逐次稳定至中间点,同时利用中间点问题得到的最优轨迹保证模式间的经济切换.最后,分析了切换过程的暂态经济性.该方法实际可操作性强,仿真结果说明了方法的有效性.