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利用旋转算法构建DEA模型生产前沿面
引用本文:闫庆友,陶杰,姚鑫.利用旋转算法构建DEA模型生产前沿面[J].系统工程理论与实践,2014,34(1):94-103.
作者姓名:闫庆友  陶杰  姚鑫
作者单位:华北电力大学 经济与管理学院, 北京 102206
基金项目:中央高校基本科研业务费专项资金(13XS26)
摘    要:传统数据包络分析模型的生产前沿面构造方法较为复杂,为了解决这一问题,提出了一个新的构建DEA生产前沿面的算法,称为旋转法. 阐述了旋转算法的含义. 分别从二维和高维角度对传统的四类DEA模型的生产前沿面进行构建,并对算法的理论依据进行了证明. 通过实际算例证明,相比起传统的方法,比如极点极方向法、Graham扫描法等,旋转法非常简单而且实用价值很广. 最后提供了一个关于该算法在实际中的应用---构建决策单元中含有负值的DEA模型,解决了传统DEA模型无法处理决策单元中含有负值的不足.

关 键 词:DEA  生产前沿面  凸包络  负值  
收稿时间:2013-01-21

Rotation algorithm on constructing DEA production frontier
YAN Qing-you,TAO Jie,YAO Xin.Rotation algorithm on constructing DEA production frontier[J].Systems Engineering —Theory & Practice,2014,34(1):94-103.
Authors:YAN Qing-you  TAO Jie  YAO Xin
Affiliation:School of Economics and Management, North China Electric Power University, Beijing 102206, China
Abstract:Traditional method of constructing production frontier in data envelopment analysis seems to be much more complex, in order to solve this problem, we propose a new DEA production frontier algorithm, which is called the rotation algorithm. We explain the meaning of rotation algorithm. Respectively, from the two-dimensional and high-dimensional perspective, we build the production frontier of traditional four DEA models, and prove the theoretical basis of the algorithm. Through practical examples, we prove that, compared to traditional methods, such as vertex and extreme direction method, Graham scanning method, rotation algorithm is much simpler and has a very wide practical value. Finally, we apply the rotation algorithm to practice——Construct a new DEA model dealing with negative data in decision making units, which the traditional DEA model cannot handle.
Keywords:DEA  production frontier  convex hull  negative data
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