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中美证券侵权民事责任因果关系比较研究
引用本文:杨峰.中美证券侵权民事责任因果关系比较研究[J].中国社会科学院研究生院学报,2007(2).
作者姓名:杨峰
作者单位:江西财经大学法学院 副教授,中国政法大学博士后,中国社会科学院研究生院法学系2003届博士毕业生
摘    要:证券侵权民事责任因果关系是指证券侵害行为与损害后果之间引起和被引起的关系,其具有形式的复杂性、取证困难、社会性明显的特点。美国证券侵权民事责任因果关系理论建立在普通法的因果关系理论上,是由判例积累中逐步归纳出来的,具有类型化、针对性强的特点,因果关系的证明比较灵活,不同的侵权责任因果关系的证明要求不同。而我国的证券侵权因果关系理论受传统的大陆法系和前苏联因果关系理论的影响,高度抽象,不易操作,举证非常困难,成为保护投资者的一道障碍。我们应借鉴美国相关理论的优点来完善我国证券侵权民事责任因果关系理论。

关 键 词:证券侵权  民事责任  因果关系  推定

Comparative Study on Causality of Civil Liability in Securities in China and America
Yang Feng.Comparative Study on Causality of Civil Liability in Securities in China and America[J].Journal of Graduate School of Chinese Academy of Social Sciences,2007(2).
Authors:Yang Feng
Abstract:Causation in securities tort,the relationship between the action of tort and damages,is complicated,hard to be proved and influenced easily by social policy.Because American causation in Securities tort is based on common law and induced gradually from cases,it is diversiform and pertinent,so,the plaintiff needs to prove different causations in accordance with different torts.Affected by continental law and the Soviet Union law,causation in China,which is highly abstract and very difficult to be proved has become the obstacle to protecting the investors.We should learn from the American law to perfect Chinese causation in securities tort.
Keywords:securities tort  civil liabilities  causation  presume  
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