Spectrum of a Jacobi matrix with exponentially growing matrix elements

A Jacobi matrix with an exponential growth of its elements and the corresponding symmetric operator are considered. It is proved that the eigenvalue problem for some self-adjoint extension of this operator in some Hilbert space is equivalent to the eigenvalue problem of the Sturm-Liouville operator with a discrete self-similar weight. An asymptotic formula for the distribution of eigenvalues is obtained.     

Spectral Asymptotics of Self-Adjoint Fourth Order Differential Operators with Eigenvalue Parameter Dependent Boundary Conditions

A fourth-order regular ordinary differential operator with eigenvalue dependent boundary conditions is considered. This problem is realized by a quadratic operator pencil with self-adjoint operators. The location of the eigenvalues is discussed and the first four terms of the eigenvalue asymptotics are evaluated explicitly.     

The projection Kantorovich method for eigenvalue problems

A modified projection method for eigenvalues and eigenvectors of a compact operator T on a Banach space is defined and analyzed. The method is derived from the Kantorovich regularization for second-kind equations involving the operator T. It is shown that when T is a positive self-adjoint operator on a Hilbert space and the projections are orthogonal, the modified method always gives eigenvalue approximations which are at least as accurate as those obtained from the projection method. For self-adjoint operators, the required computation is essentially the same for both methods. Numerical computations for two integral operators are presented. One has T positive self-adjoint, while in the other T is not self-adjoint. In both cases the eigenvalue approximations from the modified method are more accurate than those from the projection method.     

A Minimax Principle for the Eigenvalues in Spectral Gaps

A minimax principle is derived for the eigenvalues in the spectralgap of a possibly non-semibounded self-adjoint operator. Itallows the nth eigenvalue of the Dirac operator with Coulombpotential from below to be bound by the nth eigenvalue of asemibounded Hamiltonian which is of interest in the contextof stability of matter. As a second application it is shownthat the Dirac operator with suitable non-positive potentialhas at least as many discrete eigenvalues as the Schrödingeroperator with the same potential.     

Adaptive finite element methods for computing band gaps in photonic crystals

In this paper we propose and analyse adaptive finite element methods for computing the band structure of 2D periodic photonic crystals. The problem can be reduced to the computation of the discrete spectra of each member of a family of periodic Hermitian eigenvalue problems on a unit cell, parametrised by a two-dimensional parameter - the quasimomentum. These eigenvalue problems involve non-coercive elliptic operators with generally discontinuous coefficients and are solved by adaptive finite elements. We propose an error estimator of residual type and show it is reliable and efficient for each eigenvalue problem in the family. In particular we prove that if the error estimator converges to zero then the distance of the computed eigenfunction from the true eigenspace also converges to zero and the computed eigenvalue converges to a true eigenvalue with double the rate. We also prove that if the distance of a computed sequence of approximate eigenfunctions from the true eigenspace approaches zero, then so must the error estimator. The results hold for eigenvalues of any multiplicity. We illustrate the benefits of the resulting adaptive method in practice, both for fully periodic structures and also for the computation of eigenvalues in the band gap of structures with defect, using the supercell method.     

Comparison of Errors in Upper and Lower Bounds to Eigenvalues of Self-Adjoint Eigenvalue Problems

The error in lower Lehmann bounds to eigenvalues of self-adjoint problems is estimated from above by a constant multiple of the error in corresponding, upper Rayleigh-Ritz bounds. The constant involved is explicitly computable and monotonicallydecreasing in the dimension of the approximate eigenvalue problems. Asymptotically, the same inequality holds for the general Lehmann-Goerisch approach. Numerical examples are included in order to investigate the accordance of computed error quotients and theoretical bounds.     

Eigenvalue approximation from below using non-conforming finite elements

This is a survey article about using non-conforming finite elements in solving eigenvalue problems of elliptic operators,with emphasis on obtaining lower bounds. In addition,this article also contains some new materials for eigenvalue approximations of the Laplace operator,which include:1) the proof of the fact that the non-conforming Crouzeix-Raviart element approximates eigenvalues associated with smooth eigenfunctions from below;2) the proof of the fact that the non-conforming EQ rot1 element approximates eigenvalues from below on polygonal domains that can be decomposed into rectangular elements;3) the explanation of the phenomena that numerical eigenvalues λ 1,h and λ 3,h of the non-conforming Q rot1 element approximate the true eigenvalues from below for the L-shaped domain. Finally,we list several unsolved problems.     

Canonical forms for boundary conditions of self-adjoint differential operators

Canonical forms of boundary conditions are important in the study of the eigenvalues of boundary conditions and their numerical computations. The known canonical forms for self-adjoint differential operators, with eigenvalue parameter dependent boundary conditions, are limited to 4-th order differential operators. We derive canonical forms for self-adjoint $2n$-th order differential operators with eigenvalue parameter dependent boundary conditions. We compare the 4-th order canonical forms to the canonical forms derived in this article.     

求解一类不连续的Sturm-Liouville问题

研究一类边界条件中有谱参数的不连续的Sturm-Liouville问题.首先在Hilbert空间中定义了一个自共轭的线性算子A,使得该类Sturm-Liouville问题的特征值与算子A的特征值相一致.进一步证明了算子A是自共轭的,且这类Sturm-Liouville问题特征值是解析单的.最后展示了一个具体问题的特征值以及特征函数的逼近解.     

On the general nonlinear self-adjoint eigenvalue problem for systems of ordinary differential equations with singularities

A nonlinear self-adjoint eigenvalue problem for the general linear system of ordinary differential equations is examined on an unbounded interval. A method is proposed for the approximate reduction of this problem to the corresponding problem on a finite interval. Under the assumption that the initial data are monotone functions of the spectral parameter, a method is given for determining the number of eigenvalues lying on a prescribed interval of this parameter. No direct calculation of eigenvalues is required in this method.     

Richardson extrapolation of iterated discrete projection methods for eigenvalue approximation

In this paper, the eigenvalue approximation of a compact integral operator with a smooth kernel is discussed. We propose asymptotic error expansions of the iterated discrete Galerkin and iterated discrete collocation methods, and asymptotic error expansion of approximate eigenvalues. We then apply Richardson extrapolation to obtain higher order super-convergence of eigenvalue approximations. Numerical examples are presented to illustrate the theoretical estimate.     

Commutators, Spectral Trace Identities, and Universal Estimates for Eigenvalues

Using simple commutator relations, we obtain several trace identities involving eigenvalues and eigenfunctions of an abstract self-adjoint operator acting in a Hilbert space. Applications involve abstract universal estimates for the eigenvalue gaps. As particular examples, we present simple proofs of the classical universal estimates for eigenvalues of the Dirichlet Laplacian, as well as of some known and new results for other differential operators and systems. We also suggest an extension of the methods to the case of non-self-adjoint operators.     

On an eigenvalue for the Laplace operator in a disk with Dirichlet boundary condition on a small part of the boundary in a critical case

A boundary-value problem of finding eigenvalues is considered for the negative Laplace operator in a disk with Neumann boundary condition on almost all the circle except for a small arc of vanishing length, where the Dirichlet boundary condition is imposed. A complete asymptotic expansion with respect to a parameter (the length of the small arc) is constructed for an eigenvalue of this problem that converges to a double eigenvalue of the Neumann problem.     

Computable bounds for eigenvalues and eigenfunctions of elliptic differential operators

Summary We are concerned with bounds for the error between given approximations and the exact eigenvalues and eigenfunctions of self-adjoint operators in Hilbert spaces. The case is included where the approximations of the eigenfunctions don't belong to the domain of definition of the operator. For the eigenvalue problem with symmetric elliptic differential operators these bounds cover the case where the trial functions don't satisfy the boundary conditions of the problem. The error bounds suggest a certain defectminization method for solving the eigenvalue problems. The method is applied to the membrane problem.     

Error Estimation for Eigenvalues of Unbounded Linear Operators and an Application to Energy Levels in Graphene Quantum Dots

The eigenvalue problem for linear differential operators is important since eigenvalues correspond to the possible energy levels of a physical system. It is also important to have good estimates of the error in the computed eigenvalues. In this work, we use spline interpolation to construct approximate eigenfunctions of a linear operator using the corresponding eigenvectors of a discretized approximation of the operator. We show that an error estimate for the approximate eigenvalues can be obtained by evaluating the residual for an approximate eigenpair. The interpolation scheme is selected in such a way that the residual can be evaluated analytically. To demonstrate that the method gives useful error bounds, we apply it to a problem originating from the study of graphene quantum dots where the goal was to investigate the change in the spectrum from incorporating electron–electron interactions in the potential.     

Dependence of Eigenvalues of Certain Closely Discrete Sturm-Liouville Problems

This paper is concerned with dependence of eigenvalues of certain closely discrete Sturm-Liouville problems. Topologies and geometric structures on various spaces of such problems are firstly introduced. Then, relationships between the analytic and geometric multiplicities of an eigenvalue are discussed. It is shown that all problems sufficiently close to a given problem have eigenvalues near each eigenvalue of the given problem. So, all the simple eigenvalues live in so-called continuous simple eigenvalue branches over the space of problems, and all the eigenvalues live in continuous eigenvalue branches over the space of self-adjoint problems. The analyticity, differentiability and monotonicity of continuous eigenvalue branches are further studied.     

Approximation of eigenvalues below the essential spectra of singular second-order symmetric linear difference equations

This paper is concerned with approximation of eigenvalues below the essential spectra of singular second-order symmetric linear difference equations with at least one endpoint in the limit point case. A sufficient condition is firstly given for that the k-th eigenvalue of a self-adjoint subspace (relation) below its essential spectrum is exactly the limit of the k-th eigenvalues of a sequence of self-adjoint subspaces. Then, by applying it to singular second-order symmetric linear difference equations, the approximation of eigenvalues below the essential spectra is obtained, i.e., for any given self-adjoint subspace extension of the corresponding minimal subspace, its k-th eigenvalue below its essential spectrum is exactly the limit of the k-th eigenvalues of a sequence of constructed induced regular self-adjoint subspace extensions.     

The extrapolation of numerical eigenvalues by finite elements for differential operators

This paper discusses the extrapolation of numerical eigenvalues by finite elements for differential operators and obtains the following new results: (a) By extending a theorem of eigenvalue error estimate, which was established by Osborn, a new expansion of eigenvalue error is obtained. Many achievements, which are about the asymptotic expansions of finite element methods of differential operator eigenvalue problems, are brought into the framework of functional analysis. (b) The Richardson extrapolation of nonconforming finite elements for multiple eigenvalues and splitting extrapolation of finite elements based on domain decomposition of non-selfadjoint differential operators for multiple eigenvalues are achieved. In addition, numerical examples are provided to support the theoretical analysis.     

On certain properties of a nonlinear eigenvalue problem for Hamiltonian systems of ordinary differential equations

Properties of the eigenvalues are examined in a nonlinear self-adjoint eigenvalue problem for linear Hamiltonian systems of ordinary differential equations. In particular, it is proved that, under certain assumptions, every eigenvalue is isolated and there exists an eigenvalue with any prescribed index.     

Root Vectors for Geometrically Simple Multiparameter Eigenvalues

A class of multiparameter eigenvalue problems involving (generally) non self-adjoint and unbounded operators is studied. Bases for lower order root subspaces, at geometrically simple eigenvalues of Fredholm type of arbitrary finite index, are computed in terms of the underlying multiparameter system.