Program design for agroforestry extension in the south-eastern USA

Before prioritising regional agroforestry training and extension content, it is necessary to discover which practices are common, what benefits are perceived, which barriers prevent use, and how people feel about practices. Agroforestry taps both agriculture and forestry agencies to increase the possible set of educators for landowners and managers. Interdisciplinary activities also present barriers to professionals unfamiliar with some topics or not served by lead partner agencies. To understand motives, barriers and needs involved in agroforestry extension and training activities for professionals, the Center for Subtropical Agroforestry (CSTAF) designed a survey to gauge knowledge, practice and information needs of professionals in Alabama, Florida and Georgia. Landowners in Alabama and Florida received similar survey questionnaires. Initial interviews of a test group with open-ended questions formed the basis for a closed-ended mail survey to all agriculture and natural resource extension agents and county foresters in the subtropical area. Response rates for various professional groups varied between 14% and 43%, and most ranked the potential for use of agroforestry as moderate or high. In all three states, wildlife habitat, water quality and soil conservation were the most important benefits seen by extension professionals. The most important concerns identified were lack of familiarity, lack of demonstrations, no financial incentive, and lack of information about agroforestry. These data provide insights about how to prioritise research and materials development and indicate that agroforestry training can be expected to be of value to at least half of the regional forestry and extension professionals.     

Biophysical interactions in tropical agroforestry systems

The rate and extent to which biophysical resources are captured and utilized by the components of an agroforestry system are determined by the nature and intensity of interactions between the components. The net effect of these interactions is often determined by the influence of the tree component on the other component(s) and/or on the overall system, and is expressed in terms of such quantifiable responses as soil fertility changes, microclimate modification, resource (water, nutrients, and light) availability and utilization, pest and disease incidence, and allelopathy. The paper reviews such manifestations of biophysical interactions in major simultaneous (e.g., hedgerow intercropping and trees on croplands) and sequential (e.g., planted tree fallows) agroforestry systems. In hedgerow intercropping (HI), the hedge/crop interactions are dominated by soil fertility improvement and competition for growth resources. Higher crop yields in HI than in sole cropping are noted mostly in inherently fertile soils in humid and subhumid tropics, and are caused by large fertility improvement relative to the effects of competition. But, yield increases are rare in semiarid tropics and infertile acid soils because fertility improvement does not offset the large competitive effect of hedgerows with crops for water and/or nutrients. Whereas improved soil fertility and microclimate positively influence crop yields underneath the canopies of scattered trees in semiarid climates, intense shading caused by large, evergreen trees negatively affects the yields. Trees in boundary plantings compete with crops for above- and belowground resources, with belowground competition of trees often extending beyond their crown areas. The major biophysical interactions in improved planted fallows are improvement of soil nitrogen status and reduction of weeds in the fallow phase, and increased crop yields in the subsequent cropping phase. In such systems, the negative effects of competition and micro-climate modification are avoided in the absence of direct tree–crop interactions. Future research on biophysical interactions should concentrate on (1) exploiting the diversity that exists within and between species of trees, (2) determining interactions between systems at different spatial (farm and landscape) and temporal scales, (3) improving understanding of belowground interactions, (4) assessing the environmental implications of agroforestry, particularly in the humid tropics, and (5) devising management schedules for agroforestry components in order to maximize benefits. This revised version was published online in June 2006 with corrections to the Cover Date.     

Farmer perspectives on agroforestry opportunities and constraints in cape verde

In the água de Gato Watershed on the island of Santiago, Cape Verde Islands, 51 farmers were surveyed regarding their attitudes and knowledge of agroforestry. The farmers identified eight constraints to agroforestry implementation, with virtually all indicating that a source of loan funds was the major concern. Space or land constraints and availability of tree seedlings were identified as constraints by 94% and 88%, respectively. Despite these concerns, 92% of the farmers expressed a willingness to adopt or improve agroforestry practices in the watershed, with 73% expressing a willingness to establish fruit trees, 53% willing to establish trees or shrubs for fuelwood, and 16% willing to plant trees for shade.     

A knowledge-based expert system for planning and design of agroforestry systems

Computer-based Expert Systems that use knowledge, facts, and reasoning techniques to solve problems, normally requiring the abilities of human experts, are increasingly being used in many activities. The United Nations University (UNU) Agroforestry Expert System (AES) is a first attempt to apply this technique to agroforestry. UNU-AES is a prototype Knowledge-Based Expert System (KBES) designed to support land-use (agricultural, forestry, etc.) officials, research scientists, farmers, and individuals interested in maximizing benefits gained from applying agroforestry management techniques in developing countries. This prototype addresses the options for alley cropping, a promising agroforestry technology which has potential applicability when used under defined conditions in the tropics and subtropics. Alley cropping involves the planting of crops in alleys or interspaces between repeatedly pruned hedgerows of fast-growing, preferably leguminous, woody perennials. The primary benefits from this technique include nutrient enrichment, soil improvement, and erosion control. UNU-AES, which is the first known attempt at the application of expert system procedures in the field of agroforestry, uses a total of 235 decision rules to develop its recommendations. With the inclusion of more climatic and socio-economic data and improved advisory recommendations, UNU-AES can be expanded to provide advice on alley cropping in more diverse geographical and ecological conditions and eventually address other agroforestry techniques.     

A mathematical model for generating land-use allocation alternatives for agroforestry systems

Agroforestry has been considered a viable land-use system particularly in the tropical regions. In developing or designing agroforestry systems, various concerns have to be addressed namely: (1) economic; (2) biological and physical; and (3) silvicultural and ecological considerations. This paper addresses these concerns from an interdisciplinary perspective. A land-use allocation model which ensures the simultaneous consideration of these concerns is proposed.     

Temporal analysis of agroforestry systems for rural development

Temporal analysis is introduced as a method to assess the suitability of agroforestry projects for meeting rural development objectives. This form of analysis provides a common base for examining social, economic, ecological, and managerial aspects of agroforestry systems.Temporal analysis begins by describing projects and the activities comprising them for both an agroforestry system and the local population. Factors constraining the sequence of activities are then examined. The assumptions and values regarding the past, present, or future are also analyzed for all groups involved in the agroforestry system. The range of goal oriented behavior affecting scale and duration of projects may be dependent on this time horizon.By understanding these factors, the changes in activities of a social system that may result from a proposed agroforstry innovation can be anticipated. The nature of these changes and their perception by the local population can be evaluated.     

Farming system research and the quest for a sustainable agriculture

This paper brings together information from four sites in sub-Saharan Africa where FSR&D projects are located (Mali, Benin, Zambia and Tanzania), supported by the Royal Tropical Institute of The Netherlands. Common environmental constraints to agricultural productivity are analyzed, with an emphasis on aspects of soil fertility maintenance. It is shown that when plant nutrients are valued against market prices, annual crop production systems are inefficient due to considerable losses of nutrient resources (e.g., soil erosion) and economically unviable because of unfavourable input and producer price ratios. Technically solutions are available that make agriculture sustainable, but its output is likely to be reduced when accepting the need for environmental protection at various levels of integration (cropping system, field/farm, village territory, etc), since marginal land must be left under natural vegetation, and various forms of buffering elements must be installed on farms. The costs of protective measures (space, labour, energy in community organization) cannot be raised based upon local resources currently available. Making small farmer agriculture in the tropics sustainable and environmentally sound begins by improving economic conditions for farmers, raising producer income and lowering prices for inputs.     

Perennial crop-based agroforestry systems in Northeast Brazil

Land use systems in the Northeast Region of Brazil are dominated by large holdings and extensive cultivation of perennial crops such as cashew, coconut, carnauba wax palm, babaçu palm and so on. The common feature which links these crops is the silvopastoral system of livestock (chiefly cattle, sheep and donkeys) grazing under them. Agrosilvicultural systems involving cultivation of annual subsistence crops, and in some instances other perennials, in the stands of these perennial crops is also common. The paper presents the available information on the management, production, rate of growth, economic importance, etc. of these agroforestry systems involving cashew, coconut and carnauba palm. These systems are of considerable merit in the environmental, agricultural and socio-economic conditions of Northeast Brazil. However, practically no research nor even systematic data collection has been done on these so that there is an almost total lack of information on them. In order to improve the systems, they should be studied in detail and research undertaken on various components (crops, trees and livestock) individually as well as the system as a whole. Selection of suitable species of grass and other herbaceous crops, appropriate management techniques for both overstorey and understorey species in relation to the age of the overstorey species, optimal stocking rates of animals, etc. have to be determined so as to enable plantation owners and operators to realize the full potential of these systems.     

Sericulture-based agroforestry systems for hilly areas of north-east India

Sericulture-based agroforestry systems (AFS) have great potential for higher returns in the north-eastern region with sloping and valley-land conditions. A field investigation was initiated in November, 1992 at Research Farm, Barapani (980 m above msl, 26°N and 92°E and average rainfall 2428 mm/year) on acid Alfisol. Seven mulberry (Morus alba L.) varieties, seven silkworm breeds and rearing performance of a bivoltine breed, NB-18 were evaluated in different trials. Three sericulture-based AFS viz. sericulture with 1. fruit trees and fodder grasses, 2. field (upland) crops, and 3. lowland rice were developed at the Research Farm. Mulberry varieties TR-4, S-1635 and TR-10, and NB-18 — a bivoltine silkworm breed were found better suited for this region. Sericulture with field crops (French bean-groundnut-mustard/vegetables) for valley land, with fruit plants (guava, pineapple) and grasses for mid-hill situations, and with rice for low lands were found suitable at the Farm and for possible adoption in the north-eastern hill region of India.     

A general classification of agroforestry practice

Present classification schemes confuse agroforestry practices, where trees are intimately associated with agricultural components at a field scale, with the whole farm and forest systems of which they form a part. In fact, it is common for farming systems to involve the integration of several reasonably discrete agroforestry practices, on different types of land. The purpose of a general classification is to identify different types of agroforestry and to group those that are similar, thereby facilitating communication and the organized storage of information. A new scheme is proposed that uses the ‘practice’ rather than the ‘system’ as the unit of classification. This allows an efficient grouping of practices that have a similar underlying ecology and prospects for management. A two stage definition of agroforestry is proposed that distinguishes an interdisciplinary approach to land use from a set of integrated land use practices. Four levels of organization are recognized through analysis of the role of trees in agricultural landscapes: the land use system, categories of land use within systems, discrete groups of components (trees, crops, animals) managed together, and functionally connected groups of such discrete practices in time and space. Precedents for this form of analysis are found in the literature and it conforms with generally accepted methods of systems analysis. Classification of major types of agroforestry practice proceeds primarily according to the components involved and the predominant usage of land. A secondary scheme further classifies these in terms of the arrangement, density and diversity of the tree components involved. This revised version was published online in June 2006 with corrections to the Cover Date.     

The homegarden agroforestry system of Bukoba district,North-Western Tanzania. 1. Farming system analysis

Bukoba district is located in the north-western part of Tanzania and its economy is predominantly agricultural. Banana and coffee are, respectively, the most important food and cash crops. Population density is very high (500–1250 persons per km² of cultivated land) and so is the pressure on land and other natural resources. Farm holdings (homegardens) are mostly smaller than a hectare and continue to fragment as population continues to grow. A homegarden is locally known as Kibanja and it is both a social and economic unit of farm families in the district. Various crops, trees, shrubs, herbs and livestock are managed on the same piece of land mainly by family labour to provide food, cash, medicine, shade, poles, timber and some socio-cultural functions. This paper describes the homegarden agroforestry farming system of Bukoba, evaluates its viability and identifies critical constraints as well as research needs.     

Farmer-augmented designs for participatory agroforestry research

Two factors suggest that experimental designs used in on-station research are not appropriate for on-farm agroforestry research. First, successful technology development and validation requires farmer participation, which in turn requires more flexible experimental designs for on-farm experimentation. Second, the advent of widely available statistical computer packages and computing power allows the experimenter to deviate from ‘standard’ design restrictions of complete blocks and full replication. Farmer involvement in the research process should include the opportunity for farmers to ask questions and to define treatments along-side those of the researcher. To make inferences about farmer-defined augmented treatments that may only appear on one farm requires estimates of farm-by-treatment effects. This estimate can be obtained from the associated researcher's treatments that are applied to all of the farms participating in the trial. The use of augmented designs minimises plot number, while still enabling the researcher's and farmer's questions to be answered. The proposed design fills a methodological gap between informal farmer observation trials (where no statistical analysis is attempted) and larger scale extension trials (composed of simple treatment comparisons tested over a large number of farms).     

An assessment of agroforestry systems in the southern USA

An assessment of the southern USA, based on a survey of land-use professionals and a review of the literature, revealed that it is a diverse region with substantial potential for agroforestry to address a combination of problems and opportunities. The survey indicated that silvopastoral systems are the most common form of agroforestry in the region. Increased economic returns, diversification, and enhancement of the timing of cash flows were the most frequently mentioned benefits associated with the establishment of silvopastoral systems. Some of the problems associated with alley-cropping systems — less frequently observed than silvopastoral systems — were lower-than-expected productivity or profitability, damage to trees when cultivating the crop component, and labor/management skill constraints. Based on the findings of the literature review and the survey, special opportunities for implementing agroforestry systems in the region were identified, including the following: to improve marginal lands; to serve as windbreaks and buffer strips for improved water quality and wildlife habitat; to enhance the economics of selected natural pine, hardwood plantation, and pine plantation systems; and to provide specialty products on small landownerships.     

Acacia nilotica trees in rice fields: A traditional agroforestry system in central India

Time-tested, indigenous land-use systems can provide valuable information for the design of ecologically sustainable and socially acceptable agroforestry systems. One such traditional system is the growing of Acacia nilotica (L.) Willd. Ex Delile trees, locally known as babul, in rice fields of smallholder farmers in Madhya Pradesh State of Central India, an area with subhumid monsoon climate and hot summer. The functional characteristics of the system were collected through participatory rural appraisal involving intensive interactions with farmers in the region during six years, and through a structured-questionnaire survey in 25 villages, involving a total of 200 farm families. The farms had an average of 20 babul trees, ranging in age from <1 to 12 years, per hectare in upland rice fields, the tree-stand density being greater on smaller than on larger farms (>8 ha). Over a ten year rotation period, the trees provide a variety of products such as fuelwood (30 kg/tree), brushwood for fencing (4 kg/tree), small timber for farm implements and furniture (0.2 cu.m), and non-timber products such as gum and seeds. The babul + rice system was estimated to have a benefit/cost (B/C) ratio of 1.47 and an internal rate of return (IRR) of 33% at 12% annual discount rate during a ten-year period, though at a low level of income. Babul trees account for nearly 10% of the annual farm income of smallholder farmers (<2 ha). By practising the agroforestry (rice + babul) system, farmers get higher cash returns on a short-term (10-year) harvest cycle of trees, and the labour input (both family- and hired) on farms was distributed more uniformly throughout the year than in rice monoculture. Purchased inputs are seldom used in the system. The ease of management of the system, the self-generating and robust nature of the tree and the multiple products and services it provides, and easy marketability of the products are the major factors that encourage farmers to adopt the system. Furthermore, the farmers have secure ownership rights to their land, so that they are interested in long-term measures such as tree plantings on their farms. In spite of its long history and tradition as a sustainable approach to land use, the system has not attracted the attention of development agencies. More detailed investigations on its social, economic, and cultural attributes are warranted to not only improve this system, but provide insights into farmer adoption of agroforestry innovations.This revised version was published online in November 2005 with corrections to the Cover Date.     

Financial evaluation of smallholder timber-based agroforestry systems in Claveria, Northern Mindanao, the Philippines

In the Philippines, timber production on small farms has become profitable as a result of reduced supplies due to extensive deforestation and increasing demand. In the early 1990s, when the price of timber was high, farmers were promised huge returns from tree farming. However, widespread planting of few species has led to oversupply and a sharp decline in the price of farm-grown timber. Moreover, low intercrop yields as a result of competition from fast-growing trees and low timber yields due to poor tree management, further reduce net economic returns. In spite of this, interest in tree farming remains high. This paper examines the private profitability of two tree-maize systems, namely trees in blocks and trees in hedgerows, compared with the alternative of maize monocropping. The analysis reveals that maize monocropping provides higher returns to land at the current timber price, but considerably lower returns to labour, than the maize-tree systems tested. This suggests that tree farming is a more attractive option for labour and capital-constrained households or those with off-farm opportunities that compete for their labour. These farmers may raise productivity and income by planting trees on the excess land that cannot be devoted to annual crops. The analysis also indicates that wide-spaced tree hedgerows are superior to tree blocks, due to lower establishment and management costs, longer periods of viable intercropping and more rapid tree growth.     

Planning optimal economic strategies for agroforestry systems

Design of agroforestry systems requires a land management planning process that clearly specifies wants, needs and objectives along with the land's suitability for potential agroforestry practices. Within this planning process economic analysis can be used to analyze agroforestry alternatives to help determine the proper system to apply. Specifically, production economics coupled with capital theory and valuation techniques can provide measures of economic performance in terms of present net values, benefit-cost ratios and internal rates of return. These economic performance measures can be used to determine the best joint production level for a particular agroforestry practice. Once these best combinations have been defined, linear programming can be applied using these best joint production combinations as decision variables along with considering a wide range of additional constraints and requirements. A hypothetical example is used to illustrate the planning process and how these economic tools can be combined as a package to help determine optimal agroforestry strategies.     

Streuobst: a traditional agroforestry system as a model for agroforestry development in temperate Europe

The development of agroforestry for industrialised countries can be furthered by an understanding of the history and present functioning of traditional systems. In temperate Europe, fruit trees were traditionally grown on agricultural land undersown with crops or managed grassland (Streuobst). The historical evolution of this agroforestry system has been driven by the interaction of technical progress, market development and intervention by public authorities. Streuobst reached its peak in the 1930s, but has since been in continuous decline due to the development of intensively managed dwarf-tree orchards. However, even today, it still occupies approximately one million hectares in 11European countries and has a strong impact on the European fruit market. The profitability of streuobst is relatively poor due to its low labour productivity, but it has advantageous ecological and socio-cultural features, particularly in terms of biological diversity and landscape aesthetics. Accordingly, it finds strong acceptance among the general public, such that subsidised eradication programs have been abandoned and, in a number of countries, streuobst is now supported by non-governmental organisations and by state conservation policies. Modern agroforestry in temperate, industrialised countries should be oriented towards the creation of similar ecological and socio-cultural benefits in order to receive public support as a land-use system. This revised version was published online in June 2006 with corrections to the Cover Date.     

Toward a rationally robust paradigm for agroforestry systems

Because people need improved agroforestry and because there are perceived limitations in a largely scientific approach to agroforestry research and development in the past, an alternative paradigm to gaining knowledge for use in this area is suggested. It is an encompassing approach to gaining knowledge which we call the rationally robust paradigm, RRP. The paradigm has 11 components: 1. Concentrating on site-specific knowledge, often in a geographic information system; 2. being aware of the limited funds to achieve agroforestry objectives; 3. de-emphasizing induction and deduction, and their replacement by or addition of other epistemological bases; 4. accepting lower confidence levels for conclusions and subsequent action; 5. using estimates of median values; 6. using knowledge of the range limits of agroforestry phenomena and factors; 7. giving attention to the system's phenomenon of equifinality and its consequences; 8. de-emphasizing time as a factor in system analysis, and replacing it with other system phenomena; 9. using statistical regression techniques but simultaneously seeking to identify and use independent factors (e.g., solar radiation) that function significantly in many models; 10. appropriately using regression techniques emphasizing the use of hypothesized, often-non-linear relationships; and 11. operating in a conceptual clinical milieu. The paradigm is proposed for use throughout agroforestry.     

Bio-amelioration of alkali soils through agroforestry systems in central Indo-Gangetic plains of India

A long-term field study was initiated during 1995 at Central Soil Salinity Research Institute, Regional Research Station, Lucknow(26°47′58′′ N and 80°46′24′′ E) to analyze the effect of agroforestry systems on amelioration of alkali soils. Three agroforestry systems(pastoral, silvipastoral and silvicultural) were compared with the control where no agroforestry system was introduced. Tree-based silvicultural and silvipastoral systems were characterized by tree species Prosopis juliflora and Acacia nilotica along with grass species Leptochloa fusca, Panicum maximum, Trifolium alexandrium and Chloris gayana. Growth of ten-year-old Prosopis juliflora and Acacia nilotica planted in combination with grasses was significantly higher over the silviculture system with the same species. Tree biomass yields of P. juliflora(77.20 t?ha-1) and A. nilotica(63.20 t?ha-1) planted under silvipastoral system were significantly higher than the sole plantation of(64.50 t?ha-1 and 52.75 t?ha-1). Fodder yield under the pastoral system was significantly higher than the silvipastoral system during initial years but it was at par with that of silvipastoral systems after eight years of plantation. The microbial biomass carbon in the soils of silvipastoral systems was significantly higher than in soils under sole plantation of trees and control systems. The Prosopis-based silvipastoral system proved more effective in reducing soil pH, displacing Na+ from the exchange complex, increasing organic carbon and available N, P and K. Improvement in soil physical properties such as bulk density, porosity, soil moisture and infiltration rate was higher in the Prosopis-based silvipastoral system than in the silviculture system or control. On the basis of biomass production and improvement in soil health due to tree + grass systems, silvipastoral agroforestry system could be adopted for sustainable reclamation of highly alkali soils.     

Improving multipurpose tree and shrub species for agroforestry systems

With the aid of an example of ICRAF's tree improvement research programme for the highlands of Eastern and Central Africa, a logical approach to selection and breeding of multipurpose trees and shrubs in agroforestry context is proposed. Criteria for selection of high priority species are proposed. Some species of high potential for agroforestry development in Sub Sahara Africa are proposed. The necessary sequential research steps are discussed.