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联邦学习中的隐私保护技术
引用本文:刘艺璇,陈红,刘宇涵,李翠平.联邦学习中的隐私保护技术[J].软件学报,2022,33(3):1057-1092.
作者姓名:刘艺璇  陈红  刘宇涵  李翠平
作者单位:中国人民大学 信息学院, 北京 100872;数据工程与知识工程教育部重点实验室(中国人民大学), 北京 100872
基金项目:国家重点研发计划(2018YFB1004401);国家自然科学基金(62072460,62076245,61772537,61772536,62172424);北京市自然科学基金(4212022);中国人民大学科学研究基金(中央高校基本科研业务费专项资金资助)(21XNH180)
摘    要:联邦学习是顺应大数据时代和人工智能技术发展而兴起的一种协调多个参与方共同训练模型的机制.它允许各个参与方将数据保留在本地,在打破数据孤岛的同时保证参与方对数据的控制权.然而联邦学习引入了大量参数交换过程,不仅和集中式训练一样受到模型使用者的威胁,还可能受到来自不可信的参与设备的攻击,因此亟需更强的隐私手段保护各方持有的数据.分析并展望了联邦学习中的隐私保护技术的研究进展和趋势.简要介绍联邦学习的架构和类型,分析联邦学习过程中面临的隐私风险,总结重建、推断两种攻击策略,然后依据联邦学习中的隐私保护机制归纳隐私保护技术,并深入调研应用上述技术的隐私保护算法,从中心、本地、中心与本地结合这3个层面总结现有的保护策略.最后讨论联邦学习隐私保护面临的挑战并展望未来的发展方向.

关 键 词:联邦学习  隐私保护  隐私攻击  差分隐私  同态加密  安全计算
收稿时间:2021/6/30 0:00:00
修稿时间:2021/7/31 0:00:00

Privacy-preserving Techniques in Federated Learning
LIU Yi-Xuan,CHEN Hong,LIU Yu-Han,LI Cui-Ping.Privacy-preserving Techniques in Federated Learning[J].Journal of Software,2022,33(3):1057-1092.
Authors:LIU Yi-Xuan  CHEN Hong  LIU Yu-Han  LI Cui-Ping
Affiliation:School of Information, Renmin University of China, Beijing 100872, China;Key Laboratory of Data Engineering and Knowledge Engineering of Ministry of Education (Renmin University of China), Beijing 100872, China
Abstract:Federated learning (FL) is a distributed machine learning approach for large-scale artificial intelligent systems. It allows more than one client to train a global model collaboratively while keeping each of their training datasets in local devices. FL is created to break up data silos and preserve the privacy and security of data. However, it is not enough to rely on FL to preserve privacy for a large number of privacy risks during data exchange steps, where local data is threatened not only by model users as in centralized training but also by any dishonest participants. It is necessary to study technologies to achieve rigorous privacy-preserving approaches. We survey privacy-preserving strategies in FL. At first we introduce the architecture and type of FL, then illustrate privacy risks and attacks, including reconstruction and inference. According to the mechanism of privacy preservation, we introduce the main privacy protection technologies. By applying these technologies, we present privacy defense strategies and abstract them as 3 levels:local, central, local¢ral. Challenges and future directions are discussed at last.
Keywords:federated learning  privacy-preserving  privacy attack  differential privacy  homomorphic encryption  secure computation
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