Coupled modelling of hydro‐mechanical behaviour of unsaturated compacted expansive soils

The Barcelona basic model cannot predict the mechanical behaviour of unsaturated expansive soils, whereas the Barcelona expansive model (BExM) can only predict the stress–strain behaviour of unsaturated expansive soils without the water‐retention behaviour being incorporated. Moreover, the micro‐parameters and the coupling function between micro‐structural and macro‐structural strains in the BExM are difficult to determine. Experimental data show that the compression curves for non‐expansive soils under constant suctions are shifted towards higher void ratios with increasing suction, whereas the opposite is true for expansive soils. According to the observed water‐retention behaviour of unsaturated expansive soils, the air‐entry value increases with density, and the relationship between the degree of saturation and void ratio is linear at constant suction. According to the above observation, an elastoplastic constitutive model is developed for predicting the hydraulic and mechanical behaviour of unsaturated expansive soils, based on the existing hydro‐mechanical model for non‐expansive unsaturated soil. The model takes into consideration the effect of degree of saturation on the mechanical behaviour and that of void ratio on the water‐retention behaviour. The concept of equivalent void ratio curve is introduced to distinguish the plastic potential curve from the yield curve. The model predictions are compared with the test results of an unsaturated expansive soil, including swelling tests under constant net stress, isotropic compression tests and triaxial shear tests under constant suction. The comparison indicates that the model offers great potential for quantitatively predicting the hydraulic and mechanical behaviour of unsaturated expansive soils. Copyright © 2011 John Wiley & Sons, Ltd.     

Explicit integration of a porosity‐dependent hydro‐mechanical model for unsaturated soils

An adaptive substepping explicit integration scheme is developed for a porosity‐dependent hydro‐mechanical model for unsaturated soils. The model is referred to as the modified σ –Θ model in this paper, which features the employment of the subloading surface plasticity and the stress–saturation approach. On numerical aspects, convex/nonconvex subloading surfaces in the σ –Θ space may result in incorrect loading–unloading decisions during the integration. A new loading–unloading decision method is developed here to solve the problem and then embedded into the explicit integration scheme for the modified σ –Θ model. In addition, to enhance the accuracy of the explicit integration, local errors from both hydraulic and mechanical components are included in the error control for each substep. A drift correction method is also developed to ensure the state point lies on the subloading surface in the σ –Θ space within a set error level. The performance of the loading–unloading decision method for the modified σ –Θ model is discussed through comparing it with the conventional loading–unloading decision method. The importance of involving the hydraulic component in the error control is also demonstrated. The accuracy and efficiency of the proposed adaptive substepping explicit integration scheme for the modified p–Θ model are also studied via several numerical examples. Copyright © 2016 John Wiley & Sons, Ltd.     

A coupled two‐phase fluid flow and elastoplastic deformation model for unsaturated soils: theory,implementation, and application

Although numerous numerical models have been proposed for simulating the coupled hydromechanical behaviors in unsaturated soils, few studies satisfactorily reproduced the soil–water–air three‐phase coupling processes. Particularly, the impacts of deformation dependence of water retention curve, bonding stress, and gas flow on the coupled processes were less examined within a coupled soil–water–air model. Based on our newly developed constitutive models (Hu et al., 2013, 2014, 2015) in which the soil–water–air couplings have been appropriately captured, this study develops a computer code named F²Mus3D to investigate the coupled processes with a focus on the above impacts. In the numerical implementation, the generalized‐α time integration scheme was adopted to solve the equations, and a return‐mapping implicit stress integration scheme was used to update the state variables. The numerical model was verified by two well‐designed laboratory tests and was applied for modeling the coupled elastoplastic deformation and two‐phase fluid flow processes in a homogenous soil slope induced by rainfall infiltration. The simulation results demonstrated that the numerical model well reproduces the initiation of a sheared zone at the toe of the slope and its propagation toward the crest as the rain infiltration proceeds, which manifests a typical mechanism for rainfall‐induced shallow landslides. The simulated plastic strain and deformation would be remarkably underestimated when the bonding stress and/or the deformation‐dependent nature of hydraulic properties are ignored in the coupled model. But on the contrary, the negligence of gas flow in the slope soil results in an overestimation of the rainfall‐induced deformation. Copyright © 2015 John Wiley & Sons, Ltd.     

A hierarchical thermo‐hydro‐plastic constitutive model for unsaturated soils and its numerical implementation

Unsaturated soils are highly heterogeneous 3‐phase porous media. Variations of temperature, the degree of saturation, and density have dramatic impacts on the hydro‐mechanical behavior of unsaturated soils. To model all these features, we present a thermo‐hydro‐plastic model in which the hydro‐mechanical hardening and thermal softening are incorporated in a hierarchical fashion for unsaturated soils. This novel constitutive model can capture heterogeneities in density, suction, the degree of saturation, and temperature. Specifically, this constitutive model has 2 ingredients: (1) it has a “mesoscale” mechanical state variable—porosity and 3 environmental state variables—suction, the degree of saturation, and temperature; (2) both temperature and mechanical effects on water retention properties are taken into account. The return mapping algorithm is applied to implement this model at Gauss point assuming an infinitesimal strain. At each time step, the return mapping is conducted only in principal elastic strain space, assuming no return mapping in suction and temperature. The numerical results obtained by this constitutive model are compared with the experimental results. It shows that the proposed model can simulate the thermo‐hydro‐mechanical behavior of unsaturated soils with satisfaction. We also conduct shear band analysis of an unsaturated soil specimen under plane strain condition to demonstrate the impact of temperature variation on shear banding triggered by initial material heterogeneities.     

Contaminant transport with non‐equilibrium processes in unsaturated soils and implicit characteristic Galerkin scheme

A non‐equilibrium sorption—advection—diffusion model to simulate miscible pollutant transport in saturated–unsaturated soils is presented. The governing phenomena modelled in the present simulation are: convection, molecular diffusion, mechanical dispersion, sorption, immobile water effect and degradation, including both physical and chemical non‐equilibrium processes. A finite element procedure, based on the characteristic Galerkin method with an implicit algorithm is developed to numerically solve the model equations. The implicit algorithm is formulated by means of a combination of both the precise and the traditional numerical integration procedures. The stability analysis of the algorithm shows that the unconditional stability of the present implicit algorithm is enhanced as compared with that of the traditional implicit numerical integration procedure. The numerical results illustrate good performance of the present algorithm in stability and accuracy, and in simulating the effects of all the mentioned phenomena governing the contaminant transport and the concentration distribution. Copyright © 2000 John Wiley & Sons, Ltd.     

A density‐dependent elastoplastic hydro‐mechanical model for unsaturated compacted soils

This paper presents a three‐dimensional elastoplastic constitutive model for predicting the hydraulic and mechanical behaviour of unsaturated soils. It is based on experimental results obtained from a series of controlled‐suction triaxial tests on unsaturated compacted clay with different initial densities. Hydraulic hysteresis in the water‐retention behaviour is modelled as an elastoplastic process, with the elastic part modelled by a series of scanning curves and the elastoplastic part modelled by the main drying and wetting curves. The effect of void ratio on the water‐retention behaviour is studied using data obtained from controlled‐suction wetting–drying cyclic tests on unsaturated compacted clay with different initial densities. The effect of the degree of saturation on the stress–strain‐strength behaviour and the effect of void ratio on the water‐retention behaviour are considered in the model, as is the effect of suction on the hydraulic and mechanical behaviour. The initial density dependency of the compacted soil behaviour is modelled by experimental relationships between the initial density and the corresponding yield stress and, thereby, between the initial density and the normal compression line. The model is generalized to three‐dimensional stress states by assuming that the shapes of the failure and yield surfaces in the deviatoric stress plane are given by the Matsuoka–Nakai criterion. Model predictions of the stress–strain and water‐retention behaviour are compared with those obtained from triaxial tests with different initial densities under isotropic compression, triaxial compression and triaxial extension, with or without variation in suction. The comparisons indicate that the model accurately predicts the hydraulic and mechanical behaviour of unsaturated compacted soils with different initial densities using the same material constant. Copyright © 2006 John Wiley & Sons, Ltd.     

Formulation of a three‐dimensional constitutive model for unsaturated soils incorporating mechanical–water retention couplings

Wheeler, Sharma and Buisson proposed an elasto‐plastic constitutive model for unsaturated soils that couples the mechanical and water retention behaviours. The model was formulated for isotropic stress states and adopts the mean Bishop's stress and modified suction as stress state variables. This paper deals with the extension of this constitutive model to general three‐dimensional stress conditions, proposing the generalized stress–strain relationships required for the numerical integration of the constitutive model. A characteristic of the original model is the consideration of a number of elasto‐plastic mechanisms to describe the complex behaviour of unsaturated soils. This work presents the three‐dimensional formulation of these coupled irreversible mechanisms in a generalized way including anisotropic loading. The paper also compares the results from the model with published experiments performed under different loading conditions. The response of the model is very satisfactory in terms of both mechanical and water retention behaviours. Copyright © 2013 John Wiley & Sons, Ltd.     

A thermo‐hydro‐mechanical model for unsaturated soils based on the effective stress concept

A simple thermo‐hydro‐mechanical (THM) constitutive model for unsaturated soils is described. The effective stress concept is extended to unsaturated soils with the introduction of a capillary stress. This capillary stress is based on a microstructural model and calculated from attraction forces due to water menisci. The effect of desaturation and the thermal softening phenomenon are modelled with a minimal number of material parameters and based on existing models. THM process is qualitatively and quantitatively modelled by using experimental data and previous work to show the application of the model, including a drying path under mechanical stress with transition between saturated and unsaturated states, a heating path under constant suction and a deviatoric path with imposed suction and temperature. The results show that the present model can simulate the THM behaviour in unsaturated soils in a satisfactory way. Copyright © 2010 John Wiley & Sons, Ltd.     

A thermo‐mechanical model for variably saturated soils based on hypoplasticity

The paper presents a mechanical model for non‐isothermal behaviour of unsaturated soils. The model is based on an incrementally non‐linear hypoplastic model for saturated clays and can therefore tackle the non‐linear behaviour of overconsolidated soils. A hypoplastic model for non‐isothermal behaviour of saturated soils was developed and combined with the existing hypoplastic model for unsaturated soils based on the effective stress principle. Features of the soil behaviour that are included into the model, and those that are not, are clearly distinguished. The number of model parameters is kept to a minimum, and they all have a clear physical interpretation, to facilitate the model usefulness for practical applications. The step‐by‐step procedure used for the parameter calibration is described. The model is finally evaluated using a comprehensive set of experimental data for the thermo‐mechanical behaviour of an unsaturated compacted silt. Copyright © 2011 John Wiley & Sons, Ltd.     

Experiment and validation of numerical simulation of coupled thermal,hydraulic and mechanical behaviour in the engineered buffer materials

Evaluation of the coupled heat transfer, water flow and stress changes in the engineered clay barrier is an important issue in the performance assessment of the high‐level radioactive waste disposal. To demonstrate the function of the engineered barrier system, the large‐scale experiment is conducted, which is called Big Bentonite facility (BIG‐BEN). The facility consists of an electric heater surrounded by glass beads, carbon steel overpack, buffer material and man‐made rock. The buffer is a mixture of bentonite and sand. The heater is operated at 0·8 kW. Water is injected from the interface between the buffer and the man‐made rocks at the pressure of 0·05 MPa. The duration of the experiment is 20 months. The change in temperature and swelling pressure are continuously monitored and gravimetric water content is measured by sampling. The coupled thermal, hydraulic and mechanical processes are simulated with a finite element code THAMES, which can simulate the fully coupled phenomena in the saturated and unsaturated clay under anisothermal condition. To examine the validity of the code, all the parameters used in the model are evaluated from the other laboratory tests. The simulated results are compared with the measured ones without calibration of the parameter values using the results from the BIG‐BEN experiment. It can be concluded that the changes in temperature and gravimetric water content within the buffer can be simulated reasonably well and that the mechanical effect such as swelling pressure is difficult to realize. Copyright © 2000 John Wiley & Sons, Ltd.     

Constitutive modeling of unsaturated aggregated soils

A coupled water retention–mechanical constitutive model for unsaturated aggregated soils is presented here. Based on the multi‐scale experimental results, the model incorporates the inter‐particle bonding, fabric and partial saturation effects in a single framework. It is formulated within the framework of hardening elasto‐plasticity and is based on the critical state concept. Prior to model validation, we evaluate the model parameters and propose determination procedures for the main new parameters. Finally, the model is examined for its capability in simulating the experimental results of aggregated and bonded soils. Results of these simulations show that the model addresses the most features arising from the combined effects of soil structure and partial saturation. Copyright © 2010 John Wiley & Sons, Ltd.     

Limitations of suction‐controlled triaxial tests in the characterization of unsaturated soils

Behavior of unsaturated soils is influenced by many factors, and the influences of these factors are usually coupled together. Suction‐controlled triaxial (SCTX) tests are considered to allow researchers to investigate influences of individual variables on unsaturated soils under specified stress path with controls of stresses, pore water, and air pressures. In the past 50 years, SCTX testing method has been established as a standard approach to characterize constitutive behavior of unsaturated soils. Most important concepts for modern unsaturated soil mechanics were developed upon results from the SCTX tests. Among these, one of the most important contributions in the constitutive modeling of elasto‐plastic behavior for unsaturated soils is the Barcelona basic model (BBM) proposed by Alonso et al. in 1990. The BBM successfully explained many features of unsaturated soils and received extensive acceptance. However, the SCTX tests are designed based upon the divide‐and‐conquer approach in which an implicit assumption is used: soil behavior is stress‐path independent. However, it is well‐established that unsaturated soil behavior is elasto‐plastic and stress‐path dependent. It is found that the SCTX tests in fact cannot control the stress path of an unsaturated soil during loading. This incapability, in combination with complicated loading/collapse behavior of unsaturated soils, makes the SCTX tests for characterizing unsaturated soil questionable. This paper discusses the limitations of the SCTX tests in the characterization of unsaturated soils. A possible solution to the problem was proposed based on a newly developed modified state surface approach. The discussions are limited for isotropic conditions. Copyright © 2015 John Wiley & Sons, Ltd.     

Geoenvironmental Testing

Geoenvironmental concerns involve unsaturated soils in problems like soil contamination, waste disposal and ground-atmosphere interactions. This paper deals with the two first points. To tackle geoenvironmental problems in unsaturated soils, it is necessary to identify experimentally the retention and transfer phenomena that govern the movements of fluids and chemical species in the unsaturated soil. Some of the experimental techniques used in unsaturated soils can be adapted to face these problems, but extensions accounting for the various physico-chemical processes involved in soil contamination and waste disposal are necessary, including temperature effects and the mechanical couplings resulting from the changes in temperature and chemical concentrations. After an introduction to the geoenvironmental problems that are related to unsaturated soils, the paper presents a series of experimental developments carried out in relation to retention and transfer properties of water (pure or with dissolved species), hydrocarbons and gas, also accounting for temperature effects and chemical effects. The techniques presented are applicable to soil contamination and waste disposal, with a special concern addressed to nuclear waste disposal, in which the effects of desaturation of the geological barrier together with the unsaturated nature of compacted engineered barriers appeared to be quite important.     

Three dimensional numerical simulation of residential building on shrink–swell soils in response to climatic conditions

Shrink–swell soils can cause distresses in buildings, and every year, the economic loss associated with this problem is huge. This paper presents a comprehensive system for simulating the soil–foundation–building system and its response to daily weather conditions. Weather data include rainfall, solar radiation, air temperature, relative humidity, and wind speed, all of which are readily available from a local weather station or the Internet. These data are used to determine simulation flux boundary conditions. Different methods are proposed to simulate different boundary conditions: bare soil, trees, and vegetation. A coupled hydro‐mechanical stress analysis is used to simulate the volume change of shrink–swell soils due to both mechanical stress and water content variations. Coupled hydro‐mechanical stress‐jointed elements are used to simulate the interaction between the soil and the slab, and general shell elements are used to simulate structural behavior. All the models are combined into one finite element program to predict the entire system's behavior. This paper first described the theory for the simulations. A site in Arlington, Texas, is then selected to demonstrate the application of the proposed system. Simulation results are shown, and a comparison between measured and predicted movements for four footings in Arlington, Texas, over a 2‐year period is presented. Finally, a three‐dimensional simulation is made for a virtual residential building on shrink–swell soils to identify the influence of various factors. Copyright © 2015 John Wiley & Sons, Ltd.     

A numerical model simulating reactive transport and evolution of fracture permeability

A numerical model is presented to describe the evolution of fracture aperture (and related permeability) mediated by the competing chemical processes of pressure solution and free‐face dissolution/precipitation; pressure (dis)solution and precipitation effect net‐reduction in aperture and free‐face dissolution effects net‐increase. These processes are incorporated to examine coupled thermo‐hydro‐mechano‐chemo responses during a flow‐through experiment, and applied to reckon the effect of forced fluid injection within rock fractures at geothermal and petroleum sites. The model accommodates advection‐dominant transport systems by employing the Lagrangian–Eulerian method. This enables changes in aperture and solute concentration within a fracture to be followed with time for arbitrary driving effective stresses, fluid and rock temperatures, and fluid flow rates. This allows a systematic evaluation of evolving linked mechanical and chemical processes. Changes in fracture aperture and solute concentration tracked within a well‐constrained flow‐through test completed on a natural fracture in novaculite (Earth Planet. Sci. Lett. 2006, in press) are compared with the distributed parameter model. These results show relatively good agreement, excepting an enigmatic abrupt reduction in fracture aperture in the early experimental period, suggesting that other mechanisms such as mechanical creep and clogging induced by unanticipated local precipitation need to be quantified and incorporated. The model is applied to examine the evolution in fracture permeability for different inlet conditions, including localized (rather than distributed) injection. Predictions show the evolution of preferential flow paths driven by dissolution, and also define the sense of permeability evolution at field scale. Copyright © 2006 John Wiley & Sons, Ltd.     

Three‐dimensional elasto‐plastic model for unsaturated compacted soils with different initial densities

This paper presents an elasto‐plastic model for unsaturated compacted soils and experimental results obtained from a series of suction‐controlled triaxial tests on unsaturated compacted clay with different initial densities. The initial density dependency of the compacted soil behaviour is modelled by establishing experimental relationships between the initial density and the corresponding yield stress and thereby between the initial density and the location and slope of normal compression line. The model is generalized to three‐dimensional stress states by assuming that the shapes of the failure surface and the yield surface in the deviatoric plane are given by the extended SMP criterion. A considerable number of the isotropic compression, triaxial compression and extension tests on unsaturated compacted clay with different initial densities were performed using a suction‐controllable triaxial apparatus, to measure the stress–strain–volume change in different stress paths and wetting paths. The model has well‐predicting capabilities to reproduce the mechanical behaviour of specimens compacted under different conditions not only in isotropic compression but also in triaxial compression and triaxial extension. Copyright © 2003 John Wiley & Sons, Ltd.     

A hypoplastic model for mechanical response of unsaturated soils

A new constitutive model is developed for the mechanical behaviour of unsaturated soils based on the theory of hypoplasticity and the effective stress principle. The governing constitutive relations are presented and their application is demonstrated using several experimental data from the literature. Attention is given to the stiffening effect of suction on the mechanical response of unsaturated soils and the phenomenon of wetting‐induced collapse. All model parameters have direct physical interpretation, procedures for their quantification from test data are highlighted. Quantitative predictions of the model are presented for wetting, drying and constant suction tests. Copyright © 2008 John Wiley & Sons, Ltd.     

Pseudosection modelling and garnet Lu–Hf geochronology of HP amphibole schists constrain the closure of an ocean basin between the northern and southern Lhasa blocks,central Tibet

The P–T–t path of high‐P metamorphic rocks in subduction zones may reveal valuable information regarding the tectonic processes along convergent plate boundaries. Herein, we present a detailed petrological, pseudosection modelling and radiometric dating study of several amphibole schists of oceanic affinity from the Lhasa Block, Tibet. The amphibole schists experienced an overall clockwise P–T path that was marked by post‐P_max heating–decompression and subsequent isothermal decompression following the attainment of peak high‐P and low‐T conditions (~490°C and 1.6 GPa). Pseudosection modelling shows that the amphibole schists underwent water‐unsaturated conditions during prograde metamorphism, and the stability field of the assemblage extends to lower temperatures and higher pressures within the water‐unsaturated condition relative to water‐saturated model along the prograde path. The high‐P amphibole schists were highly reduced during retrograde metamorphism. Precise evaluation of the ferric iron conditions determined from the different compositions of epidote inclusions in garnet and matrix epidote is crucial for a true P–T estimate by garnet isopleth thermobarometry. Lu–Hf isotope analyses on garnet size separates from a garnet‐bearing amphibole schist yield four two‐point garnet–whole‐rock isochron ages from 228.2 ± 1.2 Ma to 224.3 ± 1.2 Ma. These Lu–Hf dates are interpreted to constrain the period of garnet growth and approximate the timing of prograde metamorphism because of the low peak metamorphic temperature of the rock and the well‐preserved Mn/Lu growth zoning in garnet. The majority of zircon U–Pb dates provide no constraints on the timing of metamorphism; however, two concordant U–Pb dates of 222.4 ± 3.9 Ma and 223.3 ± 4.2 Ma were obtained from narrow and uncommon metamorphic rims. Coexistence of zircon and sphene in the samples implies that the metamorphic zircon growth was likely assisted by retrogression of rutile to sphene during exhumation. The near coincident radiometric dates of zircon U–Pb and garnet Lu–Hf indicate rapid burial and exhumation of the amphibole schists, suggesting a closure time of c. 224–223 Ma for the fossil ocean basin between the northern and southern Lhasa blocks.     

利用溢出量数据确定非饱和土-水力学参数

在Wei & Muraleetharan基于非饱和土两相流交界面上的动态相容条件提出的多孔介质热动力学混合物理论模型基础上,推导出能描述溢出量与时间关系的溢出量演化方程。根据溢出量演化方程,结合一定变化规律的基质吸力序列,建立了给定基质吸力序列作用下利用多步流动试验瞬态溢出量数据确定非饱和土-水力学参数的方法。通过对低液限粉土、低液限黏土的多步流动试验研究发现,利用瞬态溢出量数据的拟合来确定非饱和土-水力学参数的方法而得到的各基质吸力作用下试样饱和度和渗透系数预估值,与联合测试系统测得的各基质吸力作用下试样的饱和度及渗透系数接近。     

A kinematic hardening based model for unsaturated soils considering different hydraulic conditions

At present, several of the existing elastoplastic constitutive models are adapted for describing the stress–strain behavior of unsaturated soils. However, most of them present certain limitations in this field. These limitations can be related to the basic model and/or added unsaturated state variables and formulations. In this regard, inability to model the hydro‐mechanical behavior in constant water (CW) conditions is an example of these limitations. In this paper, an advanced version of CJS model is selected for adaptation to the unsaturated states. Adaptation to unsaturated states is achieved in the framework of effective stress approach. Effective stress equation and unsaturated state variables are selected based on the recent research existing in the literature. The developed model is capable of describing the complex behavior of unsaturated soil in the CW condition in addition to predicting the behavior at failure and post–failure, nonlinear elastoplastic behavior at low levels of stress and strain (by selecting a very small elastic domain), as well as wetting and collapse behaviors. In order to validate the model, results of triaxial tests in CD and CW conditions are used. The validation results indicate the good capability of the proposed model. Behavior of the unsaturated soils during wetting is an important issue. For this reason, the model is also evaluated based on the results of wetting and collapse triaxial tests. A comparison between the tests and simulation results shows that the model is able to predict the soil behavior under the wetting path. Copyright © 2016 John Wiley & Sons, Ltd.