跨流域供水水库群联合调度规则研究

针对跨流域供水水库群联合调度存在的主从递阶结构,提出了调水规则和供水规则相结合的跨流域供水水库群联合调度规则。其中,调水规则由一组基于各水库蓄水量的调水控制线表示,根据其间的相对位置关系,决定是否调水,调水量如何分配等;供水规则由各库供水调度图表示,对应于不同用水户的限制供水线将水库的兴利库容分为若干调度区。建立了适合于主从递阶结构的水库群联合调度二层规划模型,采用并行种群混合进化的粒子群算法对模型进行求解。中国北方某大型跨流域调水工程的实例研究证明了模型的合理性和有效性。     

Simulation-optimization model of reservoir operation based on target storage curves

This paper proposes a new storage allocation rule based on target storage curves. Joint operating rules are also proposed to solve the operation problems of a multi-reservoir system with joint demands and water transfer-supply projects. The joint operating rules include a water diversion rule to determine the amount of diverted water in a period, a hedging rule based on an aggregated reservoir to determine the total release from the system, and a storage allocation rule to specify the release from each reservoir. A simulation-optimization model was established to optimize the key points of the water diversion curves, the hedging rule curves, and the target storage curves using the improved particle swarm optimization （IPSO） algorithm. The multi-reservoir water supply system located in Liaoning Province, China, including a water transfer-supply project, was employed as a case study to verify the effectiveness of the proposed join operating rules and target storage curves. The results indicate that the proposed operating rules are suitable for the complex system. The storage allocation rule based on target storage curves shows an improved performance with regard to system storage distribution.     

Simulation and Optimization of Multi-Reservoir Operation in Inter-Basin Water Transfer System

Inter-basin water transfer projects are usually considered as one of the most effective facilities to balance the non-uniform temporal and spatial distribution of water resources and water demands by diverting water from surplus to deficient area. However, the operation of these projects are always daunting, especially for projects with multi-donor reservoirs but only one recipient reservoir. In this study, a set of water transfer rule curves are firstly proposed to determine when, where and how much water should be diverted from each donor reservoir. In addition, a simulation-optimization model with the objective to minimize both water shortage risk and vulnerability is established to derive the optimal operation rule curves. Following that, the new transfer rules are applied to provide guidelines for the operation of a water transfer-supply project with two donor reservoirs in central China. The effects of water diversion on each reservoir are evaluated under different scenarios including no diversion, diversion from the donor reservoir with relatively sufficient water, diversion from the donor reservoir with relatively limited water, and diversion from both donor reservoirs. The results show the advantages of improving the performance of whole water diversion system and demonstrate the feasibility of the proposed approach.     

跨流域引水后受水水库引水与供水联合调度研究

针对跨流域引水工程中受水水库引水与供水联合调度问题，建立了供水量最大与引水效率最高的多目标联合调度模型，并将其分解成两个单目标调度模型，应用长系列模拟优化的方法， 求解受水水库引水与供水联合调度图及其调度规则。以大伙房水库输水应急入连工程规划为基础，采用本文建立的模型方法对其受水水库碧流河水库进行实例研究，先后求解引水后水库最大可供水量以及如何高效引水的问题。结果表明，进行联合优化调度后，可提高跨流域引水的有效性，从而增加受水水库的综合效益。     

A Novel Optimization Method for Multi-Reservoir Operation Policy Derivation in Complex Inter-Basin Water Transfer System

Joint operation of multiple reservoir system in inter-basin water transfer-supply project is a complex problem because of the complicated structure and cooperated operation policy. The combination of high-dimensional, multi-peak and multiple constraints makes it incredibly difficult to obtain the optimal rule curves for multi-reservoir operation. In view of this, we constructed a joint optimization operation model, considering both water supply and transfer, and proposed the concept of “shape constraints”. To obtain the solution of this high-dimensional optimization model, a novel progressive optimum seeking method, namely Progressive Reservoir Algorithm-Particle Swarm Optimization (PRA-PSO), is presented based on the nature of progressive optimization algorithm (POA) and standard particle swarm optimization (PSO). The water transfer project in northeast China, consisting of three routes eight reservoirs, is selected as a case study. The results show that (1) PRA-PSO is yielding much more promising results when compared with other optimization techniques; (2) shape constraints would narrow the scope of feasible solution area but increase the convergence of algorithm; (3) because of the strong interaction between water transfer and water supply action, the progressive setting of PRA-PSO should be in accordance with the order of reservoir water transfer. The case study indicates the novel optimization method could effectively increase the chance of jumping out of local optimal points, thereby searching for better solutions.     

南水北调中线水源工程调水管理研究

跨流域调水工程的管理与运营包含了技术、经济、环境、社会等多行业和多学科的许多复杂问题,如何进行合理运行、科学调度和有效管理,是实现跨流域调水工程项目最终规划目标和获得最大综合效益的重要因素。本文介绍了国内外对跨流域调水工程管理体制的一些做法和探索性研究,分析了国内外调水工程的成功经验和存在的问题,并针对南水北调中线水源工程调水管理提出研究思路,供借鉴。     

Optimization of Multi-Reservoir Operating Rules for a Water Supply System

To obtain the optimal releases of the multi-reservoir system, two sets of joint operating rules (JOR-I and JOR-II) are presented based on the aggregation-disaggregation approach and multi-reservoir approach respectively. In JOR-I, all reservoirs are aggregated to an equivalent reservoir, the operating rules of which, the release rule of the system is optimized following operating rule curves coupled with hedging rules. Then the system release is disaggregated into each reservoir according to water supply priorities and the dynamic demand partition approach. In JOR-II, a two-stage demand partition approach is applied to allocate the different demand priorities to determine the release from each reservoir. To assess the reliability and effectiveness of the joint operating rules, the proposed rules are applied to a multi-reservoir system in Liaoning province of China. Results demonstrate that JOR-I is suitable for high-dimensional multi-reservoir operation problems with large-scale inflow data, while JOR-II is suitable for low-dimensional multi-reservoir operation problems with small-scale inflow data, and JOR-II performs better than JOR-I but requires more computation time. The research provides guidelines for the management of multi-reservoir system.     

跨流域水库群最优调供水过程耦合研究

为了有效描述和求解跨流域水库群最优调供水过程,本文建立了基于0-1规划方法的水库群最优化调度模型,统一考虑并最终确定了最优调供水过程。为减少模型单次求解的变量数目,同时增加算法全局搜索的能力,本文借用逐步优化算法思想,对传统粒子群进行改进,提出了逐步优化粒子群算法(PRA-PSO)对模型进行求解。最后,通过中国北方某大型跨流域调水工程的实例研究分析了模型的合理性和有效性。最优调供水过程的确定不仅可为采用隐随机优化方法确定跨流域水库群调水规则和供水规则提供最优化样本过程,而且对跨流域调水工程调度运行评价具有重要意义。     

长江上游控制性水库群联合调度及水资源影响分析

针对长江上游控制性水库群联合调度问题,建立了大规模混联水库群联合优化调度模型,并提出离散微分动态规划(DDDP)和逐步优化算法(POA)相结合的混合方法,实现大规模混联梯级水库群联合优化调度问题的高效求解。在此基础上,结合流域长系列历史径流资料,进行了长江上游控制性梯级水库群调度模拟,分析了联合调度的发电效益;并在此基础上,结合相关研究成果,探究并分析了梯级水库群建成投运后,联合调度对流域水资源的影响。成果表明,梯级水库群的建成及联合调蓄对于长江中下游枯水期的流量补偿效益十分明显,供水、航运以及压咸补淡等综合效益十分显著。     

考虑湖泊调蓄的引江济淮工程旬水量调度方案

为挖掘引江济淮工程沿线湖泊调蓄能力在保障供水、降低泵站输水能耗方面的潜力,开展考虑湖泊调蓄的 跨流域调水工程旬水量调度研究,构建考虑湖泊调蓄的泵站-湖泊多目标旬水量优化调度模型,并采用遗传算法进 行求解,以制定满足用水单元缺水量最少、泵站能耗最小和湖泊不平衡量最小的泵站-湖泊联合调度方案。分析 引江济淮工程调度运行的不同典型运行工况,以自流引江工况为例讨论考虑湖泊调蓄的旬水量调度方案的优势。 结果表明,考虑湖泊调蓄的调度方案能有效提高供水保证率、降低泵站总输水能耗,可为引江济淮工程运行调度 提供决策支撑。     

调水工程调水规模分析

采用跨流域调水工程是解决资源性缺水的重要手段。跨流域调水工程规模的确定,既关系到调出区未来发展对水资源的需求问题,也关系到工程建设的经济合理性问题。本文结合某跨流域调水工程实例,通过调出水资源量分析,调水规模与供水量关系分析,以及调水规模单方水投资分析。确定经济合理的工程规模。     

跨流域水库群最优调供水过程耦合研究

为了有效描述和求解跨流域水库群最优调供水过程,本文建立了基于0-1规划方法的水库群最优化调度模型,统一考虑并最终确定了最优调供水过程。为减少模型单次求解的变量数目,同时增加算法全局搜索的能力,本文借用逐步优化算法的思想,对传统粒子群进行改进,提出了逐步优化粒子群算法（PRA-PSO）对模型进行求解。最后,通过中国北方某大型跨流域调水工程的实例研究分析了模型的合理性和有效性。最优调供水过程的确定不仅可为采用隐随机优化方法确定跨流域水库群调水规则和供水规则提供最优化样本过程,而且对跨流域调水工程调度运行评价具有重要意义。     

Consideration of Trends in Evaluating Inter-basin Water Transfer Alternatives within a Fuzzy Decision Making Framework

Evaluation of water supply schemes is an essential task for meeting the goals of inter-basin water transfer project system management. In general, water supply operation involves multi-objective and multifactor optimization and decision. In recent years, multicriterion decision making (MCDM) has emerged as an effective methodology due to its ability to combine quantitative and qualitative criteria for selection of the best alternative. This paper presents a new optimization method using fuzzy pattern recognition to appraise the water supply decision schemes in inter-basin diversion systems. The proposed method is capable to incorporate not only the will of the decision-makers but also the future development trend of water resources and water supply demand and makes the optimization results more reasonable and applicable. One case study for the Xi-River-to -Tanghe Reservoir Water Transfer Project System in China is presented to demonstrate the application of this method.     

南水北调中线在线调蓄工程分析

南水北调中线工程已经开工建设,但作为跨流域长距离调水的特大型工程,因沿线没有调蓄工程,对沿线众多用水户的供水安全将极为不利.从地理位置和水位高程关系看,选用瀑河水库将是南水北调中线上理想的在线调蓄工程,尤其对于集中收水的北京、天津两大用水户提高供水保证率,增加用水安全性是十分重要的举措.     

Multi-reservoir Operation Rules: Multi-swarm PSO-based Optimization Approach

Reservoir operation rules are intended to help an operator so that water releases and storage capacities are in the best interests of the system objectives. In multi-reservoir systems, a large number of feasible operation policies may exist. System engineering and optimization techniques can assist in identifying the most desirable of those feasible operation policies. This paper presents and tests a set of operation rules for a multi-reservoir system, employing a multi-swarm version of particle swarm optimization (MSPSO) in connection with the well-known HEC-ResPRM simulation model in a parameterization–simulation–optimization (parameterization SO) approach. To improve the performance of the standard particle swarm optimization algorithm, this paper incorporates a new strategic mechanism called multi-swarm into the algorithm. Parameters of the rule are estimated by employing a parameterization–simulation–optimization approach, in which a full-scale simulation model evaluates the objective function value for each trial set of parameter values proposed with an efficient version of the particle swarm optimization algorithm. The usefulness of the MSPSO in developing reservoir operation policies is examined by using the existing three-reservoir system of Mica, Libby, and Grand Coulee as part of the Columbia River Basin development. Results of the rule-based reservoir operation are compared with those of HEC-ResPRM. It is shown that the real-time operation of the three reservoir system with the proposed approach may significantly outperform the common implicit stochastic optimization approach.     

实现跨流域和谐调水支撑性技术研究

跨流域调水直接关系到调水区与受水区的经济社会发展和当地居民生产生活,和谐调水直接关系到工程的可实施性。工程的规划、实施需要从整体方面系统考虑社会效益和经济效益。本文结合南水北调工程设计,就跨流域和谐调水规划设计中需要重点研究的技术问题进行了概要介绍。     

考虑生态流量分级约束的跨流域引水与供水优化调度研究

针对大型引水工程由于改变了河流自然流态,受水城区生产生活用水与生态环境用水矛盾突出的问题,将大伙房输水工程与大伙房水库供水联合优化调度作为典型案例,以浑江下游与大伙房水库地区用水需求、环境流态因子为优化子目标,引入3个引水比例与36个旬水库蓄水量共39个决策变量,采用遗传算法搜寻引水比例与水库蓄水量最佳解。结果表明:优化方案平均年引水量为17 242万 m³,比原计划引水量少638万 m³,对浑江流域生产生活用水、生态环境用水与大伙房水库生态环境用水之间的矛盾有显著改善;依据整体生产生活缺水与整体环境流态因子的权重,设定了多种模型子目标的权重分配组合,能够恰当地反映缺水量与环境流态因子两者间的相关性,水库调度运行管理者可以根据需要调整权重,获得满足需水条件的引水比例与水库蓄水规线。研究成果可以为大型水利工程运行管理决策提供参考。     

跨流域调水工程供水调度运行初探

跨流域调水工程是我国的大型基础设施建设，其供水调度是一个极其复杂的问题，涉及运行机制、技术运用、市场运作等多种问题。结合对跨流域调水工程调度特点和我国跨流域调水工程存在问题的分析，提出了跨流域调水工程应实行政府管理与市场运作双重运行机制．应在遵循利益最大化原则的同时，兼顾区域和谐原则、国家利益和个体利益相结合的原则和公益性与经营性的统一．并据此提出了跨流域调水工程供水调度的研究思路。     

Research on Scale Demonstration Technology of Inter Basin Water Transfer Project in Agricultural Irrigation

Inter-basin water transfer projects are powerful measures for resolving the uneven distribution of water resources, but their scale directly affects the associated investment and income. Therefore, determining the scale of an inter-basin water transfer project is essential. Based on the inter-basin agricultural water transfer project in the Sanjiang Plain, Northeast China, combined with the suitable development scale of the irrigation area with the joint allocation of existing water sources, this research proposes a technique to demonstrate the scale of an inter-basin water transfer project based on dynamic trial feedback under the condition of the optimization method of despiking of the groundwater allocation; the water transfer project scale is demonstrated for each section in reverse order. According to the water demand prediction results in the study area, the scale of water transfer project BC is demonstrated, and the scale of water transfer project AB is demonstrated on the basis of the BC scale. The final AB and BC water transfer scales decrease by 15% and 13%, respectively; compared with the conventional method under the premise that the water supply guarantee rate is 75%. When the water is transferred, the process is stable, and the utilization rate of the canal is high, thereby saving investment funds and facilitating project scheduling and management.