Optimal transmission strategies and impact of correlation in multiantenna systems with different types of channel state information

We study the optimal transmission strategy of a multiple-input single-output (MISO) wireless communication link. The receiver has perfect channel state information (CSI), while the transmitter has different types of CSI, i.e., either perfect CSI, or no CSI, or long-term knowledge of the channel covariance matrix. For the case in which the transmitter knows the channel covariance matrix, it was recently shown that the optimal eigenvectors of the transmit covariance matrix correspond with the eigenvectors of the channel covariance matrix. However, the optimal eigenvalues are difficult to compute. We derive a characterization of the optimum power allocation. Furthermore, we apply this result to provide an efficient algorithm which computes the optimum power allocation. In addition to this, we analyze the impact of correlation on the ergodic capacity of the MISO system with different CSI schemes. At first, we justify the belief that equal power allocation is optimal if the transmitter is uninformed and the transmit antennas are correlated. Next, we show that the ergodic capacity with perfect CSI and without CSI at the transmitter is Schur-concave, i.e., the more correlated the transmit antennas are, the less capacity is achievable. In addition, we show that the ergodic capacity with covariance knowledge at the transmitter is Schur-convex with respect to the correlation properties. These results completely characterize the impact of correlation on the ergodic capacity in MISO systems. Furthermore, the capacity loss or gain due to correlation is quantified. For no CSI and perfect CSI at the transmitter, the capacity loss due to correlation is bounded by some small constant, whereas the capacity gain due to correlation grows unbounded with the number of transmit antennas in the case in which transmitter knows the channel covariance matrix. Finally, we illustrate all theoretical results by numerical simulations.     

On Noncoherent MIMO Channels in the Wideband Regime: Capacity and Reliability

We consider a multiple-input multiple-output (MIMO) wideband Rayleigh block-fading channel where the channel state is unknown to both the transmitter and the receiver and there is only an average power constraint on the input. We compute the capacity and analyze its dependence on coherence length, number of antennas and receive signal-to-noise ratio (SNR) per degree of freedom. We establish conditions on the coherence length and number of antennas for the noncoherent channel to have a "near-coherent" performance in the wideband regime. We also propose a signaling scheme that is near-capacity achieving in this regime. We compute the error probability for this wideband noncoherent MIMO channel and study its dependence on SNR, number of transmit and receive antennas and coherence length. We show that error probability decays inversely with coherence length and exponentially with the product of the number of transmit and receive antennas. Moreover, channel outage dominates error probability in the wideband regime. We also show that the critical as well as cutoff rates are much smaller than channel capacity in this regime     

过时CSI下全双工中继辅助D2D网络的物理层安全

中继辅助终端直通（devicetodevice,D2D）网络通过与蜂窝网络共享频谱提高D2D用户的频谱效率和蜂窝用户（cellular user,CU）的物理层安全性。为进一步改善其性能,可以在基站和D2D链路的中继节点采用天线选择以及在中继节点采用全双工技术。然而,由于存在反馈时延和移动性,用于蜂窝链路和所有D2D链路天线选择的信道状态信息（channelstateinformation,CSI）均可能是过时的,针对该场景下的物理层安全性和可靠性问题,提出一种主动窃听和过时CSI场景下基站和中继节点均采用发射天线选择的全双工中继辅助D2D网络安全模型,推导CU的中断概率、遍历容量、非零安全容量概率、安全中断概率、渐近安全中断概率的解析表达式。数值计算与仿真结果均表明,基站发射天线数、中继干扰天线数越多,CU的安全性能越好;过时的CSI会降低CU的中断性能和安全性能。     

基于信道相关性的物理层安全性能分析

针对物理层安全研究中主窃信道具有相关性的场景,研究了主窃信道间的相关性对系统安全性能产生的影响,推导得到了遍历保密容量及中断概率的精确计算式,以及主窃信道的信道状态差异较大和较小这2种场景下的渐近计算式,并通过仿真验证了理论分析的正确性。研究结果表明,信道相关性会造成遍历保密容量的损失,但信道相关性强并不一定表明通信中断概率大。当目标速率设置合理时,信道相关性的影响与接收端平均信噪比有关,在高信噪比区域,强相关性会降低中断概率;在低信噪比区域,强相关性会增大中断概率;在中信噪比区域内,相关性几乎不影响系统的中断概率。基于上述结论,可以根据接收端信噪比、信道增益比、相关性等条件合理地设置系统参数,维护系统的安全性能。     

Ergodic capacity and outage probability optimization for secondary user in cognitive radio networks under interference outage constraint

This paper considers a cognitive radio network where a secondary user (SU) coexists with a primary user (PU). The interference outage constraint is applied to protect the primary transmission. The power allocation problem to jointly maximize the ergodic capacity and minimize the outage probability of the SU, subject to the average transmit power constraint and the interference outage constraint, is studied. Suppose that the perfect knowledge of the instantaneous channel state information (CSI) of the interference link between the SU transmitter and the PU receiver is available at the SU, the optimal power allocation strategy is then proposed. Additionally, to manage more practical situations, we further assume only the interference link channel distribution is known and derive the corresponding optimal power allocation strategy. Extensive simulation results are given to verify the effectiveness of the proposed strategies. It is shown that the proposed strategies achieve high ergodic capacity and low outage probability simultaneously, whereas optimizing the ergodic capacity (or outage probability) only leads to much higher outage probability (or lower ergodic capacity). It is also shown that the SU performance is not degraded due to partial knowledge of the interference link CSI if tight transmit power constraint is applied.     

On the capacity of multiuser wireless channels with multiple antennas

The advantages of multiuser communication, where many users are allowed to simultaneously transmit or receive in a common bandwidth, are considered for multiple-antenna systems in a high signal-to-noise ratio (SNR) regime. Assuming channel state information at receiver (CSIR) to be available, the ergodic capacity is characterized for both unbiased and biased channels, and the quantitative capacity gain of a multiple-antenna multiuser system is analyzed for multiple-access channels. For highly biased (correlated) channels, a multiuser system is shown to be inherently superior to a single-user system (a time- or frequency-division multiple-access (TDMA or FDMA) based system) due to the underlying multiuser diversity, and the sum capacity is shown to scale linearly with the number of antennas. For unbiased channels, the characteristics of ergodic capacity are shown to transfer to outage capacity when a large degree of space diversity exists, and to deterministic capacity when the number of receive antennas is large. Also, a brief discussion on the multiuser multiple-antenna communication in broadcast channel is provided.     

Delay-limited capacity: multiple antennas, moment constraints, and fading statistics

Different performance measures are an important mean in order to analyze and design wireless communications systems. Examples of common performance measures are the ergodic capacity, the outage capacity, and the average mean-square error (MSE). In this work, we study the delay-limited capacity (DLC). The DLC depends on the properties of the fading channel, e.g. on the spatial correlation and on the line-of-sight (LOS) component. In this letter, we derive the DLC for the general class of parallel fading channels, including the multiple antenna channels under moment and long-term power constraint. We prove that the DLC is Schur-concave with respect to the spatial correlation in single-input multiple-output (SIMO), and multiple-input single-output (MISO). Bounds for the DLC of multiple-input multiple-output (MIMO) and parallel fading channels are derived and the impact of the the mean component and spatial correlation on these bounds is characterized.     

Analytical modelling of multiservice switching networks with multiservice sources and resource management mechanisms

In this paper, we presents an analytical link capacity and outage performance analysis of downlink multiuser diversity (MUD) in multiple-input multiple-output (MIMO) system employing maximal-ratio combining (MRC) with transmit antenna selection (TAS) in the presence of imperfect channel state information (CSI) due to feedback delay over Rayleigh fading channels. The unified achievable analysis is appropriate for MUD–MIMO with TAS/MRC systems in which effective output signal-to-noise ratio (SNR) is specified as highest order statistic of chi-square distribution. Based on this framework, the closed-form channel capacity and outage probability expressions are examined for the MUD–MIMO exploiting TAS/MRC with normalized SNR based scheduling in heterogeneous wireless networks. Further, we derive approximate upper bound capacity as well as capacity at high SNR and low SNR region under delayed feedback CSI. The upper and lower bound of outage probability under delayed feedback CSI is also evaluated. Thereafter the impact of feedback delay and antenna structures with significance on the consideration of MUD on the performance of the system has been analyzed.     

Degrees of freedom of MIMO interference channel with distributed space-time interference alignment

In the context of K-user MIMO interference channel (IC),achievable degrees of freedom (DoF) were investigated with distributed space-time interference alignment (DSTIA).By precoding with distributed current and outdated channel state information at the transmitters (CSIT),new tradeoff regions between achievable DoF and CSI feedback delay/frequency were achieved for MISO system.The impact of the number of transmit antennas on achievable DoF in the MISO system was analyzed,revealing that DoF results approach to the outer bound as the number of transmit antennas increases.Further,the impact of the number of receive antennas on achievable DoF was characterized,deriving the range of CSI feedback delay that preserves achievable DoF in the MIMO system.Theoretical and numerical analyses show that,the proposed DSTIA scheme can achieve better sum-DoFs by eliminating inter-user interference perfectly,tighten the gap between achievable DoF and outer bound,as well as improve the achievable rate of the system.     

相关信道下MIMO信道容量优化算法的研究

该文研究MIMO系统收发端天线采用均匀线阵且放置空间有限,存在相关衰落时信道容量的优化方法。采用规范化信道模型,分析了信道相关性对平均信道容量和最优信号协方差矩阵的影响,推导了最优协方差矩阵的一阶条件;利用Jensen's不等式确定了信道容量的上界,给出了闭式解,并对相关信道下信号的传输模式进行了讨论。仿真结果表明,采用该优化方法,在各种SNR下,其平均容量接近Jensen's上界;得出信道相关程度对信道平均容量的影响依赖于信噪比的结论。     

Spatial multiplexing with transmit antenna and constellation selection for correlated MIMO fading channels

We consider spatial multiplexing systems in correlated multiple-input multiple-output (MIMO) fading channels with equal power allocated to each transmit antenna. Under this constraint, the number and subset of transmit antennas together with the transmit symbol constellations are determined assuming knowledge of the channel correlation matrices. We first consider a fixed data rate system and vary the number of transmit antennas and constellation such that the minimum margin in the signal-to-noise ratio (SNR) is maximized for linear and Vertical Bell Laboratories Layered Space-Time (V-BLAST) receivers. We also derive transmit antenna and constellation selection criteria for a successive interference cancellation receiver (SCR) with a fixed detection order and a variable number of bits transmitted on each substream. Compared with a system using all available antennas, performance results show significant gains using a subset of transmit antennas, even for independent fading channels. Finally, we select a subset of transmit antennas to maximize data rate given a minimum SNR margin. A lower bound on the maximum outage data rate is derived. The maximum outage data rate of the SCR receiver is seen to be close to the outage channel capacity.     

反馈时延对闭环多天线系统性能的影响

该文研究了在时间相关信道下反馈时延对基于天线选择闭环多天线系统性能的影响。在这种系统中,接收端根据瞬时最大信噪比准则选择发射端天线,并把选定天线信息通过反馈链路传送给发射端来进行天线选择。文中分析了在时变信道下反馈时延对系统平均容量、容量中断概率及在BPSK调制下系统的误比特率的影响,给出了其关系的解析表达式,数值仿真证明了理论分析的正确性。     

Optimal Successive Group Decoders for MIMO Multiple-Access Channels

We consider a slow-fading narrowband multiple-input multiple-output (MIMO) multiple-access channel (MAC) in which multiple users, each equipped with multiple transmit antennas, communicate to a receiver equipped with multiple receive antennas. The users are unaware of the channel state information (CSI) whereas the receiver has perfect CSI and employs a successive group decoder (SGD). We obtain achievable outage probabilities for the case where an outage must be declared simultaneously for all users (common outage) as well as the case where outages can be declared individually for each user (individual outage). We then derive the optimum successive group decoder (OSGD) that simultaneously minimizes the common outage probability and the individual outage probability of each user, over all SGDs of permissible decoding complexity. For each channel realization, the OSGD is also shown to maximize the error exponent of the decodable set of users. An adaptive SGD is derived which not only retains the outage optimality of the OSGD but also minimizes the expected decoding complexity. Asymptotically tight (in the limit of high signal-to-noise ratio (SNR)) affine approximations are then obtained for the weighted sum common and individual outage capacities and the symmetric outage capacitiy yielded by the OSGD. Limiting expressions for the relevant capacities as the number of users and the number of receive antennas approach infinity are also obtained and it is shown that the OSGD yields symmetric capacity gains commensurate with the decoding complexity allowed. Simulation results with practical low-density parity-check (LDPC) outer codes show that the OSGD offers significantly improved performance at low decoding complexity.      

Gallager?s Exponent for MIMO Channels: A Reliability-Rate Tradeoff

In this paper, we derive Gallager's random coding error exponent for multiple-input multiple-output (MIMO) Rayleigh block-fading channels, assuming no channel-state information (CSI) at the transmitter and perfect CSI at the receiver. This measure gives insight into a fundamental tradeoff between the communication reliability and information rate of MIMO channels, enabling to determine the required codeword length to achieve a prescribed error probability at a given rate below the channel capacity. We quantify the effects of the number of antennas, channel coherence time, and spatial fading correlation on the MIMO exponent. In addition, the general formulae for the ergodic capacity and the cutoff rate in the presence of spatial correlation are deduced from the exponent expressions. These formulae are applicable to arbitrary structures of transmit and receive correlation, encompassing all the previously known results as special cases of our expressions.     

Limiting performance of block-fading channels with multipleantennas

We derive the performance limits of a radio system consisting of a transmitter with t antennas and a receiver with r antennas, a block-fading channel with additive white Gaussian noise (AWGN), delay and transmit-power constraints, and perfect channel-state information available at both the transmitter and the receiver. Because of a delay constraint, the transmission of a codeword is assumed to span a finite (and typically small) number M of independent channel realizations; therefore, the relevant performance limits are the information outage probability and the “delay-limited” (or “nonergodic”) capacity. We derive the coding scheme that minimizes the information outage probability. This scheme can be interpreted as the concatenation of an optimal code for the AWGN channel without fading to an optimal beamformer. For this optimal scheme, we evaluate minimum-outage probability and delay-limited capacity. Among other results, we prove that, for the fairly general class of regular fading channels, the asymptotic delay-limited capacity slope, expressed in bits per second per hertz (b/s/Hz) per decibel of transmit signal-to-noise ratio (SNR), is proportional to min (t,r) and independent of the number of fading blocks M. Since M is a measure of the time diversity (induced by interleaving) or of the frequency diversity of the system, this result shows that, if channel-state information is available also to the transmitter, very high rates with asymptotically small error probabilities are achievable without the need of deep interleaving or high-frequency diversity. Moreover, for a large number of antennas, delay-limited capacity approaches ergodic capacity     

Characterizing the statistical properties of mutual information in MIMO channels

We consider Gaussian multiple-input multiple-output (MIMO) frequency-selective spatially correlated fading channels, assuming that the channel is unknown at the transmitter and perfectly known at the receiver. For Gaussian codebooks, using results from multivariate statistics, we derive an analytical expression for a tight lower bound on the ergodic capacity of such channels at any signal-to-noise ratio (SNR). We show that our bound is tighter than previously reported analytical lower bounds, and we proceed to analytically quantify the impact of spatial fading correlation on ergodic capacity. Based on a closed-form approximation of the variance of mutual information in correlated flat-fading MIMO channels, we provide insights into the multiplexing-diversity tradeoff for Gaussian code books. Furthermore, for a given total number of antennas, we consider the problem of finding the optimal (ergodic capacity maximizing) number of transmit and receive antennas, and we reveal the SNR-dependent nature of the maximization strategy. Finally, we present numerical results and comparisons between our capacity bounds and previously reported bounds.     

Tight Upper Bound on the Outage Probability of QSTBC

Recently, the statistical properties of the equivalent channel representation of a multiple-input-multiple output (MIMO) system employing rate one quasi-orthogonal space-time block codes (QSTBC) for n _T=2ⁿ, nges2 transmit antennas was characterized. It was shown, that these QSTBC were capable of achieving a significant fraction of the outage mutual information of a MIMO system. In this letter, based on the Minkowski's determinant inequality and the Meijer's G-function we derive an upper bound for the fraction of outage probability achieved with QSTBC for the general case of n_T=2 ⁿ, nges2 transmit antennas. Simulations results show that this bound gets tight for all signal-to-noise-ratios (SNR) values by increasing the number of receive antennas     

Outage Performance of Cognitive AF Relay Networks with Imperfect CSI Based on Geometrical Analysis

This paper studies the outage performance of a cognitive Amplify-and-forward (AF) relay network subject to Rayleigh fading.Under the condition of imperfect Channel state information (CSI) estimations of the links from the secondary system to the Primary user (PU),the closed-form upper and lower bounds of the outage probability are derived through a geometrical analysis method.An asymptotic analysis of the outage probability is also derived in the high Signal-to-noise ratio (SNR) regime to gain additional insights on the system.The simulation results corroborate our theoretical analysis,and the effectiveness of the geometrical analysis method is verified with the conventional approach as a benchmark.The asymptotic results are very tight with the analytical lower bound in the high SNR regime.It also can be observed from the simulation results that the impact of the number of relays as well as the imperfect CSI on the outage probability and the diversity order.     

Capacity of multiple-antenna systems with both receiver and transmitter channel state information

The capacity of multiple-antenna systems operating in Rayleigh flat fading is considered under the assumptions that channel state information (CSI) is available at both transmitter and receiver, and that the transmitter is subjected to an average power constraint. First, the capacity of such systems is derived for the special case of multiple transmit antennas and a single receive antenna. The optimal power-allocation scheme for such a system is shown to be a water-filling algorithm, and the corresponding capacity is seen to be the same as that of a system having multiple receive antennas (with a single transmitter antenna) whose outputs are combined via maximal ratio combining. A suboptimal adaptive transmission technique that transmits only over the antenna having the best channel is also proposed for this special case. It is shown that the capacity of such a system under the proposed suboptimal adaptive transmission scheme is the same as the capacity of a system having multiple receiver antennas (with a single transmitter antenna) combined via selection combining. Next, the capacity of a general system of multiple transmitter and receiver antennas is derived together with an equation that determines the cutoff value for such a system. The optimal power allocation scheme for such a multiple-antenna system is given by a matrix water-filling algorithm. In order to eliminate the need for cumbersome numerical techniques in solving the cutoff equation, approximate expressions for the cutoff transmission value are also provided. It is shown that, compared to the case in which there is only receiver CSI, large capacity gains are available with optimal power and rate adaptation schemes. The increased capacity is shown to come at the price of channel outage, and bounds are derived for this outage probability.     

多中继与多用户选择的中继系统安全性能分析

为了考察使用多中继选择与多用户选择的放大转发（AF）中继系统的物理层安全性能,推导了其在瑞利衰落信道上和联合发送天线选择/接收最大比合并天线分集下的非零安全容量概率和安全中断概率的精确表达式以及在高信噪比下的渐近安全中断概率解析表达式。AF中继系统的非零安全容量概率和安全中断概率的数值计算和仿真结果相吻合,验证了以上理论分析的正确性;分析结果表明,其安全分集增益为源节点发射天线数、最优中继节点接收天线数、中继节点数的三者乘积与最优中继节点发射天线数、最优用户接收天线数、用户数三者乘积之间的最小值,且与窃听信道无关。