Peak power and bandwidth efficient linear modulation

In portable wireless communication systems, power consumption is of major concern. Traditional modulation and coding schemes have been designed from the standpoint of minimizing average power. However, for linear power amplifiers needed for spectrally efficient modulation formats, amplifier efficiency and hence power consumption are determined by the peak power of the transmitted signal. This paper looks into modulation formats which minimize peak power and retain high spectral efficiency. Peak power is broken into a sum (in terms of decibels) of average power and a peak-to-average power ratio, and a variety of modulation formats are evaluated in terms of peak power efficiency in both a Gaussian noise and Rayleigh fading channel. A generalized phase shift keying (PSK) modulation format is developed and shown to offer superior peak power efficiency relative to that of commonly used linear modulation formats. Two schemes are presented for reducing the peak-to-average power ratio of various modulation formats. First, data translation codes are used to avoid data sequences which cause large peaks in the transmitted signal. This approach was found to be most productive in quadrature amplitude modulation (QAM) formats. Finally, an adaptive peak suppression algorithm is presented which further reduces the peak-to-average power ratios of the PSK and generalized PSK formats. The peak suppression algorithm is also applicable to π/4-QPSK and was found to improve peak power efficiency of that format by about 1.25 dB over a Rayleigh fading channel     

CPM—the effect of filtering and hard limiting

The attractive properties of the digital constant amplitude modulation scheme CPM (continuous phase modulation) have been demonstrated in a previous paper in this journal.¹ This concerned both the power and spectral efficiency of the large family of CPM schemes over the Gaussian channel. In this paper the considered channel can be both bandlimited or band- and amplitude-limited at the same time. Analytical results as well as simulations are presented for a number of selected CPM schemes. In today's increasing demand for bandwidth, CPM is an attractive candidate for future satellite applications because of its spectral efficiency. In addition to this comes the fact that the transmitted signal has a constant amplitude and good detection performance when optimal coherent detection is performed.     

An adaptive modulation scheme for simultaneous voice and datatransmission over fading channels

We propose a new adaptive modulation technique for simultaneous voice and data transmission over fading channels and study its performance. The proposed scheme takes advantage of the time-varying nature of fading to dynamically allocate the transmitted power between the inphase (I) and quadrature (Q) channels. It uses fixed-rate binary phase shift keying (BPSK) modulation on the Q channel for voice, and variable-rate M-ary amplitude modulation (M-AM) on the I channel for data. For favorable channel conditions, most of the power is allocated to high rate data transmission on the I channel. The remaining power is used to support the variable-power voice transmission on the Q channel. As the channel degrades, the modulation gradually reduces its data throughput and reallocates most of its available power to ensure a continuous and satisfactory voice transmission. The scheme is intended to provide a high average spectral efficiency for data communications while meeting the stringent delay requirements imposed by voice. We present closed-form expressions as well as numerical and simulation results for the outage probability, average allocated power, achievable spectral efficiency, and average bit error rate (BER) for both voice and data transmission over Nakagami-m fading channels. We also discuss the features and advantages of the proposed scheme. For example, in Rayleigh fading with an average signal-to-noise ratio (SNR) of 20 dB, our scheme is able to transmit about 2 bits/s/Hz of data at an average BER of 10 ^-5 while sending about 1 bit/s/Hz of voice at an average BER of 10^-2     

Degrees of freedom in adaptive modulation: a unified view

We examine adaptive modulation schemes for flat-fading channels where the data rate, transmit power, and instantaneous BER are varied to maximize spectral efficiency, subject to an average power and BER constraint. Both continuous-rate and discrete-rate adaptation are considered, as well as average and instantaneous BER constraints. We find the general form of power, BER and data rate adaptation that maximizes spectral efficiency for a large class of modulation techniques and fading distributions. The optimal adaptation of these parameters is to increase the power and data rate and decrease the BER as the channel quality improves. Surprisingly, little spectral efficiency is lost when the power or rate is constrained to be constant. Hence, the spectral efficiency of adaptive modulation is relatively insensitive to which degrees of freedom are adapted     

Adaptive modulation systems for predicted wireless channels

When adaptive modulation is used to counter short-term fading in mobile radio channels, signaling delays create problems with outdated channel state information. The use of channel power prediction will improve the performance of the link adaptation. It is then of interest to take the quality of these predictions into account explicitly when designing an adaptive modulation scheme. We study the optimum design of an adaptive modulation scheme based on uncoded M-quadrature amplitude modulation, assisted by channel prediction for the flat Rayleigh fading channel. The data rate, and in some variants the transmit power, are adapted to maximize the spectral efficiency, subject to average power and bit-error rate constraints. The key issues studied here are how a known prediction error variance will affect the optimized transmission properties, such as the signal-to-noise ratio (SNR) boundaries that determine when to apply different modulation rates, and to what extent it affects the spectral efficiency. This investigation is performed by analytical optimization of the link adaptation, using the statistical properties of a particular, but efficient, channel power predictor. Optimum solutions for the rate and transmit power are derived, based on the predicted SNR and the prediction error variance.     

Adaptive modulation with constrained variable power for space–time coded MIMO systems

Practically, the maximum transmission power of transmission systems is limited. This power constraint causes the variable power control derived from no maximum power limitation suffering from performance degradation. In this paper, a constrained variable‐power adaptive M‐ary quadrature amplitude modulation scheme for MIMO systems with space–time coding is developed. Convex optimization is used to derive the switching thresholds of the instantaneous signal‐to‐noise ratio for power control (PC) and adaptive modulation under the constraints of maximum power, average power, and target BER. In the derivation of the relation between modulation and power, the exact BER expression of binary phase shift keying modulation and a tight bound for higher order quadrature amplitude modulation are used to make the PC scheme fulfill the target BER even at low signal‐to‐noise ratio where the previous PC schemes fail to meet the target BER. Numerical results show that the derived control scheme under the power constraints can obtain the spectrum efficiency and BER performance close to the previous control scheme without power limitation. Moreover, it can satisfy the requirements of power limitation and target BER and can effectively avoid the excessive power consumption of previous PC scheme in poor channel condition. Copyright © 2012 John Wiley & Sons, Ltd.     

Asynchronous Layered Modulation for High Spectral Efficiency Transmission with Lower Sensitivity to Phase Errors

In this paper, an asynchronous double layered modulation scheme is proposed to achieve high spectral efficiency transmission but has lower sensitivity to phase errors. By intentionally introducing a delay offset to the transmitted signals at each layer, the asynchronous double layered format can use lower level quadrature amplitude modulation (QAM) to achieve the same spectral efficiency as the conventional high level QAM modulation. The error probability performance of the asynchronous double layered format is analyzed in the presence of phase errors and the symbol error rate and the bit error rate are derived in the closed-form expression. Both the theoretical analysis and the simulation results show that the asynchronous layered format can achieve the same spectral efficiency as the conventional high level QAM modulation while has lower sensitivity to the phase errors.     

Joint Optimization Of “Transmission Rate” and “Outer-Loop SNR Target” Adaptation Over Fading Channels

Joint optimization of signal-to-noise ratio (SNR) target and transmission rate adaptation is examined for multilevel quadrature amplitude modulation (MQAM) over flat-fading channels, to maximize the spectral efficiency subject to an average transmit power constraint. We propose an adaptive transmission scheme in which the outer-loop SNR target and data rate are adapted to bit-error rate (BER), where total or truncated channel-inversion strategies are exploited for the (fast) inner-loop power control. We obtain the optimal solutions for both continuous and discrete rate adaptation, and consider cases where diversity combining is performed in the receiver. We show that by using this BER-based adaptive scheme, spectral efficiency can be improved compared with optimal SNR-based variable-rate variable-power MQAM. We also show that for continuous rate adaptation, the optimal SNR target monotonically increases with BER, while it descends within a BER range with constant rate     

Adaptive modulation and coding for Long Term Evolution‐based mobile satellite communication system

The adaptive modulation and coding (AMC) scheme is mandatory for modern wireless communication systems to overcome inevitable channel impairments. Many of the limitations using AMC are due to the long round‐trip delay of a satellite system. This paper proposes an efficient AMC scheme with power control and symbol interleaving that can be effectively applied to satellite systems. In particular, we focus on mobile satellite systems that have maximum compatibility in a Long Term Evolution system. Simulations reveal that the proposed scheme can provide a maximum 10.2% increase of average beam spectral efficiency and a maximum of 8‐dB power gain compared with a conventional AMC scheme. Copyright © 2012 John Wiley & Sons, Ltd.     

Hybrid frequency-polarization shift-keying Modulation for optical transmission

In this paper, we propose a new modulation scheme based on combining frequency and polarization modulated signals, which we will refer to as hybrid frequency-polarization shift keying (FPolSK). The FPolSK modulation is basically an extension of the conventional M-PolSK modulation over orthogonal domains. This expansion enables representing signal constellation points over multidimensional space, which ensures increasing the geometric distances between these points, and in turn, improving the system power efficiency. On the other hand, compared with M-FSK modulation, FPolSK improves the bandwidth efficiency by employing less number of orthogonal frequencies to represent information symbols. Moreover, FPolSK is extremely useful for implementing communication systems that have limitations in power and bandwidth usage. This advantage comes from the fact that FPolSK inherently enables selecting the appropriate number of orthogonal frequencies that convey with system constraints. The contribution in this paper is threefold. First, we propose a design for the transmitter and the receiver of the FPolSK technique. Second, we perform analysis for the system power and bandwidth efficiencies. Third, we derive an expression for the system power spectral density (PSD). A performance comparison between the FPolSK modulation technique and previously developed techniques is also presented in this paper. Our results reveal that the proposed modulation scheme performs better than M-PolSK, M-DPSK, and M-FSK modulation schemes in terms of both power and bandwidth efficiencies. We have also found that same bandwidth efficiency can be obtained using different FPolSK modulation formats, and the PSD of the FPolSK modulation does not contain discrete components that are considered as a waste of power. Finally, the effects of the laser phase noise and fiber dispersion on the performance of the proposed modulation are also discussed in detail.     

A Class of Reduced-Complexity Viterbi Detectors for Partial Response Continuous Phase Modulation

Partial response continuous phase modulation (CPM) gives constant envelope digital modulation schemes with excellent power spectra. Both narrow main lobe and low spectral tails can be achieved. When these signals are detected in an optimum coherent maximum likelihood sequence detector (Viterbi detector), power efficient schemes can also be designed, sometimes at the expense of receiver complexity. This paper describes a general class of simple Viterbi detectors with reduced complexity compared to the optimum case. The key idea is that the approximate receiver is based on a less complex CPM scheme than the transmitted scheme. The asymptotically optimum reduced-complexity receiver is found for a variety of transmitted schemes and various complexity reduction factors, for a specific class of receivers and modulation indexes. A new distance measure is introduced for the performance analysis. Smooth schemes based on raised cosine pulses are analyzed and simulated for the case of simplified reception. A graceful performance degradation occurs with the reduction of complexity.     

Bit error rate performance and power spectral density of anoncoherent hybrid frequency-phase modulation system

This paper studies the design and performance analysis of a noncoherent hybrid modulation scheme derived from multifrequency and multiphase signals, and referred to as joint frequency-phase modulation (JFPM). This modulation class includes many formats, which can be classified as efficient bandwidth-limited modulation or power-limited modulation techniques. A noncoherent receiver structure for JFPM signals is introduced, and an exact expression for the probability of a bit error over AWGN channels is obtained. The results show that noncoherent JFPM perform better than M-ary DPSK and/or noncoherent M-ary FSK systems. The power spectral density and the spectral efficiency of JFPM are analyzed. Fractional out-of-band power containment bandwidths are obtained numerically for different JFPM formats. These analytical results show that the power spectral density of JFPM does not contain a discrete component and the same bandwidth efficiency can be obtained by using different JFPM formats. Overall, JFPM can be classified as a bandwidth- and power-efficient modulation technique     

On spectral efficiency of low-complexity adaptive MIMO systems in Rayleigh fading channel

Adaptive MQAM modulation is used to maximize spectral efficiency of Multiple-Input Multiple-Output (MIMO) systems while keeping bit error rate (BER) under a target level. Closed-form expressions of the average spectral efficiency, coined as discrete-rate spectral efficiency (DRSE), are derived for adaptive modulation MIMO systems using different algorithms. To further enhance the spectral efficiency, a low complexity adaptation scheme is suggested to switch across different algorithms based on the DRSE. In the current letter, we investigate the adaptation scheme that switches between Orthogonal Space-Time Block Codes (OSTBC) and spatial multiplexing with zero-forcing (ZF) detection for MIMO systems with two transmit antennas. Two types of operating environment are considered: flat Rayleigh fading channel without spatial correlation and spatially correlated Rayleigh fading channel with transmit correlation.     

Resource allocation for sum-rate maximization in NOMA-based generalized spatial modulation

The Multiple-Input Multiple-Output (MIMO) Non-Orthogonal Multiple Access (NOMA) based on Spatial Modulation (SM-MIMO-NOMA) system has been proposed to achieve better spectral efficiency with reduced radio frequency chains comparing to the traditional MIMO-NOMA system. To improve the performance of SM-MIMO-NOMA systems, we extend them to generalized spatial modulation scenarios while maintaining moderate complexity and fairness. In this paper, system spectral efficiency and transmission quality improvements are proposed by investigating a sum-rate maximization resource allocation problem that is subject to the total transmitted power, user grouping, and resource block constraints. To solve this non-convex and difficult problem, a graph-based user grouping strategy is proposed initially to maximize the mutual gains of intragroup users. An auxiliary-variable approach is then adopted to transform the power allocation subproblem into a convex one. Simulation results demonstrate that the proposed algorithm has better performance in terms of bit error rate and sum rates.     

Novel Link Adaptation Schemes for OFDM System

1　IntroductionRecently,intenseinteresthasbeenfocusedonthetransmissiontechniqueswhichcansupporthighdataratetransmissionoverwirelesschannels.OneofthemainrequirementsonthetransmissiontechniqueistheabilitytocombattheInter SymbolInterfer ence (ISI) ,amajorprobleminthehighdataratetransmissionovermultipathfadingchannels.OFDMisthemostpromisingsolutiontothisproblem[1～ 3] .ThecombinationoflinkadaptationandOFDMisaneffectivewaytoimprovethespectralefficiency[4～ 7] .TheoptimalwaytoachievetheShannon…     

Multifrequency minimum shift keying

A new modulation scheme that produces a constant envelope continuous phase signal set with a compact power spectrum and power efficiency better than that of MSK is proposed. The scheme can be implemented by quadrature-carrier multiplexing of two frequency/phase modulated signals of the type NFSK/2PSK, both with the same frequency in each transmission interval, and with sinusoidal symbol shapes. The generated signal can be viewed in each transmission interval as an MSK signal at one of the N frequencies and is referred to as multifrequency minimum shift keying (MF MSK). Modulation, demodulation, and synchronization circuits are described, and the spectral properties and power efficiency on the AWGN channel are analyzed. Combining a number of attractive attributes such as constant envelope, excellent spectral properties, high power efficiency, and self-synchronization capability, the proposed modulation format lends itself to a variety of applications, one of them being the digital satellite link     

Analysis and spectral characteristics of a spread-spectrumtechnique for conducted EMI suppression

Frequency modulation (FM) and random switching methods have been used for reducing conducted electromagnetic interference (EMI) in power converters. Limited theoretical studies and comparisons of these schemes, however, are available. In this paper, a detailed analysis and the spectral characteristics of a random carrier-frequency (RCF) technique for suppressing conducted EMI in an offline switched-mode power supply are presented. The analysis provides a theoretical platform for studying the characteristics of this random switching scheme. The level of randomness is defined for the RCF scheme and varied in the converter example so that the effects on the power spectra can be demonstrated. Theoretical predictions of the spectral characteristics of this scheme are confirmed with measurements. The RCF scheme has been compared with the standard constant-frequency pulsewidth modulation (PWM) scheme and the FM scheme. Comparisons of their spectral performance show that the RCF scheme has better conducted EMI suppression than the FM and standard PWM schemes     

浅述一种应用于MIMO系统的自适应调制方案

探讨了时变信道里MIMO系统的自适应编码调制问题并且提出一个低复杂率量化方案，被称为增强型码率量化方案，也叫ERQ。不需要大量计算，ERQ可以通过最佳连续码率和功率适应提高频谱效率。除此之外，ERQ还满足误码率和平均传送能量限制条件。     

Performance analysis of joint switched diversity and adaptive modulation

In this paper, a simple and practical system based on a switched diversity scheme with adaptive modulation is presented. This system provides a reduced number of channel estimation while offering the optimum spectral efficiency given by a selection diversity system. In addition, the switching threshold is easily manipulated so as to make an efficient use of the tradeoff between spectral efficiency and channel estimation overhead. An extension of switched diversity into a multiuser scheduling is later also considered. This switch-based multiuser access scheme results in a lower average feedback load than that for the optimal selection-based multiuser scheme. Numerical results show that we can obtain a trade-off between spectral efficiency and the feedback load by choosing the switching threshold appropriately.     

A polarization-amplitude-phase modulation scheme for improving the power amplifier energy efficiency

To improve the power amplifier (PA) energy efficiency, a polarization–amplitude–phase modulation (PAPM) scheme in wireless communication is proposed. The proposed scheme introduces the signal’s polarization state (PS), amplitude, and phase as the information-bearing parameters. Thus, the data rate can be further enhanced on the basis of the traditional amplitude–phase modulation. Also, since the transmitted signal’s PS completely manipulated by orthogonally dual-polarized antennas is unaffected by PA, PAPM can let PA work in its nonlinear region to acquire high PA efficiency. To further optimize the PA energy efficiency based on PAPM, a constrained optimization problem regarding the output back-off value and the ratio between the data carried by the PS and the amplitude–phase is formulated, and the distribution of the optimum solutions is presented. The simulation results show that PAPM can improve the PA energy efficiency significantly.