Downlink beamforming for DS-CDMA mobile radio with multimediaservices

Downlink beamforming is a promising technique for direct-sequence code-division multiple-access (DS-CDMA) systems with multimedia services to effectively reduce strong interference induced by high data rate users. A new downlink beamforming technique is proposed that converts the downlink beamforming problem into a virtual uplink one and takes into account the data rate information of all users. Since the main complexity of this method is due to the existence of multidelay paths, two simplified algorithms are suggested using an equivalent one-path channel vector to replace multipath channel vectors. Computer simulation results are given to evaluate the downlink capacity of DS-CDMA systems using a base station antenna array and the new algorithms proposed     

Downlink channel covariance matrix (DCCM) estimation and itsapplications in wireless DS-CDMA systems

The downlink channel covariance matrix (DCCM) is of vital importance in determining downlink beamforming weights for base station (BS) antenna array systems. For the frequency-division-duplex (FDD) mode, DCCM is difficult to obtain due to a lack of direct measurement of downlink channel responses. In this paper, a novel technique is proposed for estimating DCCM using uplink channel responses only, which does not need direction-of-arrival (DOA) estimation and its association. The downlink beamforming scheme is then proposed for wireless DS-CDMA systems, using the obtained DCCM information together with the so-called virtual uplink beamforming and power control technique. Computer simulations show that using the BS antenna array together with this new beamforming technique can provide larger system capacity than traditional DOA-based approaches, which just direct the main beam toward the desired user     

Robust beamforming for multicell downlink TDD massive MIMO system based on QoS

In view of multicell downlink time division multiplexing (TDD) massive multiple-input multiple-output (MIMO) systems which had imperfect channel state information (CSI),the beamforming problem that minimized the total transmit power and signal leakage power based on quality of service (QoS) was studied.First,the objective problem was approximated as a standard convex optimization problem.Then,by using the duality of uplink and downlink,an inner and outer layer iterative algorithm was proposed.Numerical results show that,comparing with other typical downlink multicell massive MIMO beamforming algorithms,the proposed algorithm has obvious advantages in terms of complexity and energy efficiency.     

Comparison of beamforming techniques for W-CDMA communication systems

Different beamforming techniques are employed in a wideband code-division multiple-access base station, and their uplink and downlink signal-to-interference-plus-noise ratio (SINR) performances are compared. It is found that the direction of arrival (DOA) method and the complex conjugate method have almost the same uplink SINR performance, but the complex conjugate method shifts the downlink main beam direction slightly due to the difference between the uplink and downlink carrier frequency. However, the degradation in the downlink mean SINR performance is less than 1 dB compared with that obtained by the DOA method. In the downlink, the SINR performances obtained by the single-beam method and multiple-beam beamforming technique are compared. It is found that the single-beam method has a poorer SINR performance in the low SINR region because it is more likely to suffer from deep fading. In the moderate or high SINR regions, the single-beam method has a much better SINR performance because it has a higher gain in the main path direction and a smaller angular coverage of the mainlobe, which results in a stronger signal level and smaller multiple-access interference at the mobile receiver.     

CDMA系统下行波束赋形算法

未来的移动通信业务需求将导致下行容量远大于上行容量。在基站端采用智能天线下行波束赋形技术可以解决这一问题。本文系统分析了CDMA系统下行波束赋形的两个主要技术难点,即下行信道协方差矩阵的估计和下行波束赋形算法．并简要介绍了几种下行波束赋形算法。     

Symbol rate processing for the downlink of DS-CDMA systems

Many services of third-generation (3G) mobile radio systems will have higher data rates in the downlink than in the uplink. We propose to utilize adaptive antennas at the base stations because spatial interference suppression is able to reduce the near-far effect in the downlink of single-user detection direct-sequence (DS) code division multiple access (CDMA) systems. Besides the channel parameters in terms of directions of arrival, delays, and medium-term average path attenuations which are estimated in the uplink, we also take into account the correlation properties of the spreading and scrambling codes. In DS-CDMA the users are distinguished by different spreading codes, which change over time due to scrambling. In Brunner et al. (see Proc. EPMCC, p.375-80, 1999), the beamforming vectors at the base station were computed slotwise, whereas in this paper, we favor a symbol-rate beamforming at the base station. The new approach optimizes the actual values of the decision variables of the RAKE demodulators at the receivers. The superiority of the symbol rate beamforming algorithm compared to slotwise beamforming is shown by bit error rate (BER) simulations     

Multi-cell uplink-downlink beamforming throughput duality based on Lagrangian duality with per-base station power constraints

Despite significant research efforts in beamforming, the maximum achievable downlink throughput with beamforming in a multi-cell environment is not available due to difficulty in finding optimal downlink beamforming. Thus, to reformulate the problem into a more solvable form, we derive dual uplink throughput optimization problem to multi-cell downlink beam- forming throughput maximization with per-base station (BS) power constraints based on Lagrangian duality. The optimal downlink beamforming is shown to be a minimum mean squared error (MMSE) beamforming in the dual uplink. It is also shown that the dual uplink problem achieves the same optimal throughput as the primal downlink problem.     

Capacity of Multirate Multicell CDMA Wireless Local Loop System with Narrowbeam Antenna and SINR Based Power Control

In this paper, we evaluate the capacity performance of multirate multicell DS-CDMA wireless local loop system with narrowbeam antenna and SINR based power control. Multiple access interference from the surrounding cells in the multicell environment is firstly studied for both uplink and downlink. It can be seen from the results that the capacity can be improved effectively by directional antenna equipped at the subscriber side. More significant improvement can be achieved if multielement antenna array is employed at the base station. In addition, the analysis is also extended to the situation of multimedia multirate transmission. The results show that, regardless of the voice to data user population ratio, the bit rate traffic supported by the system is roughly constant for a set of predetermined parameter values.     

Sum Rate Characterization of Joint Multiple Cell-Site Processing

The sum-rate capacity of a cellular system model is analyzed, considering the uplink and downlink channels, while addressing both nonfading and flat-fading channels. The focus is on a simple Wyner-like multicell model, where the system cells are arranged on a circle, and the cell sites are located at the boundaries of the cells. For the uplink channel, analytical expressions of the sum-rate capacities are derived for intra-cell time-division multiple-access (TDMA) scheduling, and a “wideband” (WB) scheme (where all users are active simultaneously utilizing all bandwidths for coding). Assuming individual equal per-cell power constraints, and using the Lagrangian uplink–downlink duality principle, an analytical expression for the sum-rate capacity of the downlink channel is derived for nonfading channels, and shown to coincide with the corresponding uplink result. Introducing flat-fading, lower and upper bounds on the average per-cell ergodic sum-rate capacity are derived. The bounds exhibit an $O(log _{e} K)$ multiuser diversity factor for a number of users per cell $Kgg 1$ , in addition to the array diversity gain. Joint multicell processing is shown to eliminate out-of-cell interference, which is traditionally considered to be a limiting factor in high-rate reliable communications.      

TD-LTE系统中动态下行波束赋形算法性能分析

根据加权粒度的差别,介绍了per-RB-MRT算法和full-BW-EBB算法的原理,并对这两种算法的特点以及性能差异进行了理论分析.构建了符合3GPP规范定义的TD-LTE系统上下行仿真平台,对这两种算法在有信道估计误差(包括信道估计精准度和信道信息时延)的情况下的其性能进行了理论分析和仿真研究.仿真结果表明,per-RB-MRT算法在上行信道估计值和下行信道实际值契合较好的情况下能够趋于最佳理论性能,而full-BW-EBB算法由于利用了相对稳定的信道空间相关特性,因而能够在较差的信道环境中保持较高的性能鲁棒性.这些仿真结果对于实际场景中的算法选择提供了重要的参考依据.     

Intelligent antenna solutions for UMTS: algorithms and simulation results

This article outlines the development of intelligent antenna (IA) solutions for UMTS, a third-generation W-CDMA system. Since the selection of an antenna configuration paired with realizable uplink/downlink algorithms that can satisfy all operating environments is a broad task, this article focus is on cost-effective antenna arrays for macrocells. Algorithms that exploit the antenna configurations and act at both the physical and MAC layers are highlighted and supported by simulation results. Two solutions stand out for UMTS: a universal beamforming algorithm that unifies user-specific and fixed beamforming under one framework, and multibeam scheduling (MBS) that significantly increases downlink packet data throughput using the concept of code reuse in conjunction with beamforming. The article summarizes the critical issues that were faced in the development of an IA solution capable of delivering the theoretically promised benefits to end users.     

Transmit beamforming and power control for cellular wirelesssystems

Joint power control and beamforming schemes are proposed for cellular systems where adaptive arrays are used only at base stations. In the uplink, mobile power and receiver diversity combining vectors at the base stations are calculated jointly. The mobile transmitted power is minimized, while the signal-to-interference-and-noise ratio (SINR) at each link is maintained above a threshold. A transmit diversity scheme for the downlink is also proposed where the transmit weight vectors and downlink power allocations are jointly calculated such that the SINR at each mobile is above a target value. The proposed algorithm achieves a feasible solution for the downlink if there is one and minimizes the total transmitted power in the network. In a reciprocal network it can be implemented in a decentralized system, and it does not require global channel response measurements. In a nonreciprocal network, where the uplink and downlink channel responses are different, the proposed transmit beamforming algorithm needs to be implemented in a centralized system, and it requires a knowledge of the downlink channel responses. The performances of these algorithms are compared with previously proposed algorithms through numerical studies     

Performance of a Digital Beamforming Concept in a GSM1800 Downlink: A Simulation Study

A smart antenna concept was studied in the context of a GSM1800 downlink. In practice, it is not possible to estimate the actual downlink channel when using frequency division duplexing (FDD). Therefore, the current approach is based on uplink direction-of-arrival (DoA) estimation. The downlink beam is then directed to the DoA obtained from the uplink. The purpose was to study the dependence of downlink performance on the angular and delay distribution of the desired signal. The downlink beamforming was studied in this work using simulations with 2D channel models for different test environments. The probability of error in DoA estimation of the desired mobile station was evaluated in conjunction with DoA averaging. In addition, downlink BER performance was examined in a noise-limited situation and compared to the results of the corresponding uplink and a conventional 2-branch GSM receiver. With a 1*8-element antenna configuration, downlink performance degradation compared to the corresponding uplink case was approximately 1.3 dB, 2.4 dB, and 0 dB in typical Urban, Suburban, and Rural environments. The losses were greater in environments with very large angular spread. It was also found that increasing accuracy in uplink DoA estimation does not necessarily correspond to improved downlink performance.     

Multi-cell Optimal Downlink Beamforming Algorithm with Per-base Station Power Constraints

We consider a problem of optimizing multi-cell downlink throughput in multiple-input single-output (MISO) beamforming with single user per sub-channel in the wireless communication system. Previous work based on the generalization of uplink-downlink duality has already reformulated the maximum achievable downlink throughput into dual uplink throughput maximization problem. Since the dual uplink problem is nonconvex, it is difficult to find its optimal solution. The main contribution of this paper is a novel practical algorithm based on heuristic to find the solution of beamforer design satisfying the necessary optimality conditions of the dual uplink problem. Meanwhile the converged beamforming vectors can in turn improve the system sum rate significantly. As the dual problem is a mixed optimization, we also provide algorithms for its two sub-optimal problems. Simulation results validate the convergence and the efficiency of proposed algorithms.     

Analysis of smart antenna outage in UTRA FDD networks

The outage occurring from beamformer-based smart antennas is analysed for an antenna array deployed in an urban macro-cell environment. Spatio-temporal channel data obtained from a small, urban cell and from within the UTRA frequency allocation has enabled beamforming performance to be determined from the measured uplink and downlink frequency bands. The analysis shows a sub-optimum uplink beamformer performance is observed for 8% of occasions and a 25% downlink beamforming outage for an eight-element uniformly spaced linear array     

Optimum Downlink Power Control of a DS-CDMA System via Convex Programming

An optimum downlink power control that maximizes the user-capacity of a Direct Sequence-Code Division Multiple Access (DS-CDMA) cellular system is proposed based on a convex programming method. First, the downlink beamforming weights for the base-station antenna-array are designed based on the maximum Signal-Interference-Ratio (SIR) criterion. Then by optimizing the downlink power subject to a fixed total transmit power constraint, we further increase the Signal-Interference-Noise-Ratio (SINR) at the mobile terminal, thus increasing the capacity of the system. With the same methodology, we can also minimize the required transmit power while satisfying the SINR threshold constraints. Additionally, a robust downlink power control approach for mitigating the performance degradation due to channel estimates error is also proposed. Computer simulations are given to demonstrate the improvement of downlink capacity, received SINR, robustness, and the minimization of the required transmit power for a DS-CDMA system with antenna-array at the base-station.     

Distributed Downlink Beamforming With Cooperative Base Stations

In this paper, we consider multicell processing on the downlink of a cellular network to accomplish “macrodiversity” transmit beamforming. The particular downlink beamformer structure we consider allows a recasting of the downlink beamforming problem as a virtual linear mean square error (LMMSE) estimation problem. We exploit the structure of the channel and develop distributed beamforming algorithms using local message passing between neighboring base stations. For 1-D networks, we use the Kalman smoothing framework to obtain a forward–backward beamforming algorithm. We also propose a limited extent version of this algorithm that shows that the delay need not grow with the size of the network in practice. For 2-D cellular networks, we remodel the network as a factor graph and present a distributed beamforming algorithm based on the sum–product algorithm. Despite the presence of loops in the factor graph, the algorithm produces optimal results if convergence occurs.      

分布式目标下行波束形成

研究了智能天线在下行链路的应用。利用上行链路接收数据,建立分布式目标信道模型。估计移动用户的发射角、扩展角度和发射功率以及下行信道相关矩阵,确定下行链路的波束形成方法。即对频分复用（FDD）系统进行上行相关矩阵变换,构建下行信道协方差矩阵,利用最大合并比准则获得下行链路权值。计算机仿真证实了这种方法的有效性。     

多小区蜂窝网络波束成形优化策略

为了克服多小区的邻小区干扰问题,该文在多小区蜂窝网络中,研究了多小区多用户下行协同传输技术。该文提出一种联合优化基站和中继的波束成形权重的迭代算法,在基站和中继总功率限制下最大化最差用户接收信干噪比(Signal-to-Interference-and-Noise Ratio, SINR)。该文提出的联合优化波束成形策略,可以应用半正定松弛技术(Semi-Definite Relaxation, SDR)得到有效的解决。仿真表明,在多小区通信系统中,该文提出的迭代算法只需要少量的迭代次数就可以达到近似最优性能,并且在性能和资源消耗之间给出一种折中的传输策略。     

Suppressing opposite-direction interference in TDD/CDMA systems with asymmetric traffic by antenna beamforming

One of the key advantages for the time-division duplex (TDD) system is the capability to deliver asymmetric traffic services by allocating different numbers of uplink and downlink time slots. However, in a TDD/code-division multiple-access (CDMA) system, asymmetric traffic may result in severe opposite-direction interference because downlink transmitted signals from neighboring base stations may interfere with the uplink received signals of the home cell. In this paper, we investigate the effect of four-antenna beamforming schemes from the perspective of suppressing the opposite-direction interference. We compare the uplink bit energy-to-interference density ratio of a traditional beam-steering technique (Scheme I) with that of the minimum-variance distortionless-response (MVDR) beamformer (Scheme II). Furthermore, Scheme III applies the conventional beam-steering technique for both downlink transmissions and the uplink reception. In Scheme IV, we implement beam-steering for downlink transmissions, while adopting the MVDR beamformer to process the uplink signals received at base stations. Our numerical results indicate that Scheme IV outperforms all the other three schemes, which can effectively suppress the strong opposite-direction interference in TDD/CDMA systems. While keeping low implementation costs in mind, employing the simpler Scheme III in a sectorized cellular system can also allow every cell to provide different rates of asymmetric traffic services.