Risk analysis for flood control operation of seasonal flood-limited water level incorporating inflow forecasting error

Abstract

The seasonal flood-limited water level (FLWL), which reflects the seasonal flood information, plays an important role in governing the trade-off between reservoir flood control and conservation. A risk analysis model for flood control operation of seasonal FLWL incorporating the inflow forecasting error was proposed and developed. The variable kernel estimation is implemented for deriving the inflow forecasting error density. The synthetic inflow incorporating forecasting error is simulated by Monte Carlo simulation (MCS) according to the inflow forecasting error density. The risk analysis for seasonal FLWL control was estimated by MCS based on a combination of the forecasting inflow lead-time, seasonal design flood hydrographs and seasonal operation rules. The Three Gorges reservoir is selected as a case study. The application results indicate that the seasonal FLWL control can effectively enhance flood water utilization rate without lowering the annual flood control standard.

Editor D. Koutsoyiannis; Associate editor A. Viglione

Citation Zhou, Y.-L. and Guo, S.-L., 2014. Risk analysis for flood control operation of seasonal flood-limited water level incorporating inflow forecasting error. Hydrological Sciences Journal, 59 (5), 1006–1019.     

Basinwide flood control system by combining prediction and reservoir operation

Japan has traditionally performed flood prevention through the construction and use of dikes, storage reservoirs, and basins which are costly and time consuming options. Another non-structural option is to operate the flood control system appropriately with a view to reducing flood damage. In this paper, a flood control system combining the runoff prediction model in the whole river basin with the reservoir operation is discussed. Different models of the runoff process are introduced in order to compare their accuracies and the computational time for the flood forecasting system. The reservoir operational rule is formulated in terms of fuzzy inference theory. Historical data are applied in a case study for verification of the proposed theories.     

Daily reservoir inflow forecasting using artificial neural networks with stopped training approach

In this paper, an early stopped training approach (STA) is introduced to train multi-layer feed-forward neural networks (FNN) for real-time reservoir inflow forecasting. The proposed method takes advantage of both Levenberg–Marquardt Backpropagation (LMBP) and cross-validation technique to avoid underfitting or overfitting on FNN training and enhances generalization performance. The methodology is assessed using multivariate hydrological time series from Chute-du-Diable hydrosystem in northern Quebec (Canada). The performance of the model is compared to benchmarks from a statistical model and an operational conceptual model. Since the ultimate goal concerns the real-time forecast accuracy, overall the results show that the proposed method is effective for improving prediction accuracy. Moreover it offers an alternative when dynamic adaptive forecasting is desired.     

Incorporating inflow uncertainty into risk assessment for reservoir operation

An attempt of using stochastic hydrologic technique to assess the intrinsic risk of reservoir operation is made in this study. A stochastic simulation model for reservoir operation is developed. The model consists of three components: synthetic generation model for streamflow and sediment sequences, one-dimensional delta deposit model for sediment transport processes in reservoirs, and simulation model for reservoir operation. This kind of integrated simulation model can be used to simulate not only the inflow uncertainty of streamflow and sedimentation, but also the variation in operation rules of reservoirs. It is herein used for the risk assessment of a reservoir, and the simulation is performed for different operation scenarios. Simulation for the 100-year period of sediment transport and deposition in the river-reservoir system indicates that the navigation risk is much higher than that of hydropower generation or sediment deposition in the reservoir. The risk of sediment deposition at the river-section near the backwater profile is also high thereby the navigation at the river-segment near this profile takes high risk because of inadequate navigation depth.     

Effective typhoon characteristics and their effects on hourly reservoir inflow forecasting

This paper describes the identification of effective typhoon characteristics and the development of a new type of hourly reservoir inflow forecasting model with the effective typhoon characteristics. Firstly, a comparison of support vector machines (SVMs), which is a novel kind of neural networks (NNs), and back-propagation networks (BPNs) is made to select an appropriate NN-based model. The results show that SVM-based models are more appropriate than BPN-based models because of their higher accuracy and much higher efficiency. In addition, effective typhoon characteristics for improving forecasting performance are identified from all the collected typhoon information. Then the effective typhoon characteristics (the position of the typhoon and the distance between the typhoon center and the reservoir) are added to the proposed SVM-based models. Next, a performance comparison of models with and without effective typhoon characteristics is conducted to clearly highlight the effects of effective typhoon characteristics on hourly reservoir inflow forecasting. To reach a just conclusion, the performance is evaluated by cross validation, and the improvement in performance due to the addition of effective typhoon characteristics is tested by paired comparison t-tests at the 5% significance level. The results confirm that effective typhoon characteristics do improve the forecasting performance and the improvement increases with increasing lead-time, especially when the rainfall data are not available. For four- to six-hour ahead forecasts, the improvement due to the addition of effective typhoon characteristics increases from 3% to 18% and from 10% to 113% for Categories I (rainfall data are available) and II (rainfall data are not available), respectively. In conclusion, effective typhoon characteristics are recommended as key inputs for reservoir inflow forecasting during typhoons. The proposed SVM-based models with effective typhoon characteristics are expected to provide more accurate forecasts than BPN-based models. The proposed modeling technique is also expected to be useful to support reservoir operation systems and other disaster warning systems.     

Fuzzy model identification based on cluster estimation for reservoir inflow forecasting

Fuzzy theory appears to be extremely effective at handling dynamic, non‐linear and noisy data, especially when the underlying physical relationships are not fully understood. Since hydrologists are still uncertain about many of the aspects of the physical processes in the watershed, fuzzy theory has proved to be a very attractive tool enabling them to investigate such problems. The effectiveness of the fuzzy model lies in the identification of the antecedent membership function (MF), which is generally addressed through a fuzzy clustering approach. Most of the applications of fuzzy computing in hydrology seem to have selected the clustering algorithm quite arbitrarily. However, it is apparent that, as the antecedent parameters are based solely on the identified clusters, the method used for clustering should certainly have an impact on the overall performance of the model. This paper presents the results of a study conducted to investigate the impact of choice of clustering algorithm on the overall performance of a fuzzy‐based hydrologic model. The research is illustrated through a case study of developing a Takagi–Sugeno fuzzy model for reservoir inflow forecasting in the Narmada basin, India. The model was developed using two popular clustering techniques, namely Gustafson–Kessel (GK) and subtractive clustering (SC), and was extensively evaluated for performance based on various statistical indices. The results show that the model performance is comparable at a 1 h lead forecast. However, it is observed that the GK approach results in a better performance than the SC approach in computing forecasts at higher lead times. The analysis suggest that the GK method clusters the input space based on the actual pattern, since it uses a membership‐grade weighted‐distance measure as the measure of closeness, whereas the SC method classifies the input space more logically according to the magnitude of flow available in the data set. Copyright © 2007 John Wiley & Sons, Ltd.     

基于误差分布估计的三峡水库入库洪水概率预报方法

准确、及时的入库洪水预报,对三峡水库综合效益的发挥和长江流域水旱灾害防御、水资源利用、流域综合管理等具有重要作用。基于预报误差的最优分布估计和分布函数动态参数假定,提出了一种三峡水库入库洪水概率预报方法,并进行了洪水概率预报业务试验。结果表明:本文所提方法科学可行,计算快捷,使用方便,便于在实时作业预报中应用推广;概率预报结果较确定性预报结果,在水量预报、预警效果等方面均有所改善,1～5 d预见期预报的确定性系数提高0.1%～3.4%,水量误差减少0.1%～4.8%,可为三峡水库实时调度提供更可靠的预报信息;所提出的三峡水库入库洪水概率预报业务化产品,可提供更多风险信息,为三峡水库的科学调度,尤其是洪水资源化利用提供更好的优化决策支撑。     

An RBF‐based model with an information processor for forecasting hourly reservoir inflow during typhoons

Inflow forecasting is essential for decision making on reservoir operation during typhoons. In this paper, a radial basis function (RBF)‐based model with an information processor is proposed for more accurate forecasts of hourly reservoir inflow. Firstly, based on the multilayer perceptron neural (MLP) network, an information processor is developed to pre‐process the typhoon information (namely, typhoon characteristics and rainfall) and to produce forecasts of rainfall. The forecasted rainfall and the observed inflow are then used as input to the RBF‐based model, which is a nonlinear function approximator, to produce forecasts of hourly inflow. For parameter estimation of the RBF‐based model, the fully‐supervised learning algorithm is used. Actual applications of the proposed model are performed to yield 1‐ to 6‐h ahead forecasts of inflow. To assess the improvement due to the use of the typhoon information processor, models without the typhoon information processor are constructed and compared with the proposed model. The results show that the proposed model performs the best and is capable of providing improved forecasts of hourly inflow, especially for long lead‐time. In conclusion, the proposed model with a typhoon information processor can extract useful information from typhoon characteristics and rainfall, and consequently improve the forecasting performance. Copyright © 2009 John Wiley & Sons, Ltd.     

Performance evaluation of implicit stochastic reservoir operation optimization supported by long-term mean inflow forecast

This study applies implicit stochastic optimization (ISO) to develop monthly operating rules for a reservoir located in Northeast Brazil. The proposed model differs from typical ISO applications as it uses the forecast of the mean inflow for a future horizon instead of the current-month inflow. Initially, a hundred different 100-year monthly inflow scenarios are synthetically generated and employed as input to a deterministic operation optimization model in order to build a database of optimal operating data. Later, such database is used to fit monthly reservoir rule curves by means of nonlinear regression analysis. Finally, the established rule curves are validated by operating the system under 100 new inflow ensembles. The performance of the proposed technique is compared with those provided by the standard reservoir operating policy (SOP), stochastic dynamic programming (SDP) and perfect-forecast deterministic optimization (PFDO). Different forecasting horizons are tested. For all of them, the results indicate the feasibility of using ISO in view of its lower vulnerability in contrast to the SOP as well as the proximity of its operations with those by PFDO. The results also reveal that there is an optimal choice for the forecasting horizon. The comparison between ISO and SDP shows small differences between both, justifying the adoption of ISO for its simplified mathematics as opposed to SDP.     

Real-time flood forecasting with the use of inadequate data

Abstract

A modelling scheme is developed for real-time flood forecasting. It is composed of (a) a rainfall forecasting model, (b) a conceptual rainfall-runoff model, and (c) a stochastic error model of the ARMA family for forecast error correction. Initialization of the rainfall-runoff model is based on running this model on a daily basis for a certain period prior to the flood onset while parameters of the error model are updated through the Recursive Least Squares algorithm. The scheme is suitable for the early stages of operation of flood forecasting systems in the presence of inadequate historical data. A validation framework is set up which simulates real-time flood forecasting conditions. Thus, the effects of the procedures for rainfall-runoff model initialization, forecast error correction and rainfall forecasting are assessed. Two well-known conceptual rainfall-runoff models (the Soil Moisture Accounting model of the US National Weather Service River Forecast Service—SMA-NWSRFS and TANK) together with data from a Greek basin are used for illustration purposes.     

River flow forecasting system with data management,graphical river network control and interactive operation

Abstract

The feasibility and success of a forecasting system depend on many factors. Although the models may be of the highest accuracy, they cannot make a forecasting system effective without a well organized database and interpretable output. The interaction between the processes of data management, computation and output presentation should be dynamic. A complete river forecasting system for IBM (or compatible) personal computers aimed at meeting the above demands has been developed at the Department of Hydrology of Uppsala University. The program package sets up the river network, stores a database for it, supplies the appropriate data for a wide choice of forecasting models, and gives interpretable output. The functions are supported by screen graphics. The paper presents this system, the most important points of the algorithms, and an example application.     

Development of a real-time forecasting model for turbidity current arrival time to improve reservoir desilting operation

ABSTRACT

Among various strategies for sediment reduction, venting turbidity currents through dam outlets can be an efficient way to reduce suspended sediment deposition. The accuracy of turbidity current arrival time forecasts is crucial for the operation of reservoir desiltation. A turbidity current arrival time (TCAT) model is proposed. A multi-objective genetic algorithm (MOGA), a support vector machine (SVM) and a two-stage forecasting technique are integrated to obtain more effective long lead-time forecasts of inflow discharge and inflow sediment concentration. The multi-objective genetic algorithm (MOGA) is applied for determining the optimal inputs of the forecasting model, support vector machine (SVM). The two-stage forecasting technique is implemented by adding the forecasted values to candidate inputs for improving the long lead-time forecasting. Then, the turbidity current arrival time from the inflow boundary to the reservoir outlet is calculated. To demonstrate the effectiveness of the TCAT model, it is applied to Shihmen Reservoir in northern Taiwan. The results confirm that the TCAT model forecasts are in good agreement with the observed data. The proposed TCAT model can provide useful information for reservoir sedimentation management during desilting operations.     

Intelligent control for modelling of real‐time reservoir operation

This paper presents a new approach to improving real‐time reservoir operation. The approach combines two major procedures: the genetic algorithm (GA) and the adaptive network‐based fuzzy inference system (ANFIS). The GA is used to search the optimal reservoir operating histogram based on a given inflow series, which can be recognized as the base of input–output training patterns in the next step. The ANFIS is then built to create the fuzzy inference system, to construct the suitable structure and parameters, and to estimate the optimal water release according to the reservoir depth and inflow situation. The practicability and effectiveness of the approach proposed is tested on the operation of the Shihmen reservoir in Taiwan. The current M‐5 operating rule curves of the Shihmen reservoir are also evaluated. The simulation results demonstrate that this new approach, in comparison with the M‐5 rule curves, has superior performance with regard to the prediction of total water deficit and generalized shortage index (GSI). Copyright © 2001 John Wiley & Sons, Ltd.     

Including spatial distribution in a data‐driven rainfall‐runoff model to improve reservoir inflow forecasting in Taiwan

Multi‐step ahead inflow forecasting has a critical role to play in reservoir operation and management in Taiwan during typhoons as statutory legislation requires a minimum of 3‐h warning to be issued before any reservoir releases are made. However, the complex spatial and temporal heterogeneity of typhoon rainfall, coupled with a remote and mountainous physiographic context, makes the development of real‐time rainfall‐runoff models that can accurately predict reservoir inflow several hours ahead of time challenging. Consequently, there is an urgent, operational requirement for models that can enhance reservoir inflow prediction at forecast horizons of more than 3 h. In this paper, we develop a novel semi‐distributed, data‐driven, rainfall‐runoff model for the Shihmen catchment, north Taiwan. A suite of Adaptive Network‐based Fuzzy Inference System solutions is created using various combinations of autoregressive, spatially lumped radar and point‐based rain gauge predictors. Different levels of spatially aggregated radar‐derived rainfall data are used to generate 4, 8 and 12 sub‐catchment input drivers. In general, the semi‐distributed radar rainfall models outperform their less complex counterparts in predictions of reservoir inflow at lead times greater than 3 h. Performance is found to be optimal when spatial aggregation is restricted to four sub‐catchments, with up to 30% improvements in the performance over lumped and point‐based models being evident at 5‐h lead times. The potential benefits of applying semi‐distributed, data‐driven models in reservoir inflow modelling specifically, and hydrological modelling more generally, are thus demonstrated. Copyright © 2012 John Wiley & Sons, Ltd.     

A review of advances in flash flood forecasting

Flash flooding is one of the most hazardous natural events, and it is frequently responsible for loss of life and severe damage to infrastructure and the environment. Research into the use of new modelling techniques and data types in flash flood forecasting has increased over the past decade, and this paper presents a review of recent advances that have emerged from this research. In particular, we focus on the use of quantitative precipitation estimates and forecasts, the use of remotely sensed data in hydrological modelling, developments in forecasting models and techniques, and uncertainty estimates. Over the past decade flash flood forecast lead‐time has expanded up to six hours due to improved rainfall forecasts. However the largest source of uncertainty of flash flood forecasts remains unknown future precipitation. An increased number of physically based hydrological models have been developed and used for flash flood forecasting and they have been found to give more plausible results when compared with the results of conceptual, statistical, and neural network models. Among the three methods for deciding flash flood occurrence discussed in this review, the rainfall comparison method (flash flood guidance) is most commonly used for flash flood forecasting as it is easily understood by the general public. Unfortunately, no existing model is capable of making reliable flash flood forecasts in urban watersheds even though the incidence of urban flash flooding is increasing due to increasing urbanisation. Copyright © 2011 John Wiley & Sons, Ltd.     

Uncertainties in real‐time flood forecasting with neural networks

Although artificial neural networks (ANNs) have been applied in rainfall runoff modelling for many years, there are still many important issues unsolved that have prevented this powerful non‐linear tool from wide applications in operational flood forecasting activities. This paper describes three ANN configurations and it is found that a dedicated ANN for each lead‐time step has the best performance and a multiple output form has the worst result. The most popular form with multiple inputs and single output has the average performance. In comparison with a linear transfer function (TF) model, it is found that ANN models are uncompetitive against the TF model in short‐range predictions and should not be used in operational flood forecasting owing to their complicated calibration process. For longer range predictions, ANN models have an improved chance to perform better than the TF model; however, this is highly dependent on the training data arrangement and there are undesirable uncertainties involved, as demonstrated by bootstrap analysis in the study. To tackle the uncertainty issue, two novel approaches are proposed: distance analysis and response analysis. Instead of discarding the training data after the model's calibration, the data should be retained as an integral part of the model during its prediction stage and the uncertainty for each prediction could be judged in real time by measuring the distances against the training data. The response analysis is based on an extension of the traditional unit hydrograph concept and has a very useful potential to reveal the hydrological characteristics of ANN models, hence improving user confidence in using them in real time. Copyright © 2006 John Wiley & Sons, Ltd.     

Outflow sediment concentration forecasting by integrating machine learning approaches and time series analysis in reservoir desilting operation

Stochastic Environmental Research and Risk Assessment - During typhoons, outflow sediment concentration at dam outlets should be accurately forecast for increasing the efficiency of turbidity...     

A reservoir flood forecasting and control system for China / Un système chinois de prévision et de contrôle de crue en barrage

Abstract

Abstract Reservoirs play a vital role in flood prevention and disaster relief in China. The objectives of the project described in this study were to establish a reservoir flood forecasting and control system and to design and develop corresponding application software. This paper introduces the current reservoir flood control and operation practice with this system in China. Using modern integration technologies, an application software for this Reservoir Flood Forecasting and Control System (RFFCS) has been developed and updated since 1995. The structure of the system and its main functions, telemetric data acquisition and processing, the hydrological database, flood forecasting, and reservoir operation components are described in detail. The working environment, key technologies and standardization design are emphasized. Having been successfully applied to 212 reservoirs in China, the software has proved to be reliable and user-friendly. In its latest version, the software supports reservoir flood forecasting and flood dispatch decisions. The future research direction and the extension of the software function are also discussed.