岩体结构面力学行为的尺寸效应研究

尺寸效应是岩体结构面力学行为的重要特征。本文列举了结构面力学行为中普遍存在的尺寸效应现象,并由实测统计资料的分析,论证了结构面力学行为的尺寸效应具有分形结构。通过结构面力学行为尺寸效应的机理研究,建立了结构面力学行为尺寸效应分维数和结构面粗糙度系数尺寸效应分维数之间的相关关系,从而简化了结构面力学行为尺寸效应规律的表述,为客观评价岩体结构面力学参数提供最为有效的手段。     

基于改进投影覆盖法结构面粗糙度尺寸效应分析

研究结构面粗糙度的尺寸效应特征对全面理解结构面的力学性质有重要的意义。基于此,将随机数应用于投影覆盖法中,改进了投影覆盖法计算结构面分维数时三角形单元划分方法;在分辨率相同情况下,应用改进投影覆盖法计算了两个形貌特征不同的结构面（2 m×2 m）尺寸大小不同时的分维数;探讨了用取自不同区域位置相同尺寸结构面的最大分维数差值来判定结构面合理尺寸的方法。研究结果表明:（1）形貌特征不同的结构面尺寸效应特征不尽相同,一般情况下,随尺寸增大,结构面粗糙度先增大而后减小,即在小尺寸时表现为正尺寸效应,而后为负尺寸效应;（2）对于某一特定结构面,不同尺寸范围选取位置不同,其尺寸效应特征也不尽相同;（3）不同区域位置相同尺寸结构面最大分维数差值随尺寸的增大,其总体趋势为先减小而后逐渐趋于稳定。该研究结果是全面认识结构面粗糙度尺寸效应的有益补充,为确定结构面合理尺寸提供一条新途径。     

岩体结构面各向异性变异系数的尺寸效应研究

岩体结构面的各向异性与尺寸效应特征对其力学性质影响较大,综合考虑两者之间的相互关系对工程岩体稳定性评价具有重要意义。全面分析不同尺度结构面的各向异性分布,提出考虑正交方向三维形貌参数的各向异性变异系数AVC3D。通过渐进覆盖法统计4组天然岩体结构面10种不同采样尺寸的各向异性变异系数及其尺寸效应规律。结果表明：各向异性变异系数均随结构面尺寸增大而减小至定值,其与结构面尺寸具有较好的负对数函数关系;通过归一化处理,各向异性变异系数与结构面尺寸呈现较好的线性函数关系,表明各向异性变异系数具有分形结构,分维数D可以实现其尺寸效应的规律统计。该方法揭示了影响结构面形貌特征方向性变化的最大有效倾角 和粗糙系数C的增长幅度会随采样尺寸增大趋于稳定的变化机制,体现了当结构面达到各向异性尺寸效应的阈值后,会呈现出稳定的各向异性规律。     

Some recent advances in the modelling of soft rock joints in direct shear

This paper presents a review of recent developments made by the authors into the modelling of rock joints in direct shear. Careful observation of laboratory direct shear testing on concrete/rock joints containing two-dimensional roughness has allowed theoretical models of behaviour to be developed. The processes modelled include asperity sliding, asperity shearing, post-peak behaviour, asperity deformation and distribution of stresses on the joint interface. Model predictions compare extremely well with laboratory test results. These models were then applied to direct shear tests on rock/rock joints, and although behaviour in general was well predicted, the strength of rock/rock joints was over-predicted. Direct shear tests have also been carried out on samples containing both two- and three-dimensional roughness to test the accuracy of the two-dimensional approximation to roughness adopted in the theoretical models.     

岩石节理粗糙度系数的分形特征

岩石节理粗糙度系数JRC是估算节理抗剪强度和变形指标最重要的参数。通过对简易纵剖面仪获取的节理表面轮廓曲线的分形研究,讨论了节理表面轮廓曲线的自相似性和JRC的自相似性,并根据实测统计资料的分析,指出了分形理论研究JRC的适用条件和有效的使用方法。由实测统计资料的JRC尺寸效应自相似性分析,认为JRC尺寸效应具分形结构。本文介绍了一种确定JRC尺寸效应分维数D的方法,由此确定的分维数D具有明确的物理意义。     

基于3D雕刻技术的岩体结构面剪切各向异性研究

相同形貌结构面重复性剪切试验和各向异性剪切试验一直是岩体结构面剪切力学特性试验研究中的难点,而该问题对于工程岩体的开挖力学响应和稳定性分析、评价与控制至关重要,问题的关键在于同一种岩石的结构面形貌的再现。为此,基于3D扫描和3D雕刻技术,重复制备了3种不同粗糙度的大理岩结构面试样,开展了不同法向应力下相同形貌结构面的各向异性剪切试验。试验结果发现：（1）同一法向应力、不同剪切方向下,相同形貌结构面的剪切强度、剪胀和剪切破坏特征均呈现明显各向异性;（2）结构面粗糙度各向异性很大程度上决定了剪切强度的各向异性,两者具有较好的正相关性;（3）随着法向应力的升高,结构面剪切特征的各向异性有逐渐弱化的趋势。同时,研究还充分表明,3D雕刻技术是系统开展结构面剪切力学特征各向异性研究的可靠手段,可在将来研究中发挥更为重要的作用。     

柱状节理玄武岩岩体结构与结构面的分形研究

峨嵋山柱状节理玄武岩是西南地区分布的主要岩类。柱状节理玄武岩的原生建造、构造作用和风化卸荷对岩体结构和工程性状有较大的影响。节理裂隙影响岩体结构并劣化岩体完整性,分维数D能客观地表现岩体完整性特征,因而分析讨论柱状节理岩体节理面的分形特征,可以深层次的反映柱状节理岩体的工程地质特点。     

多尺度节理岩体力学特性的颗粒流分析

以白云鄂博露天铁矿东矿岩质高边坡为工程背景,结合现场地质调查、室内岩石和节理力学试验等数据,采用等效岩体技术,构建能充分反映节理分布特征的实验室、现场原位试验和工程尺度等多尺度等效岩体模型。通过对各类等效岩体模型进行单轴压缩试验,研究岩体单轴抗压强度、弹性模量等力学特性的尺寸效应和各向异性。研究表明：节理的存在使岩体表现出尺寸效应和各向异性,且随着尺寸的增大,这种特性基本呈逐渐减弱的趋势;研究区域岩体的表征单元体积、单轴抗压强度和弹性模量分别为20 m×10 m×10 m、1.46 MPa和3.91 GPa;岩体单轴抗压强度、弹性模量与轴向尺寸的关系,近似符合渐进式指数函数关系,且该函数能直观地给出工程尺度岩体的力学特性。     

Linear flow behaviour of matched joints – case study on standard JRC profiles

Roughness on rock joints produces a variable aperture across the joints and increases the flow path length. These conditions should be taken into account for a good approximation from cubic law. In this paper, the concept of local true aperture and tortuosity is applied to assumed joints where surfaces are matched to each other and correspond with standard Joint Roughness Coefficient (JRC) profiles. Furthermore, the hydraulic behaviour of JRC profiles is studied by a new laboratory experiment setup. The analytical approach provides new insights into the effects of roughness on hydraulic properties of rock joints. The results indicate that for a constant mechanical aperture, both the minimum local aperture and hydraulic aperture decrease with increasing JRC. Furthermore, tortuosity and standard deviation of local true aperture increase with JRC increment. The trend obtained between different parameters and JRC shows an obvious fluctuation for JRC lower than 10. On one hand, the results of this study along with a critical review of previous studies demonstrate that JRC profiles cannot present a precise roughness increment when JRC is less than 10. A new laboratory setup was designed to study the flow behaviour of JRC profiles. The results obtained from laboratory experiments under linear flow conditions validate the accuracy of the applied analytical method.     

Multi-scale rock surface area quantification—a systematic method to evaluate the reactive surface area of rocks

An integration of methods to quantify the surface area of porous solid materials with a broad span of spatial resolution is presented. The application of it is to detect and quantify the rock surface area modifications caused by fluid-rock interactions on different scales from several nanometres to metres. The new approach is to study the fluid-accessible surface area of rock fragments during dissolution processes.In this paper, diverse methods for surface quantification at different levels of surface detail were adapted for the application of rock surface quantification and porosimetry measurements. The geometric external surface area of rock fragments can be determined by paraffin wax coating and, in special cases, by parallelepiped surface estimations. This geometrical surface area of rock polyhedrons is equal to the macroscopic bounding surface area of a rock volume. Representative surface details on the scale of micrometres to millimetres on geometrical surface area can be quantified by mechanical roughness analyses. The resultant roughness factors are compared to optical roughness quantifications by confocal laser scanning microscopy and white light interferometry and can indicate modifications of the pore space up to several hundred nanometres. The comparison of rock pore space data, measured by both mercury intrusion porosimetry and nitrogen adsorption, quantifies the surface area of pores with a diameter of approximately 2 nm.These various surface data at different levels of detail were integrated to get an estimation of this surface area, which affects fluid-rock interactions. The proposed concept has the potential to trace the multi-scale rock surface area evolution in response to fluid-rock interaction processes.The importance of this concept is its application beyond the laboratory survey. For example, additionally to their specific surface area, the reactive surface area of rock particles in a mining dump is controlled by geometrical size and surface roughness of particles.     

结构面粗糙度统计测量最小样本数确定方法

由于结构面粗糙度具有各质异性、各向异性、非均一性和尺寸效应等特征，结构面粗糙度系数（JRC）取值具有不确定性，工程中广泛采用统计方法来分析结构面粗糙度性质，然而以往研究往往忽略样本数不足对统计结果的影响。针对结构面粗糙度统计测量时无法确定合理样本数的问题，分别提出基于变异系数级比分析及简单随机抽样原理的最小样本数确定方法。以实际工程岩体结构面表面数据为研究对象，对比分析两种方法在系列尺寸下确定的统计测量最小样本数。实例分析表明：小尺寸样本的变异系数（CV）值明显大于大尺寸样本，且CV值随取样尺寸的增大而减小，取样尺寸为10～50 cm的CV值基本稳定在0.31～0.47之间，取样尺寸为60～100 cm的CV值基本稳定在0.21～0.31之间；最小样本数与取样尺寸基本满足幂函数关系，且最小样本数随取样尺寸的增大而减少；系列尺寸下级比分析方法在允许误差为±2%时确定的最小样本数与简单随机抽样原理在最大允许误差为10%、置信度为95%时计算的最小样本数是一致的，相似度大于0.997。该研究方法可为工程岩体中定量获取结构面粗糙度统计测量最小样本数提供依据，保证了JRC（结构面粗糙度系数）统计测量结果的准确性，对工程岩体稳定性评价中结构面力学参数的准确获取具有重要意义。     

JRC分形估测方法的实用性

基于分形几何的码尺法分维数与岩石节理粗糙度系数的物理意义剖析，认为Ｄ－ＪＲＣ之间不存在必然的相关性．分析标准轮廓曲线的分维数，发现其分维数差级微小，难以实行粗糙度系数分级．根据实测资料阐述了岩石节理表面轮廓曲线的“自相似”是统计意义而不是绝对的，它要求ＪＲＣ分形估测应统计求取，而过繁的分维数测量步骤削弱了ＪＲＣ的分形统计估测的可行性．建立在实测资料统计分析基础上的ＪＲＣ尺寸效应分形模型ＪＲＣｎ＝ＪＲＣ０（Ｌｎ／Ｌ０）－Ｄ客观而真实地刻画了粗糙度系数随取样长度增大而降低的规律，其中，ＪＲＣ尺寸效应分维数（Ｄ）具明确的物理意义，它描述了ＪＲＣ随结构面规模增大而降低的衰减速率．最后，运用ＪＲＣ尺寸效应分维数（Ｄ）探讨了岩石节理粗糙度系数尺寸效应的各向异性规律．     

New Peak Shear Strength Criterion of Rock Joints Based on Quantified Surface Description

The prime objective of this work is to improve our understanding of the shear behavior of rock joints. Attempts are made to relate the peak shear strength of rock joints with its three-dimensional surface morphology parameters. Three groups of tensile joint replicas with different surface morphology are tested with direct shear tests under constant normal load (CNL) conditions. Firstly, the three-dimensional surface characterization of these joints is evaluated by an improved roughness parameter before being tested. Then, a new empirical criterion is proposed for these joints expressed by three-dimensional quantified surface roughness parameters without any averaging variables in such a way that a rational dilatancy angle function is used instead of ${\text{JRC}} \cdot \log_{10} \left( {{{\text{JCS}} \mathord{\left/ {\vphantom {{\text{JCS}} {\sigma_{\text{n}} }}} \right. \kern-0em} {\sigma_{\text{n}} }}} \right)$ by satisfying the new peak dilatancy angle boundary conditions under zero and critical-state normal stress (not physical infinite normal stress). The proposed criterion has the capability of estimating the peak shear strength at the laboratory scale and the required roughness parameters can be easily measured. Finally, a comparison among the proposed criterion, Grasselli’s criterion, and Barton’s criterion are made from the perspective of both the rationality of the formula and the prediction accuracy for the three groups of joints. The limitations of Grasselli’s criterion are analyzed in detail. Another 37 experimental data points of fresh rock joints by Grasselli are used to further verify the proposed criterion. Although both the proposed criterion and Grasselli’s criterion have almost equal accuracy of predicting the peak shear strength of rock joints, the proposed criterion is easier and more intuitive from an engineering point of view because of its Mohr–Coulomb type of formulation.     

石质构件风化层内力学性能变化规律研究

石质构件风化层内力学参数随深度变化的规律是石质古建筑稳定性、耐久性和保护方案研究中重要的内容。本文针对古建筑石质构件风化层不便取样,风化岩样加工易破坏和室内试验只能得出试件整体的力学参数,不能反映风化层内力学参数由表及里逐渐变化的不足,综合运用现场声波测试和室内试验对义乌宋代古月桥(建于1213年)风化条石的抗压强度、弹性模量与深度的关系进行了研究。研究表明,风化层内岩石弹性模量、抗压强度与未风化区域的比值随深度呈较好的负指数关系。     

Natural rock joint roughness quantification through fractal techniques

Accurate quantification of roughness is important in modeling hydro-mechanical behavior of rock joints. A highly refined variogram technique was used to investigate possible existence of anisotropy in natural rock joint roughness. Investigated natural rock joints showed randomly varying roughness anisotropy with the direction. A scale dependant fractal parameter, K _v, seems to play a prominent role than the fractal dimension, D _r1d, with respect to quantification of roughness of natural rock joints. Because the roughness varies randomly, it is impossible to predict the roughness variation of rock joint surfaces from measurements made in only two perpendicular directions on a particular sample. The parameter D _r1d × K _v seems to capture the overall roughness characteristics of natural rock joints well. The one-dimensional modified divider technique was extended to two dimensions to quantify the two-dimensional roughness of rock joints. The developed technique was validated by applying to a generated fractional Brownian surface with fractal dimension equal to 2.5. It was found that the calculated fractal parameters quantify the rock joint roughness well. A new technique is introduced to study the effect of scale on two-dimensional roughness variability and anisotropy. The roughness anisotropy and variability reduced with increasing scale.     

岩石结构面粗糙度系数尺寸效应的推拉试验研究

粗糙度系数是结构面抗剪强度的主要影响因素,然而由于结构面表面形态的复杂性,粗糙度系数尺寸效应研究并未获得较大进展。总结了结构面粗糙度系数的3种获取手段：标准剖面对比法、理论公式法、试验反分析法。在此基础上分析了3种方法在研究粗糙度系数尺寸效应方面存在的问题和困难。为了研究结构面粗糙度系数与试样尺寸的相关度,对中砂、硅粉、水泥、非引气型萘系减水剂等原材料的配比进行了研究,获得了与天然钙质板岩物理力学特性相类似的岩石模型材料,然后采用研发的结构面制作模具及其制备工艺制作了8组共176对具有不同尺寸和表面起伏粗糙程度的结构面,并利用改进的高精度岩石结构面推拉仪对结构面粗糙度系数进行了推拉试验研究和数据统计分析,结果表明：模型结构面粗糙度系数的统计均值随试样尺寸的增加而降低,但特定结构面粗糙度系数的尺寸效应规律需要根据结构面的具体表面形貌进行测试;Barton理论公式计算的结构面粗糙度系数尺寸效应变化规律与推拉试验测试规律总体上一致,但试验值与理论值有差异,且结构面试样尺寸越小,二者的差异就越大;具有特定表面形貌的模型结构面粗糙度系数也有差异,工程大尺寸岩体结构面粗糙度系数需要根据表面形貌和分布特征进行综合判定。     

Investigation of natural rock joint roughness

The paper provides a comprehensive review on rock joint roughness measurement and quantification procedures. Superiority of fractal based methods over JRC, statistical parameters and statistical functions in quantifying roughness is discussed in the paper. Two of the best fractal based methodologies available in the literature, the modified 2-D divider and variogram methods, are used to quantify natural rock joint roughness in 3-D and 2-D, respectively. The capability of these two methods in accurate quantification of natural rock joint roughness is shown in the paper by applying the procedures to four natural rock joints. A good comparison has been obtained from the values obtained through the two methods. Both these methodologies have two parameters to capture the stationary roughness. The fractal dimension captures the spatial auto correlation of roughness; the other parameter captures the amplitude of roughness. Anisotropic roughness has been studied by applying two other methodologies: (a) a triangular plate methodology and (b) a light source methodology to the same four natural rock joints. A reasonably good comparison has been obtained through the results of these two methodologies. All four roughness quantification methodologies can be applied to any size of sample covering from laboratory to field scales. The results of the triangular plate and light source methodologies provided possible sliding direction values (under the gravitational loading) close to that reported in the literature for the rough discontinuity planes used in the study.     

一种新的岩石节理面三维粗糙度分形描述方法

研究并提出一种新的岩石节理面三维粗糙度分形描述方法。首先,基于激光扫描数据将节理表面离散成三角网,并建立与剪切方向相关的三维均方根抵抗角的计算方法。其次,运用分形数学理论,提出一种新的基于三维均方根抵抗角的节理面粗糙度分形描述方法。最后,采用新方法对天然玄武岩节理和花岗岩张拉型节理的粗糙特性进行分析。研究结果表明,提出的新方法能够较全面地反映节理面的三维几何形貌信息,并能描述节理粗糙度的各向异性特性。研究成果为进一步建立岩石节理面的三维剪切强度公式和剪切本构理论奠定了基础。     

Review of a new shear-strength criterion for rock joints

Barton, N., 1973. Review of a new shear-strength criterion for rock joints. Eng. Geol., 7: 287–332.

The surface roughness of rock joints depends on their mode of origin, and on the mineralogy of the rock. Amongst the roughest joints will be those that formed in intrusive rocks in a tensile brittle manner, and amongst the smoothest the planar cleavage surface in slates. The range of friction angles exhibited by this spectrum will vary from about 75° or 80° down to 20° or 25°, the maximum values being very dependent on the normal stress, due to the strongly curved nature of the peak strength envelopes for rough unfilled joints.

Direct shear tests performed on model tension fractures have provided a very realistic picture of the behaviour of unfilled joints at the roughest end of the joint spectrum. The peak shear strength of rough—undulating joints such as tension surfaces can now be predicted with acceptable accuracy from a knowledge of only one parameter, namely the effective joint wall compressive strength or JCS value. For an unweathered joint this will be simply the unconfined compression strength of the unweathered rock. However in most cases joint walls will be weathered to some degree. Methods of estimating the strength of the weathered rock are discussed. The predicted values of shear strength compare favourably with experimental results reported in the literature, both for weathered and unweathered rough joints.

The shear strength of unfilled joints of intermediate roughness presents a problem since at present there is insufficient detailed reporting of test results. In an effort to remedy this situation, a simple roughness classification method has been devised which has a sliding scale of roughness. The curvature of the proposed strength envelopes reduces as the roughness coefficient reduces, and also varies with the strength of the weathered joint wall or unweathered rock, whichever is relevant. Values of the Coulomb parameters c and Φ fitted to the curves between the commonly used normal stress range of 5–20 kg/cm² appear to agree quite closely with experimental results.

The presence of water is found in practice to reduce the shear strength of rough unfilled joints but hardly to affect the strength of planar surfaces. This surprising experimental result is also predicted by the proposed criterion for peak strength. The shear strength depends on the compressive strength which is itself reduced by the presence of water. The sliding scale of roughness incorporates a reduced contribution from the compressive strength as the joint roughness reduces. Based on the same model, it is possible to draw an interesting analogy between the effects of weathering, saturation, time to failure, and scale, on the shear strength of non-planar joints. Increasing these parameters causes a reduction in the compressive strength of the rock, and hence a reduction in the peak shear strength. Rough—undulating joints are most affected and smooth—nearly planar joints least of all.